2015 US Code
Title 15 - Commerce and Trade (Sections 1 - 8405)
Chapter 2B - Securities Exchanges (Sections 78a - 78pp)
Sec. 78o-1 - Brokers deemed to be registered

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Publication TitleUnited States Code, 2012 Edition, Supplement 3, Title 15 - COMMERCE AND TRADE
CategoryBills and Statutes
CollectionUnited States Code
SuDoc Class NumberY 1.2/5:
Contained WithinTitle 15 - COMMERCE AND TRADE
Sec. 78o-1 - Brokers deemed to be registered
Containssection 78o-1
Laws In Effect As Of DateJanuary 3, 2016
Positive LawNo
Source CreditMay 27, 1936, ch. 462, §10, 49 Stat. 1380.
Statutes at Large References49 Stat. 1380
64 Stat. 1265

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15 U.S.C. § 78o-1 (2015)
§78o–1. Brokers deemed to be registered

All brokers and dealers for whom registration was in effect on May 27, 1936, in accordance with rules and regulations of the Commission prescribed pursuant to section 78o of this title shall be deemed to be registered pursuant to said section.

(May 27, 1936, ch. 462, §10, 49 Stat. 1380.)


Section was not enacted as a part of the Securities Exchange Act of 1934 which comprises this chapter.


For transfer of functions of Securities and Exchange Commission, with certain exceptions, to Chairman of such Commission, see Reorg. Plan No. 10 of 1950, §§1, 2, eff. May 24, 1950, 15 F.R. 3175, 64 Stat. 1265, set out under section 78d of this title.

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