There is a newer version
of
this Title
2019 Texas Statutes
Vernon's Civil Statutes
Title 19 - Blue Sky Law--Securities
- Art. 581-1 - Short Title of Act
- Art. 581-2 - Creating the State Securities Board and Providing for Appointment of Securities Commissioner
- Art. 581-2-1 - Conflict of Interest
- Art. 581-2-2 - Information About Standards of Conduct
- Art. 581-2-3 - Training
- Art. 581-2-4 - Division of Policy and Management Responsibilities
- Art. 581-2-5 - Public Testimony
- Art. 581-2-6 - Complaints Information
- Art. 581-2-7 - Equal Employment Opportunity Policy Statement
- Art. 581-2-8 - Alternative Rulemaking and Dispute Resolution
- Art. 581-3 - Administration and Enforcement by the Securities Commissioner and the Attorney General and Local Law Enforcement Officials
- Art. 581-3-1 - Nonexclusivity of Means of Enforcement
- Art. 581-4 - Definitions
- Art. 581-5 - Exempt Transactions
- Art. 581-6 - Exempt Securities
- Art. 581-7 - Permit or Registration for Issue by Commissioner; Information for Issuance of Permit or Registration
- Art. 581-8 - Consent to Service
- Art. 581-9 - Protection to Purchasers of Securities
- Art. 581-10 - Examination of Application; Permit
- Art. 581-10-1 - Purposes
- Art. 581-11 - Papers Filed With Commissioner; Records Open to Inspection
- Art. 581-12 - Registration of Persons Selling Securities or Rendering Investment Advice
- Art. 581-12-1 - Notice Filing for Federal Covered Investment Advisers and Representatives of Federal Covered Investment Advisers
- Art. 581-13 - Method and Condition of Registration Required for Dealer, Agent, Investment Adviser, or Investment Adviser Representative
- Art. 581-13-1 - Inspection
- Art. 581-14 - Denial, Suspension or Revocation of Registration as Dealer, Agent, Investment Adviser, or Investment Adviser Representative
- Art. 581-15 - Issuance of Registration Certificates to Dealers and Investment Advisers
- Art. 581-17 - Form of Certificates to Dealers and Investment Advisers
- Art. 581-18 - Registration of Agents of Dealers or of Representatives of Investment Advisers
- Art. 581-19 - Annual Registration; Renewals
- Art. 581-20 - Display or Advertisement of Fact of Registration Unlawful
- Art. 581-21 - Posting Registration Certificates
- Art. 581-22 - Regulation of Offers
- Art. 581-23 - Cease and Desist Orders; Cease Publication Orders; List of Securities Offered
- Art. 581-23-1 - Assessment of Administrative Fines
- Art. 581-23-2 - Emergency Cease and Desist Order
- Art. 581-24 - Hearings Upon Exception to Actions of Commissioner
- Art. 581-25 - Revocation of Registration of Any Dealer, Agent, Investment Adviser, or Investment Adviser Representative
- Art. 581-25-1 - Receiverships of Persons or Assets
- Art. 581-26 - Notices by Registered Mail
- Art. 581-27 - Judicial Review
- Art. 581-28 - Investigations, Investigatory Materials, and Registration Related Materials
- Art. 581-28-1 - Adoption of Rules and Regulations
- Art. 581-29 - Penal Provisions
- Art. 581-29-1 - Limitation
- Art. 581-29-2 - Aggregation of Amounts Involved in Securities Fraud
- Art. 581-29-3 - Criminal Responsibility of Corporation or Association
- Art. 581-30 - Certified Copies of Papers Filed With Commissioner as Evidence
- Art. 581-31 - Construction
- Art. 581-32 - Injunctions, Restitution, and Civil Penalties
- Art. 581-32-1 - Refund
- Art. 581-33 - Civil Liability With Respect to Issuance or Sale of a Security
- Art. 581-33-1 - Civil Liability of Investment Advisers and Investment Adviser Representatives
- Art. 581-33-2 - Stay of Recognition or Enforcement of Foreign Country Judgment
- Art. 581-34 - Actions for Commission; Allegations and Proof of Compliance
- Art. 581-35 - Fees
- Art. 581-35-1 - Fees for Sales of Excess Securities
- Art. 581-35-2 - Fees for Sales of Unregistered Securities
- Art. 581-36 - Deposit to General Revenue Fund
- Art. 581-37 - Pleading Exemptions
- Art. 581-38 - Partial Invalidity; Severability
- Art. 581-39 - Repeal of Securities Act and Insurance Securities Act Now in Effect; Saving Clause as to Pending Proceedings
- Art. 581-42 - Reduced Fees
- Art. 581-43 - Investor Education
- Art. 581-44 - Crowdfunding
- Art. 581-45 - Protection of Vulnerable Adults From Financial Exploitation
Disclaimer: These codes may not be the most recent version. Texas may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
This site is protected by reCAPTCHA and the Google
Privacy Policy and
Terms of Service apply.