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2017 Tennessee Code
Title 48 - Corporations and Associations
Securities
Chapter 1 - Securities
Part 1 - Tennessee Securities Act of 1980
- § 48-1-101. Short title.
- § 48-1-102. Part definitions.
- § 48-1-103. Exemptions.
- § 48-1-104. Securities registration requirement -- Civil penalty.
- § 48-1-105. Registration by coordination.
- § 48-1-106. Registration by qualification.
- § 48-1-107. Provisions applicable to registration generally.
- § 48-1-108. Stop order denying, suspending, or revoking registration.
- § 48-1-109. Registration as broker-dealers, agents, investment advisers, and investment adviser representatives.
- § 48-1-110. Registration procedure.
- § 48-1-111. Records and reports -- Examinations.
- § 48-1-112. Denial, revocation, suspension, cancellation, or withdrawal of registration.
- § 48-1-113. Filing of sales and advertising literature.
- § 48-1-114. Unlawful representation concerning registration or exemption.
- § 48-1-115. Administration.
- § 48-1-116. Rules, forms, orders, and hearings.
- § 48-1-117. Administrative files and opinions.
- § 48-1-118. Investigations and subpoenas.
- § 48-1-119. Injunctions.
- § 48-1-120. Judicial review.
- § 48-1-121. Fraudulent acts or devices.
- § 48-1-122. Civil liabilities.
- § 48-1-123. Criminal prosecution.
- § 48-1-124. Scope of law -- Service of process.
- § 48-1-125. Notice filing and fee requirements for covered securities.
- § 48-1-126. Exemptions from notice filing and fee requirements.
- § 48-1-127. Senior exploitation reporting and records.
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