2006 Utah Code - 51-7-22.4 — Penalties for violation by certified investment advisers.

     51-7-22.4.   Penalties for violation by certified investment advisers.
     (1) Each certified investment adviser who intentionally violates Section 51-7-7, 51-7-11, or 51-7-11.5, or who intentionally violates any rule or order under this chapter is guilty of a third degree felony.
     (2) In addition to any other penalty for a criminal violation of this chapter, the sentencing judge may impose any penalty or remedy provided for in Subsection 51-7-22.5(1)(b).

Amended by Chapter 183, 2005 General Session