There Is a Newer Version of the Utah Code
2011 Utah Code
Title 61 Securities Division - Real Estate Division
Chapter 1 Utah Uniform Securities Act
- Section 1 Fraud unlawful.
- Section 2 Investment adviser -- Unlawful acts.
- Section 3 Licensing of broker-dealers, agents, investment advisers, and investment adviser representatives.
- Section 4 Licensing and notice filing procedure.
- Section 5 Postlicensing provisions.
- Section 6 Denial, suspension, revocation, cancellation, or withdrawal of license -- Sanctions.
- Section 6.5 Court-ordered discipline.
- Section 7 Registration before sale.
- Section 9 Registration by coordination.
- Section 10 Registration by qualification.
- Section 11 Provisions applicable to registration generally.
- Section 11.1 Hearings for certain exchanges of securities.
- Section 12 Denial, suspension, and revocation of registration.
- Section 13 Definitions.
- Section 14 Exemptions.
- Section 14.5 Burden of proving exemption.
- Section 15 Filing of sales literature.
- Section 15.5 Federal covered securities.
- Section 16 False statements unlawful.
- Section 17 No finding by division on merits -- Contrary representation unlawful.
- Section 18 Division of Securities established -- Director -- Investigators.
- Section 18.1 Technical experts and specialists -- Employment -- Contracts.
- Section 18.2 Budget -- Annual report.
- Section 18.3 Information obtained by division or commission -- Use for personal benefit prohibited -- Disclosure.
- Section 18.4 Fees collected by division.
- Section 18.5 Securities Commission -- Transition.
- Section 18.6 Procedures -- Adjudicative proceedings.
- Section 18.7 Funding of securities investor education, training, and enforcement.
- Section 19 Investigations authorized.
- Section 20 Enforcement.
- Section 21 Penalties for violations.
- Section 21.1 Limitation of prosecutions.
- Section 21.5 Legal counsel -- Prosecutions.
- Section 22 Sales and purchases in violation -- Remedies -- Limitation of actions.
- Section 23 Review of orders.
- Section 24 Rules, forms, and orders.
- Section 25 Record of registrations.
- Section 26 Scope of the act -- Service of process.
- Section 27 Construction of chapter.
- Section 28 Citation of chapter.
- Section 29 Savings clause.
- Section 101 Title.
- Section 102 Definitions.
- Section 103 Procedure for disclosure.
- Section 104 Reporter protected from adverse action -- Exceptions.
- Section 105 Remedies for employee bringing action.
- Section 106 Award for reporter.
- Section 107 Procedures related to an award to a reporter.
- Section 108 Notice of contents of this part -- May not waive -- Nonexclusive.
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