There is a newer version of the North Carolina General Statutes
2012 North Carolina General Statutes
Chapter 25 - Uniform Commercial Code.
Article 8 - Investment Securities.
- Section 25-8-101 - Short title.
- Section 25-8-102 - Definitions.
- Section 25-8-103 - Rules for determining whether certain obligations and interests are securities or financial assets.
- Section 25-8-104 - Acquisition of security or financial asset or interest therein.
- Section 25-8-105 - Notice of adverse claim.
- Section 25-8-106 - Control.
- Section 25-8-107 - Whether indorsement, instruction, or entitlement order is effective.
- Section 25-8-108 - Warranties in direct holding.
- Section 25-8-109 - Warranties in indirect holding.
- Section 25-8-110 - Applicability; choice of law.
- Section 25-8-111 - Clearing corporation rules.
- Section 25-8-112 - Creditor's legal process.
- Section 25-8-113 - Statute of frauds inapplicable.
- Section 25-8-114 - Evidentiary rules concerning certificated securities.
- Section 25-8-115 - Securities intermediary and others not liable to adverse claimant.
- Section 25-8-116 - Securities intermediary as purchaser for value.
- Section 25-8-201 - Issuer.
- Section 25-8-202 - Issuer's responsibility and defenses; notice of defect or defense.
- Section 25-8-203 - Staleness as notice of defect or defense.
- Section 25-8-204 - Effect of issuer's restriction on transfer.
- Section 25-8-205 - Effect of unauthorized signature on security certificate.
- Section 25-8-206 - Completion of alteration of security certificate.
- Section 25-8-207 - Rights and duties of issuer with respect to registered owners.
- Section 25-8-208 - Effect of signature of authenticating trustee, registrar, or transfer agent.
- Section 25-8-209 - Issuer's lien.
- Section 25-8-210 - Overissue.
- Section 25-8-301 - Delivery.
- Section 25-8-302 - Rights of purchaser.
- Section 25-8-303 - Protected purchaser.
- Section 25-8-304 - Indorsement.
- Section 25-8-305 - Instruction.
- Section 25-8-306 - Effect of guaranteeing signature, indorsement, or instruction.
- Section 25-8-307 - Purchaser's right to requisites for registration of transfer.
- Section 25-8-401 - Duty of issuer to register transfer.
- Section 25-8-402 - Assurance that indorsement or instruction is effective.
- Section 25-8-403 - Demand that issuer not register transfer.
- Section 25-8-404 - Wrongful registration.
- Section 25-8-405 - Replacement of lost, destroyed, or wrongfully taken security certificate.
- Section 25-8-406 - Obligation to notify issuer of lost, destroyed, or wrongfully taken security certificate.
- Section 25-8-407 - Authenticating trustee, transfer agent, and registrar.
- Section 25-8-501 - Securities account; acquisition of security entitlement from securities intermediary.
- Section 25-8-502 - Assertion of adverse claim against entitlement holder.
- Section 25-8-503 - Property interest of entitlement holder in financial asset held by securities intermediary.
- Section 25-8-504 - Duty of securities intermediary to maintain financial asset.
- Section 25-8-505 - Duty of securities intermediary with respect to payments and distributions.
- Section 25-8-506 - Duty of securities intermediary to exercise rights as directed by entitlement holder.
- Section 25-8-507 - Duty of securities intermediary to comply with entitlement order.
- Section 25-8-508 - Duty of securities intermediary to change entitlement holder's position to other form of security holding.
- Section 25-8-509 - Specification of duties of securities intermediary by other statute or regulation; manner of performance of duties of securities intermediary and exercise of rights of entitlement holder.
- Section 25-8-510 - Rights of purchaser of security entitlement from entitlement holder.
- Section 25-8-511 - Priority among security interests and entitlement holders.
Disclaimer: These codes may not be the most recent version. North Carolina may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
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