2015 US Code
Title 15 - Commerce and Trade (Sections 1 - 8405)
Chapter 2A - Securities and Trust Indentures (Sections 77a - 77bbbb)
Subchapter I - Domestic Securities (Sections 77a - 77aa)
Sec. 77x - Penalties
|Publication Title||United States Code, 2012 Edition, Supplement 3, Title 15 - COMMERCE AND TRADE|
|Category||Bills and Statutes|
|Collection||United States Code|
|SuDoc Class Number||Y 1.2/5:|
|Contained Within||Title 15 - COMMERCE AND TRADE|
CHAPTER 2A - SECURITIES AND TRUST INDENTURES
SUBCHAPTER I - DOMESTIC SECURITIES
Sec. 77x - Penalties
|Laws In Effect As Of Date||January 3, 2016|
|Source Credit||May 27, 1933, ch. 38, title I, §24, 48 Stat. 87; Pub. L. 94-29, §27(a), June 4, 1975, 89 Stat. 163.|
|Statutes at Large References||48 Stat. 87|
64 Stat. 1265
89 Stat. 163
|Public and Private Laws||Public Law 94-29|
Any person who willfully violates any of the provisions of this subchapter, or the rules and regulations promulgated by the Commission under authority thereof, or any person who willfully, in a registration statement filed under this subchapter, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more than $10,000 or imprisoned not more than five years, or both.
(May 27, 1933, ch. 38, title I, §24, 48 Stat. 87; Pub. L. 94–29, §27(a), June 4, 1975, 89 Stat. 163.)
1975—Pub. L. 94–29 substituted "$10,000" for "$5,000".
EFFECTIVE DATE OF 1975 AMENDMENT
Amendment by Pub. L. 94–29 effective June 4, 1975, see section 31(a) of Pub. L. 94–29, set out as a note under section 78b of this title.
TRANSFER OF FUNCTIONS
For transfer of functions of Securities and Exchange Commission, with certain exceptions, to Chairman of such Commission, see Reorg. Plan No. 10 of 1950, §§1, 2, eff. May 24, 1950, 15 F.R. 3175, 64 Stat. 1265, set out under section 78d of this title.
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