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2011 US Code
Title 7 - Agriculture
Chapter 1 - COMMODITY EXCHANGES (§§ 1 - 27f)
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Publication Title | United States Code, 2006 Edition, Supplement 5, Title 7 - AGRICULTURE |
Category | Bills and Statutes |
Collection | United States Code |
SuDoc Class Number | Y 1.2/5: |
Contained Within | Title 7 - AGRICULTURE CHAPTER 1 - COMMODITY EXCHANGES |
Contains | sections 1 to 27f |
Date | 2011 |
Laws in Effect as of Date | January 3, 2012 |
Positive Law | No |
Disposition | standard |
- Table Of Contents
- Section 1 - Short title
- Section 1a - Definitions
- Section 1b - Requirements of Secretary of the Treasury regarding exemption of foreign exchange swaps and...
- Section 2 - Jurisdiction of Commission; liability of principal for act of agent; Commodity Futures Trading...
- Section 2a to 4a - Transferred
- Section 5 - Findings and purpose
- Section 6 - Regulation of futures trading and foreign transactions
- Section 6a - Excessive speculation
- Section 6b - Contracts designed to defraud or mislead
- Section 6b-1 - Enforcement authority
- Section 6c - Prohibited transactions
- Section 6d - Dealing by unregistered futures commission merchants or introducing brokers prohibited; duties in...
- Section 6e - Dealings by unregistered floor trader or broker prohibited
- Section 6f - Registration and financial requirements; risk assessment
- Section 6g - Reporting and recordkeeping
- Section 6h - False self-representation as registered entity member prohibited
- Section 6i - Reports of deals equal to or in excess of trading limits; books and records; cash and controlled...
- Section 6j - Restrictions on dual trading in security futures products on designated contract markets and...
- Section 6k - Registration of associates of futures commission merchants, commodity pool operators, and...
- Section 6l - Commodity trading advisors and commodity pool operators; Congressional finding
- Section 6m - Use of mails or other means or instrumentalities of interstate commerce by commodity trading...
- Section 6n - Registration of commodity trading advisors and commodity pool operators; application; expiration...
- Section 6o - Fraud and misrepresentation by commodity trading advisors, commodity pool operators, and...
- Section 6o-1 - Transferred
- Section 6p - Standards and examinations
- Section 6q - Special procedures to encourage and facilitate bona fide hedging by agricultural producers
- Section 6r - Reporting and recordkeeping for uncleared swaps
- Section 6s - Registration and regulation of swap dealers and major swap participants
- Section 6t - Large swap trader reporting
- Section 7 - Designation of boards of trade as contract markets
- Section 7a - Repealed. Pub. L. 111-203, title VII, §734(a), July 21, 2010, 124 Stat. 1718
- Section 7a-1 - Derivatives clearing organizations
- Section 7a-2 - Common provisions applicable to registered entities
- Section 7a-3 - Repealed. Pub. L. 111-203, title VII, §734(a), July 21, 2010, 124 Stat. 1718
- Section 7b - Suspension or revocation of designation as registered entity
- Section 7b-1 - Designation of securities exchanges and associations as contract markets
- Section 7b-2 - Privacy
- Section 7b-3 - Swap execution facilities
- Section 8 - Application for designation as contract market or derivatives transaction execution facility...
- Section 9 - Prohibition regarding manipulation and false information
- Section 9a - Assessment of money penalties
- Section 9b - Rules prohibiting deceptive and other abusive telemarketing acts or practices
- Section 9c - Notice of investigations and enforcement actions
- Section 10 - Repealed. June 25, 1948, ch. 646, §39, 62 Stat. 992, eff. Sept. 1, 1948
- Section 10a - Cooperative associations and corporations, exclusion from board of trade; rules of board...
- Section 11 - Vacation on request of designation or registration as “registered entity”; redesignation or...
- Section 12 - Public disclosure
- Section 12-1 to 12-3 - Omitted
- Section 12a - Registration of commodity dealers and associated persons; regulation of registered entities
- Section 12b - Trading ban violations; prohibition
- Section 12c - Disciplinary actions
- Section 12d - Commission action for noncompliance with export sales reporting requirements
- Section 12e - title I, §123(a)(21)
- Section 13 - Violations generally; punishment; costs of prosecution
- Section 13-1 - Violations, prohibition against dealings in motion picture box office receipts or onion futures...
- Section 13a - Nonenforcement of rules of government or other violations; cease and desist orders; fines and...
- Section 13a-1 - Enjoining or restraining violations
- Section 13a-2 - Jurisdiction of States
- Section 13b - Manipulations or other violations; cease and desist orders against persons other than registered...
- Section 13c - Responsibility as principal; minor violations
- Section 14 - Repealed. Pub. L. 99-641, title I, §110(5), Nov. 10, 1986, 100 Stat. 3561
- Section 15 - Omitted
- Section 15a - Repealed. Pub. L. 95-405, §24, Sept. 30, 1978, 92 Stat. 877
- Section 15b - Cotton futures contracts
- Section 16 - Commission operations
- Section 16a - Service fees and National Futures Association study
- Section 17 - Separability
- Section 17a - Separability of 1936 amendment
- Section 17b - Separability of 1968 amendment
- Section 18 - Complaints against registered persons
- Section 19 - Consideration of costs and benefits and antitrust laws
- Section 20 - Market reports
- Section 21 - Registered futures associations
- Section 22 - Research and information programs; reports to Congress
- Section 23 - Standardized contracts for certain commodities
- Section 24 - Customer property with respect to commodity broker debtors; definitions
- Section 24a - Swap data repositories
- Section 25 - Private rights of action
- Section 26 - Commodity whistleblower incentives and protection
- Section 27 - Definitions
- Section 27a - Exclusion of identified banking product
- Section 27b - Repealed. Pub. L. 111-203, title VII, §725(g)(1)(A), July 21, 2010, 124 Stat. 1694
- Section 27c - Exclusion of certain other identified banking products
- Section 27d - Administration of the predominance test
- Section 27e - Repealed. Pub. L. 111-203, title VII, §725(g)(1)(A), July 21, 2010, 124 Stat. 1694
- Section 27f - Contract enforcement
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