2020 US Code
Title 15 - Commerce and Trade
Chapter 2A - Securities and Trust Indentures
Subchapter III - Trust Indentures
Sec. 77yyy - Penalties
| 15 U.S.C. § 77yyy (2020) |
| §77yyy. Penalties |
|
Any person who willfully violates any provision of this subchapter or any rule, regulation, or order thereunder, or any person who willfully, in any application, report, or document filed or required to be filed under the provisions of this subchapter or any rule, regulation, or order thereunder, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more than $10,000 or imprisoned not more than five years, or both. |
|
(May 27, 1933, ch. 38, title III, §325, as added Aug. 3, 1939, ch. 411, 53 Stat. 1177; amended Pub. L. 94–29, §27(d), June 4, 1975, 89 Stat. 163.) |
|
AMENDMENTS
1975—Pub. L. 94–29 substituted "$10,000" for "$5,000". EFFECTIVE DATE OF 1975 AMENDMENTAmendment by Pub. L. 94–29 effective June 4, 1975, see section 31(a) of Pub. L. 94–29, set out as a note under section 78b of this title. |
| United States Code, 2018 Edition, Supplement 2, Title 15 - COMMERCE AND TRADE |
| Bills and Statutes |
| United States Code |
| Y 1.2/5: |
| Title 15 - COMMERCE AND TRADE CHAPTER 2A - SECURITIES AND TRUST INDENTURES SUBCHAPTER III - TRUST INDENTURES Sec. 77yyy - Penalties |
| section 77yyy |
| 2020 |
| January 13, 2021 |
| No |
| standard |
| 53 Stat. 1177 89 Stat. 163 |
| Public Law 94-29 |
