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2017 Oregon Revised Statutes
Volume : 02 - Business Organizations, Commercial Code
Chapter 078 - Investment Securities
GENERAL PROVISIONS
- Section 78.1010 - Short title.
- Section 78.1020 - Definitions and index of definitions.
- Section 78.1030 - Rules for determining whether certain obligations and interests are securities or financial assets.
- Section 78.1040 - Acquisition of security or financial asset or interest therein.
- Section 78.1050 - Notice of adverse claim.
- Section 78.1060 - Control.
- Section 78.1070 - Whether indorsement, instruction or entitlement order is effective.
- Section 78.1080 - Warranties in direct holding.
- Section 78.1090 - Warranties in indirect holding.
- Section 78.1100 - Applicability; choice of law.
- Section 78.1110 - Clearing corporation rules.
- Section 78.1120 - Creditor’s legal process.
- Section 78.1130 - Statute of frauds inapplicable.
- Section 78.1140 - Evidentiary rules concerning certificated securities.
- Section 78.1150 - Securities intermediary and others not liable to adverse claimant.
- Section 78.1160 - Securities intermediary as purchaser for value.
- Section 78.2010 - "Issuer."
- Section 78.2020 - Terms of security; issuer’s responsibility and defenses; notice of defect or defense.
- Section 78.2030 - Staleness as notice of defects or defenses.
- Section 78.2040 - Effect of issuer’s restriction on transfer.
- Section 78.2050 - Effect of unauthorized signature on security certificate.
- Section 78.2060 - Completion or alteration of security certificate.
- Section 78.2070 - Rights of issuer with respect to registered owners.
- Section 78.2080 - Effect of signature of authenticating trustee, registrar or transfer agent.
- Section 78.2090 - Issuer’s lien.
- Section 78.2100 - Overissue.
- Section 78.3010 - Delivery.
- Section 78.3020 - Rights of purchaser.
- Section 78.3030 - "Protected purchaser."
- Section 78.3040 - Indorsement.
- Section 78.3050 - Instruction.
- Section 78.3060 - Effect of guaranteeing signature, indorsement or instruction.
- Section 78.3070 - Purchaser’s rights to requisites for registration of transfer.
- Section 78.3080 [1961 c.726 §78.3080; 1985 c.676 §78.3080; repealed by 1995 c.328 §71]
- Section 78.3090 [1961 c.726 §78.3090; 1985 c.676 §78.3090; repealed by 1995 c.328 §71]
- Section 78.3100 [1961 c.726 §78.3100; 1985 c.676 §78.3100; repealed by 1995 c.328 §71]
- Section 78.3110 [1961 c.726 §78.3110; 1985 c.676 §78.3110; repealed by 1995 c.328 §71]
- Section 78.3120 [1961 c.726 §78.3120; 1985 c.676 §78.3120; repealed by 1995 c.328 §71]
- Section 78.3130 [1961 c.726 §78.3130; 1965 c.271 §4; 1985 c.676 §78.3130; repealed by 1995 c.328 §71]
- Section 78.3140 [1961 c.726 §78.3140; 1985 c.676 §78.3140; repealed by 1995 c.328 §71]
- Section 78.3150 [1961 c.726 §78.3150; 1985 c.676 §78.3150; repealed by 1995 c.328 §71]
- Section 78.3160 [1961 c.726 §78.3160; 1985 c.676 §78.3160; repealed by 1995 c.328 §71]
- Section 78.3170 [1961 c.726 §78.3170; 1985 c.676 §78.3170; repealed by 1995 c.328 §71]
- Section 78.3180 [1961 c.726 §78.3180; 1985 c.676 §78.3180; repealed by 1995 c.328 §71]
- Section 78.3190 [1961 c.726 §78.3190; 1985 c.676 §78.3190; repealed by 1995 c.328 §71]
- Section 78.3200 [1965 c.271 §2; 1985 c.676 §78.3200; repealed by 1995 c.328 §71]
- Section 78.3210 [1985 c.676 §78.3210; repealed by 1995 c.328 §71]
- Section 78.4010 - Duty of issuer to register transfer.
- Section 78.4020 - Assurance that indorsement or instruction is effective.
- Section 78.4030 - Demand that issuer not register transfer.
- Section 78.4040 - Wrongful registration.
- Section 78.4050 - Replacement of lost, destroyed or wrongfully taken security certificate.
- Section 78.4060 - Obligation to notify issuer of lost, destroyed or wrongfully taken security certificate.
- Section 78.4070 - Authenticating trustee, transfer agent and registrar.
- Section 78.4080 [1985 c.676 §78.4080; repealed by 1995 c.328 §71]
- Section 78.5010 - Securities account; acquisition of security entitlement from securities intermediary.
- Section 78.5020 - Assertion of adverse claim against entitlement holder.
- Section 78.5030 - Property interest of entitlement holder in financial asset held by securities intermediary.
- Section 78.5040 - Duty of securities intermediary to maintain financial asset.
- Section 78.5050 - Duty of securities intermediary with respect to payments and distributions.
- Section 78.5060 - Duty of securities intermediary to exercise rights as directed by entitlement holder.
- Section 78.5070 - Duty of securities intermediary to comply with entitlement order.
- Section 78.5080 - Duty of securities intermediary to change entitlement holder’s position to other form of security holding.
- Section 78.5090 - Specification of duties of securities intermediary by other statute or regulation; manner of performance of duties of securities intermediary and exercise of rights of entitlement holder.
- Section 78.5100 - Rights of purchaser of security entitlement from entitlement holder.
- Section 78.5110 - Priority among security interests and entitlement holders.
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