2013 US Code
Title 15 - Commerce and Trade
Chapter 109 - WALL STREET TRANSPARENCY AND ACCOUNTABILITY (§§ 8301 - 8344)
Subchapter II - REGULATION OF SECURITY-BASED SWAP MARKETS (§§ 8341 - 8344)
Section 8341 - Authority to further define terms
Publication Title | United States Code, 2012 Edition, Supplement 1, Title 15 - COMMERCE AND TRADE |
Category | Bills and Statutes |
Collection | United States Code |
SuDoc Class Number | Y 1.2/5: |
Contained Within | Title 15 - COMMERCE AND TRADE CHAPTER 109 - WALL STREET TRANSPARENCY AND ACCOUNTABILITY SUBCHAPTER II - REGULATION OF SECURITY-BASED SWAP MARKETS Sec. 8341 - Authority to further define terms |
Contains | section 8341 |
Date | 2013 |
Laws in Effect as of Date | January 16, 2014 |
Positive Law | No |
Disposition | standard |
Source Credit | Pub. L. 111-203, title VII, §761(b), July 21, 2010, 124 Stat. 1759. |
Statutes at Large References | 124 Stat. 1759, 1754 |
Public Law References | Public Law 111-203 |
Download PDF
The Securities and Exchange Commission may, by rule, further define—
(1) the term "commercial risk";
(2) any other term included in an amendment to the Securities Exchange Act of 1934 1 (15 U.S.C. 78c(a)) made by this subtitle; and
(3) the terms "security-based swap", "security-based swap dealer", "major security-based swap participant", and "eligible contract participant", with regard to security-based swaps (as such terms are defined in the amendments made by subsection (a)) for the purpose of including transactions and entities that have been structured to evade this subtitle or the amendments made by this subtitle.
(Pub. L. 111–203, title VII, §761(b), July 21, 2010, 124 Stat. 1759.)
REFERENCES IN TEXTThis subtitle, referred to in pars. (2) and (3), is subtitle B (§§761–774) of title VII of Pub. L. 111–203, July 21, 2010, 124 Stat. 1754, which enacted this subchapter and sections 78c–3 to 78c–5, 78j–2, 78m–1, and 78o–10 of this title, amended sections 77b, 77b–1, 77e, 77q, 78c, 78c–1, 78f, 78i, 78j, 78m, 78o, 78p, 78q–1, 78t, 78u–1, 78u–2, 78bb, 78dd, 78mm, 80a–2, and 80b–2 of this title, enacted provisions set out as a note under section 77b of this title, and amended provisions set out as a note under section 78c of this title. For complete classification of subtitle B to the Code, see Tables.
Subsection (a), referred to in par. (3), is subsec. (a) of section 761 of title VII of Pub. L. 111–203, July 21, 2010, 124 Stat. 1754, which amended section 78c of this title.
EFFECTIVE DATEProvisions of subchapter effective on the later of 360 days after July 21, 2010, or, to the extent the provision requires a rulemaking, not less than 60 days after publication of the final rule or regulation implementing such provision, see section 774 of Pub. L. 111–203, set out as an Effective Date of 2010 Amendment note under section 77b of this title.
DEFINITIONFor definition of "including" as used in this section, see section 5301 of Title 12, Banks and Banking.
1 So in original. Probably should be "section 3(a) of the Securities Exchange Act of 1934".
Disclaimer: These codes may not be the most recent version. The United States Government Printing Office may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the US site. Please check official sources.