2013 Rhode Island General Laws
Title 7 - Corporations, Associations and Partnerships
Chapter 7-11 - Rhode Island Uniform Securities Act
Section 7-11-207 - Examinations.
§ 7-11-207 Examinations. – (a) The director may by rule or order impose an examination requirement upon an applicant or class of applicants for licensing under this chapter.
(b) An examination may be administered by the director or a designee of the director. An examination may be oral or written or both and may differ for each class of applicants.
(c) The director may by rule or order waive an examination requirement imposed under subsection (a) as to a person or class of persons if the director determines that the examination is not necessary for the protection of investors.
History of Section.
(P.L. 1990, ch. 460, § 2.)
Disclaimer: These codes may not be the most recent version. Rhode Island may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
