2022 South Carolina Code of Laws
Title 35 - Securities
Chapter 1 - South Carolina Uniform Securities Act Of 2005

Editor's Note

The South Carolina Uniform Securities Act of 2005 replaced former Chapter 1, Uniform Securities, with a new Chapter 1, effective January 1, 2006, numbered in conformity with the Uniform Securities Act. The new chapter includes Official and South Carolina Reporters comments linking the old and new chapters.

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ARTICLE 1 General Provisions ARTICLE 2 Exemptions From Registration of Securities

Editor's Note

The South Carolina Uniform Securities Act of 2005 replaced former Chapter 1, Uniform Securities, with a new Chapter 1, effective January 1, 2006, numbered in conformity with the Uniform Securities Act. The new chapter includes Official and South Carolina Reporters comments linking the old and new chapters.

ARTICLE 3 Registration of Securities and Notice Filing of Federal Covered Securities

Editor's Note

The South Carolina Uniform Securities Act of 2005 replaced former Chapter 1, Uniform Securities, with a new Chapter 1, effective January 1, 2006, numbered in conformity with the Uniform Securities Act. The new chapter includes Official and South Carolina Reporters comments linking the old and new chapters.

ARTICLE 4 Broker-Dealers, Agents, Investment Advisers, Investment Adviser Representatives, and Federal Covered Investment Advisers

Editor's Note

The South Carolina Uniform Securities Act of 2005 replaced former Chapter 1, Uniform Securities, with a new Chapter 1, effective January 1, 2006, numbered in conformity with the Uniform Securities Act. The new chapter includes Official and South Carolina Reporters comments linking the old and new chapters.

ARTICLE 5 Fraud and Liabilities

Editor's Note

The South Carolina Uniform Securities Act of 2005 replaced former Chapter 1, Uniform Securities, with a new Chapter 1, effective January 1, 2006, numbered in conformity with the Uniform Securities Act. The new chapter includes Official and South Carolina Reporters comments linking the old and new chapters.

ARTICLE 6 Administration and Judicial Review

Editor's Note

The South Carolina Uniform Securities Act of 2005 replaced former Chapter 1, Uniform Securities, with a new Chapter 1, effective January 1, 2006, numbered in conformity with the Uniform Securities Act. The new chapter includes Official and South Carolina Reporters comments linking the old and new chapters.

ARTICLE 7 Transition

Editor's Note

The South Carolina Uniform Securities Act of 2005 replaced former Chapter 1, Uniform Securities, with a new Chapter 1, effective January 1, 2006, numbered in conformity with the Uniform Securities Act. The new chapter includes Official and South Carolina Reporters comments linking the old and new chapters.

ARTICLE 8 The Protection of Vulnerable Adults from Financial Exploitation
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