There Is a Newer Version
of
this Subchapter
2016 US Code
Title 15 - Commerce and Trade
Chapter 2D - Investment Companies and Advisers
Subchapter I - Investment Companies
| United States Code, 2012 Edition, Supplement 4, Title 15 - COMMERCE AND TRADE |
| Bills and Statutes |
| United States Code |
| Y 1.2/5: |
| Title 15 - COMMERCE AND TRADE CHAPTER 2D - INVESTMENT COMPANIES AND ADVISERS SUBCHAPTER I - INVESTMENT COMPANIES |
| sections 80a-1 to 80a-64 |
| 2016 |
| January 6, 2017 |
| No |
| standard |
- Sec. 80a-1 - Findings and declaration of policy
- Sec. 80a-2 - Definitions; applicability; rulemaking considerations
- Sec. 80a-3 - Definition of investment company
- Sec. 80a-3a - Protection of philanthropy under State law
- Sec. 80a-4 - Classification of investment companies
- Sec. 80a-5 - Subclassification of management companies
- Sec. 80a-6 - Exemptions
- Sec. 80a-7 - Transactions by unregistered investment companies
- Sec. 80a-8 - Registration of investment companies
- Sec. 80a-9 - Ineligibility of certain affiliated persons and underwriters
- Sec. 80a-10 - Affiliations or interest of directors, officers, and employees
- Sec. 80a-11 - Offers to exchange securities
- Sec. 80a-12 - Functions and activities of investment companies
- Sec. 80a-13 - Changes in investment policy
- Sec. 80a-14 - Size of investment companies
- Sec. 80a-15 - Contracts of advisers and underwriters
- Sec. 80a-16 - Board of directors
- Sec. 80a-17 - Transactions of certain affiliated persons and underwriters
- Sec. 80a-18 - Capital structure of investment companies
- Sec. 80a-19 - Payments or distributions
- Sec. 80a-20 - Proxies; voting trusts; circular ownership
- Sec. 80a-21 - Loans by management companies
- Sec. 80a-22 - Distribution, redemption, and repurchase of securities; regulations by securities associations
- Sec. 80a-23 - Closed-end companies
- Sec. 80a-24 - Registration of securities under Securities Act of 1933
- Sec. 80a-25 - Reorganization plans; reports by Commission
- Sec. 80a-26 - Unit investment trusts
- Sec. 80a-27 - Periodic payment plans
- Sec. 80a-28 - Face-amount certificate companies
- Sec. 80a-29 - Reports and financial statements of investment companies and affiliated persons
- Sec. 80a-30 - Accounts and records
- Sec. 80a-31 - Accountants and auditors
- Sec. 80a-32 - Filing of documents with Commission in civil actions
- Sec. 80a-33 - Destruction and falsification of reports and records
- Sec. 80a-34 - Unlawful representations and names
- Sec. 80a-35 - Breach of fiduciary duty
- Sec. 80a-36 - Larceny and embezzlement
- Sec. 80a-37 - Rules, regulations, and orders
- Sec. 80a-38 - Procedure for issuance of rules and regulations
- Sec. 80a-39 - Procedure for issuance of orders
- Sec. 80a-40 - Hearings by Commission
- Sec. 80a-41 - Enforcement of subchapter
- Sec. 80a-42 - Court review of orders
- Sec. 80a-43 - Jurisdiction of offenses and suits
- Sec. 80a-44 - Disclosure of information filed with Commission; copies
- Sec. 80a-45 - Reports by Commission; hiring and leasing authority
- Sec. 80a-46 - Validity of contracts
- Sec. 80a-47 - Liability of controlling persons; preventing compliance with subchapter
- Sec. 80a-48 - Penalties
- Sec. 80a-49 - Construction with other laws
- Sec. 80a-50 - Separability
- Sec. 80a-51 - Short title
- Sec. 80a-52 - Effective date
- Sec. 80a-53 - Election to be regulated as business development company
- Sec. 80a-54 - Acquisition of assets by business development companies
- Sec. 80a-55 - Qualifications of directors
- Sec. 80a-56 - Transactions with certain affiliates
- Sec. 80a-57 - Changes in investment policy
- Sec. 80a-58 - Incorporation of subchapter provisions
- Sec. 80a-59 - Functions and activities of business development companies
- Sec. 80a-60 - Capital structure
- Sec. 80a-61 - Loans
- Sec. 80a-62 - Distribution and repurchase of securities
- Sec. 80a-63 - Accounts and records
- Sec. 80a-64 - Preventing compliance with subchapter; liability of controlling persons
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