There is a newer version
of
this Part
2022 Rhode Island General Laws
Title 7 - Corporations, Associations and Partnerships
Chapter 7-11 - Rhode Island Uniform Securities Act
Part V - Fraudulent and Other Prohibited Practices
- Section 7-11-501. - Offers, sales, and purchases.
- Section 7-11-502. - Market manipulation.
- Section 7-11-503. - Prohibited transactions by investment advisers, federal covered advisers.
- Section 7-11-504. - Misleading filings.
- Section 7-11-505. - Unlawful representations concerning licensing, registration, or exemption.
Disclaimer: These codes may not be the most recent version. Rhode Island may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
This site is protected by reCAPTCHA and the Google
Privacy Policy and
Terms of Service apply.