1994 US Code
Title 15 - COMMERCE AND TRADE
CHAPTER 2C - PUBLIC UTILITY HOLDING COMPANIES
Sec. 79z-1 - Liability of controlling person; preventing compliance with law

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Metadata
Publication TitleUnited States Code, 1994 Edition, Title 15 - COMMERCE AND TRADE
CategoryBills and Statutes
CollectionUnited States Code
SuDoc Class NumberY 1.2/5:
Contained WithinTitle 15 - COMMERCE AND TRADE
CHAPTER 2C - PUBLIC UTILITY HOLDING COMPANIES
Sec. 79z-1 - Liability of controlling person; preventing compliance with law
Containssection 79z-1
Date1994
Laws in Effect as of DateJanuary 4, 1995
Positive LawNo
Dispositionstandard
Source CreditAug. 26, 1935, ch. 687, title I, §27, 49 Stat. 836.
Statutes at Large Reference49 Stat. 836


§79z–1. Liability of controlling person; preventing compliance with law

(a) It shall be unlawful for any person, directly or indirectly, to cause to be done any act or thing through or by means of any other person which it would be unlawful for such person to do under the provisions of this chapter or any rule, regulation, or order thereunder.

(b) It shall be unlawful for any person without just cause to hinder, delay, or obstruct the making, filing, or keeping of any information, document, report, record, or account required to be made, filed, or kept under any provision of this chapter or any rule, regulation, or order thereunder.

(Aug. 26, 1935, ch. 687, title I, §27, 49 Stat. 836.)

Cross References

Liability of controlling persons under—

Investment Company Act of 1940, see section 80a–47 of this title.

Securities Act of 1933, see section 77o of this title.

Securities Exchange Act of 1934, see section 78t of this title.

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