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2024 Rhode Island General Laws
Title 7 - Corporations, Associations and Partnerships
Chapter 7-11 - Rhode Island Uniform Securities Act
- Part I - Definitions
- Part II - Licensing of Broker-Dealers, Sales Representatives, and Investment Advisers and Investment Adviser Representatives
- Part III - Registration of Securities
- Part IV - Exemptions from Registration
- Part V - Fraudulent and Other Prohibited Practices
- Part VI - Enforcement and Civil Liability
- Part VII - Administration
- Part VIII - Miscellaneous Provisions
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