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2021 Texas Statutes
Government Code
Title 12 - Securities Act
Chapter 4007 - Enforcement
Subchapter E. Criminal Provisions
- Section 4007.201. Unauthorized Sale of Securities; Offense
- Section 4007.202. Unauthorized Rendering of Services as Investment Adviser or Investment Adviser Representative; Offense
- Section 4007.203. Fraudulent Conduct; Offense
- Section 4007.204. Materially False Statement in Document or Proceeding; Offense
- Section 4007.205. False Statement or Representation Concerning Registration; Offense
- Section 4007.206. Violation of Cease and Desist Order; Offense
- Section 4007.207. Noncompliant Offer or Offer Prohibited by Cease Publication Order; Offense
- Section 4007.208. Aggregation of Amounts
- Section 4007.209. Liability of Corporation
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