Go to Previous Versions
of
this Subchapter
2025 Texas Statutes
Government Code
Title 12 - Securities Act
Chapter 4004 - Regulation of Dealers, Investment Advisers, Dealers' Agents, and Investment Adviser Representatives
Subchapter C. Registration of Agents and Investment Adviser Representatives
- Section 4004.101. Registration of Agents
- Section 4004.102. Registration of Investment Adviser Representatives
- Section 4004.103. Application for Registration
- Section 4004.104. Issuance of Evidence of Registration
- Section 4004.105. Form and Contents of Evidence of Registration
- Section 4004.106. Cancellation of Registration
Disclaimer: These codes may not be the most recent version. Texas may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
