2016 US Code
Title 18 - Crimes and Criminal Procedure
Part II - Criminal Procedure
Chapter 213 - Limitations
Sec. 3301 - Securities fraud offenses

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Citation 18 U.S.C. § 3301 (2016)
Section Name §3301. Securities fraud offenses
Section Text

(a) Definition.—In this section, the term "securities fraud offense" means a violation of, or a conspiracy or an attempt to violate—

(1) section 1348;

(2) section 32(a) of the Securities Exchange Act of 1934 (15 U.S.C. 78ff(a));

(3) section 24 of the Securities Act of 1933 (15 U.S.C. 77x);

(4) section 217 of the Investment Advisers Act of 1940 (15 U.S.C. 80b–17);

(5) section 49 of the Investment Company Act of 1940 (15 U.S.C. 80a–48); or

(6) section 325 of the Trust Indenture Act of 1939 (15 U.S.C. 77yyy).


(b) Limitation.—No person shall be prosecuted, tried, or punished for a securities fraud offense, unless the indictment is found or the information is instituted within 6 years after the commission of the offense.

Source Credit

(Added Pub. L. 111–203, title X, §1079A(b)(1), July 21, 2010, 124 Stat. 2079.)

Editorial Notes EFFECTIVE DATE

Section effective 1 day after July 21, 2010, except as otherwise provided, see section 4 of Pub. L. 111–203, set out as a note under section 5301 of Title 12, Banks and Banking.

Publication Title United States Code, 2012 Edition, Supplement 4, Title 18 - CRIMES AND CRIMINAL PROCEDURE
Category Bills and Statutes
Collection United States Code
SuDoc Class Number Y 1.2/5:
Contained Within Title 18 - CRIMES AND CRIMINAL PROCEDURE
PART II - CRIMINAL PROCEDURE
CHAPTER 213 - LIMITATIONS
Sec. 3301 - Securities fraud offenses
Contains section 3301
Date 2016
Laws In Effect As Of Date January 6, 2017
Positive Law Yes
Disposition standard
Statutes at Large Reference 124 Stat. 2079
Public Law References Public Law 111-203
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