There is a newer version of the North Carolina General Statutes
2013 North Carolina General Statutes
Chapter 78A - North Carolina Securities Act.
- Article 1 - Title and Definitions.
- Article 2 - Fraudulent and Other Prohibited Practices.
- Article 3 - Exemptions.
- Article 4 - Registration and Notice Filing Procedures of Securities.
- Article 5 - Registration of Dealers and Salesmen.
- Article 6 - Administration and Review.
- Article 7 - Civil Liabilities and Criminal Penalties.
- Article 8 - Miscellaneous Provisions.
Disclaimer: These codes may not be the most recent version. North Carolina may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
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