2016 US Code
Title 15 - Commerce and Trade
Chapter 2B - Securities Exchanges
Sec. 78o-1 - Brokers deemed to be registered

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Citation 15 U.S.C. § 78o-1 (2016)
Section Name §78o–1. Brokers deemed to be registered
Section Text

All brokers and dealers for whom registration was in effect on May 27, 1936, in accordance with rules and regulations of the Commission prescribed pursuant to section 78o of this title shall be deemed to be registered pursuant to said section.

Source Credit

(May 27, 1936, ch. 462, §10, 49 Stat. 1380.)

Editorial Notes CODIFICATION

Section was not enacted as a part of the Securities Exchange Act of 1934 which comprises this chapter.

TRANSFER OF FUNCTIONS

For transfer of functions of Securities and Exchange Commission, with certain exceptions, to Chairman of such Commission, see Reorg. Plan No. 10 of 1950, §§1, 2, eff. May 24, 1950, 15 F.R. 3175, 64 Stat. 1265, set out under section 78d of this title.

Publication Title United States Code, 2012 Edition, Supplement 4, Title 15 - COMMERCE AND TRADE
Category Bills and Statutes
Collection United States Code
SuDoc Class Number Y 1.2/5:
Contained Within Title 15 - COMMERCE AND TRADE
CHAPTER 2B - SECURITIES EXCHANGES
Sec. 78o-1 - Brokers deemed to be registered
Contains section 78o-1
Date 2016
Laws In Effect As Of Date January 6, 2017
Positive Law No
Disposition standard
Statutes at Large References 49 Stat. 1380
64 Stat. 1265
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