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2025 Rhode Island General Laws
Title 7 - Corporations, Associations, and Partnerships
Chapter 7-11 Rhode Island Uniform Securities Act
- Part I Definitions
- Part II Licensing of Broker-Dealers, Sales Representatives, and Investment Advisers and Investment Adviser Representatives
- Part III Registration of Securities
- Part IV Exemptions from Registration
- Part V Fraudulent and Other Prohibited Practices
- Part VI Enforcement and Civil Liability
- Part VII Administration
- Part VIII Miscellaneous Provisions
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