There is a newer version of the Ohio Revised Code
2011 Ohio Revised Code
Title [17] XVII CORPORATIONS - PARTNERSHIPS
Chapter 1707: SECURITIES
- 1707.01 Securities definitions.
- 1707.02 Exempt securities.
- 1707.03 Exempt transactions.
- 1707.04 Issuance of securities in reorganizations.
- 1707.041 Control bids made pursuant to tender offer or request or invitation for tenders.
- 1707.042 Prohibited acts relating to control bids.
- 1707.043 Preventing manipulative practices.
- 1707.05 [Repealed].
- 1707.06 Transactions requiring registration.
- 1707.07 [Repealed].
- 1707.08 Registration by description.
- 1707.09 Registration by qualification.
- 1707.091 Registration by coordination.
- 1707.092 Notice filings.
- 1707.093 Electronic filings.
- 1707.10 Provisional registration by qualification.
- 1707.11 Consent to service.
- 1707.12 Documents open to inspection.
- 1707.13 Suspension and revocation of registration.
- 1707.131 Refusing registration.
- 1707.14 Dealer's license.
- 1707.141 Investment adviser's license required - exceptions - notice filing requirement.
- 1707.142 Compliance with federal laws - federal documents to be filed with division.
- 1707.15 Applying for dealer's license.
- 1707.151 Application for and issuance of investment adviser's license.
- 1707.16 Application for and issuance of salesperson's license.
- 1707.161 Investment adviser representative's license required - exceptions - application for and issuance of investment adviser representative's license.
- 1707.162 State retirement system investment adviser license required.
- 1707.163 Application for and issuance of state retirement system investment adviser license.
- 1707.164 Bureau chief investment officer - securities license required.
- 1707.165 Application for bureau chief investment officer - investigation - examination.
- 1707.17 Renewal - license fees.
- 1707.18 Application for transfer of license.
- 1707.19 Refusal, suspension, and revocation of license.
- 1707.20 Adopting, amending, and rescinding rules, forms, and orders.
- 1707.201 Federal provisions.
- 1707.21 Registration statement may be filed with securities and exchange commission.
- 1707.22 Appeals - effect of order.
- 1707.23 Division of securities - enforcement powers.
- 1707.24 Contempt proceedings.
- 1707.25 Injunction against issuance, sale, acting as an investment adviser or acting as an investment adviser representative.
- 1707.26 Injunction against violations.
- 1707.261 Director's request for restitution or rescission.
- 1707.27 Appointment of receiver.
- 1707.28 Statute of limitations.
- 1707.29 Presumption of knowledge.
- 1707.30 Certificate of division as evidence.
- 1707.31 Certified copies as evidence.
- 1707.32 Insurance securities.
- 1707.33, 1707.331 [Repealed].
- 1707.34 Warehouse receipts for intoxicating liquor.
- 1707.35 Securities authorized before July 22, 1929.
- 1707.36 [First of two versions] Attorney-inspector - control-bid attorneys.
- 1707.37 Division of securities fund.
- 1707.38 Effect of violation on validity of security.
- 1707.39 Qualification of securities sold without compliance.
- 1707.391 Late applications.
- 1707.40 Civil liabilities.
- 1707.41 Civil liability of seller for fraud.
- 1707.42 Civil liability of adviser.
- 1707.43 Remedies of purchaser in unlawful sale.
- 1707.431 Claiming exemption for publicly advertised meeting.
- 1707.432 to 1707.439 [Repealed].
- 1707.44 Prohibited acts.
- 1707.45 Burden of proof.
- 1707.46 [First of two versions] Duties of commissioner of securities.
- 1707.47 [Repealed].
- 1707.48 Division of securities to retain documents and records or copies.
- 1707.99 Penalty.
Disclaimer: These codes may not be the most recent version. Ohio may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
This site is protected by reCAPTCHA and the Google
Privacy Policy and
Terms of Service apply.