2017 US Code
Title 15 - Commerce and Trade
Chapter 2D - Investment Companies and Advisers
Subchapter II - Investment Advisers
Sec. 80b-17 - Penalties
| 15 U.S.C. § 80b-17 (2017) |
| §80b–17. Penalties |
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Any person who willfully violates any provision of this subchapter, or any rule, regulation, or order promulgated by the Commission under authority thereof, shall, upon conviction, be fined not more than $10,000, imprisoned for not more than five years, or both. |
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(Aug. 22, 1940, ch. 686, title II, §217, 54 Stat. 857; Pub. L. 86–750, §15, Sept. 13, 1960, 74 Stat. 888; Pub. L. 94–29, §27(f), June 4, 1975, 89 Stat. 163.) |
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AMENDMENTS
1975—Pub. L. 94–29 substituted "imprisoned for not more than five years" for "imprisoned for not more than two years". 1960—Pub. L. 86–750 inserted ", or any rule, regulation or order promulgated by the Commission under authority thereof,". EFFECTIVE DATE OF 1975 AMENDMENTAmendment by Pub. L. 94–29 effective June 4, 1975, see section 31(a) of Pub. L. 94–29, set out as a note under section 78b of this title. |
| United States Code, 2012 Edition, Supplement 5, Title 15 - COMMERCE AND TRADE |
| Bills and Statutes |
| United States Code |
| Y 1.2/5: |
| Title 15 - COMMERCE AND TRADE CHAPTER 2D - INVESTMENT COMPANIES AND ADVISERS SUBCHAPTER II - INVESTMENT ADVISERS Sec. 80b-17 - Penalties |
| section 80b-17 |
| 2017 |
| January 12, 2018 |
| No |
| standard |
| 54 Stat. 857 74 Stat. 888 89 Stat. 163 |
| Public Law 86-750, Public Law 94-29 |
