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2012 US Code
Title 15 - Commerce and Trade
Chapter 2A - SECURITIES AND TRUST INDENTURES (§§ 77a - 77bbbb)
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| Publication Title | United States Code, 2012 Edition, Title 15 - COMMERCE AND TRADE |
| Category | Bills and Statutes |
| Collection | United States Code |
| SuDoc Class Number | Y 1.2/5: |
| Contained Within | Title 15 - COMMERCE AND TRADE CHAPTER 2A - SECURITIES AND TRUST INDENTURES Table Of Contents |
| Date | 2012 |
| Laws in Effect as of Date | January 15, 2013 |
| Positive Law | No |
| Disposition | standard |
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SUBCHAPTER I—DOMESTIC SECURITIES
| Sec. | |
| 77a. | Short title. |
| 77b. | Definitions; promotion of efficiency, competition, and capital formation. |
| 77b–1. | Swap agreements. |
| 77c. | Classes of securities under this subchapter. |
| 77d. | Exempted transactions. |
| 77d–1. | Requirements with respect to certain small transactions. |
| 77e. | Prohibitions relating to interstate commerce and the mails. |
| 77f. | Registration of securities. |
| 77g. | Information required in registration statement. |
| 77h. | Taking effect of registration statements and amendments thereto. |
| 77h–1. | Cease-and-desist proceedings. |
| 77i. | Court review of orders. |
| 77j. | Information required in prospectus. |
| 77k. | Civil liabilities on account of false registration statement. |
| 77l. | Civil liabilities arising in connection with prospectuses and communications. |
| 77m. | Limitation of actions. |
| 77n. | Contrary stipulations void. |
| 77o. | Liability of controlling persons. |
| 77p. | Additional remedies; limitation on remedies. |
| 77q. | Fraudulent interstate transactions. |
| 77r. | Exemption from State regulation of securities offerings. |
| 77r–1. | Preemption of State law. |
| 77s. | Special powers of Commission. |
| 77t. | Injunctions and prosecution of offenses. |
| 77u. | Hearings by Commission. |
| 77v. | Jurisdiction of offenses and suits. |
| 77w. | Unlawful representations. |
| 77x. | Penalties. |
| 77y. | Jurisdiction of other Government agencies over securities. |
| 77z. | Separability. |
| 77z–1. | Private securities litigation. |
| 77z–2. | Application of safe harbor for forward-looking statements. |
| 77z–2a. | Conflicts of interest relating to certain securitizations. |
| 77z–3. | General exemptive authority. |
| 77aa. | Schedule of information required in registration statement. |
SUBCHAPTER II—FOREIGN SECURITIES
| 77bb. | “Corporation of Foreign Security Holders”; creation; principal office; branch offices. |
| 77cc. | Directors of Corporation; appointment, term of office, and removal. |
| 77dd. | Powers and duties of Corporation, generally. |
| 77ee. | Directors of Corporation, powers and duties generally. |
| 77ff. | Accounts and annual balance sheet of Corporation; audits. |
| 77gg. | Annual report by Corporation; printing and distribution. |
| 77hh. | Assessments by Corporation on holders of foreign securities. |
| 77ii. | Subscriptions accepted by Corporation as loans; repayment. |
| 77jj. | Loans to Corporation from Reconstruction Finance Corporation authorized. |
| 77kk. | Representations by Corporation as acting for Department of State or United States forbidden; interference with foreign negotiations forbidden. |
| 77ll. | Effective date of subchapter. |
| 77mm. | Short title. |
SUBCHAPTER III—TRUST INDENTURES
| 77aaa. | Short title. |
| 77bbb. | Necessity for regulation. |
| 77ccc. | Definitions. |
| 77ddd. | Exempted securities and transactions. |
| 77eee. | Securities required to be registered under Securities Act. |
| 77fff. | Securities not registered under Securities Act. |
| 77ggg. | Qualification of indentures covering securities not required to be registered. |
| 77hhh. | Integration of procedure with Securities Act and other Acts. |
| 77iii. | Effective time of qualification. |
| 77jjj. | Eligibility and disqualification of trustee. |
| 77kkk. | Preferential collection of claims against obligor. |
| 77lll. | Bondholders’ lists. |
| 77mmm. | Reports by indenture trustee. |
| 77nnn. | Reports by obligor; evidence of compliance with indenture provisions. |
| 77ooo. | Duties and responsibility of the trustee. |
| 77ppp. | Directions and waivers by bondholders; prohibition of impairment of holder's right to payment; record date. |
| 77qqq. | Special powers of trustee; duties of paying agents. |
| 77rrr. | Effect of prescribed indenture provisions. |
| 77sss. | Rules, regulations, and orders. |
| 77ttt. | Hearings by Commission. |
| 77uuu. | Special powers of the Commission. |
| 77vvv. | Judicial review. |
| 77www. | Liability for misleading statements. |
| 77xxx. | Unlawful representations. |
| 77yyy. | Penalties. |
| 77zzz. | Effect on existing law. |
| 77aaaa. | Contrary stipulations void. |
| 77bbbb. | Separability. |
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