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2022 US Code
Title 15 - Commerce and Trade
Chapter 2D - Investment Companies and Advisers
Subchapter II - Investment Advisers
| United States Code, 2018 Edition, Supplement 4, Title 15 - COMMERCE AND TRADE |
| Bills and Statutes |
| United States Code |
| Y 1.2/5: |
| Title 15 - COMMERCE AND TRADE CHAPTER 2D - INVESTMENT COMPANIES AND ADVISERS SUBCHAPTER II - INVESTMENT ADVISERS |
| sections 80b-1 to 80b-21 |
| 2022 |
| January 5, 2023 |
| No |
| standard |
- Sec. 80b-1 - Findings
- Sec. 80b-2 - Definitions
- Sec. 80b-3 - Registration of investment advisers
- Sec. 80b-3a - State and Federal responsibilities
- Sec. 80b-4 - Reports by investment advisers
- Sec. 80b-4a - Prevention of misuse of nonpublic information
- Sec. 80b-5 - Investment advisory contracts
- Sec. 80b-6 - Prohibited transactions by investment advisers
- Sec. 80b-6a - Exemptions
- Sec. 80b-7 - Material misstatements
- Sec. 80b-8 - General prohibitions
- Sec. 80b-9 - Enforcement of subchapter
- Sec. 80b-10 - Disclosure of information by Commission
- Sec. 80b-10a - Consultation
- Sec. 80b-11 - Rules, regulations, and orders of Commission
- Sec. 80b-12 - Hearings
- Sec. 80b-13 - Court review of orders
- Sec. 80b-14 - Jurisdiction of offenses and suits
- Sec. 80b-15 - Validity of contracts
- Sec. 80b-16 - Omitted
- Sec. 80b-17 - Penalties
- Sec. 80b-18 - Hiring and leasing authority of Commission
- Sec. 80b-18a - State regulation of investment advisers
- Sec. 80b-18b - Custody of client accounts
- Sec. 80b-18c - Rule of construction relating to the Commodities Exchange Act
- Sec. 80b-19 - Separability
- Sec. 80b-20 - Short title
- Sec. 80b-21 - Effective date
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