2012 New York Consolidated Laws
SOS - Social Services
Article 5 - ASSISTANCE AND CARE
Title 11 - (363 - 369) MEDICAL ASSISTANCE FOR NEEDY PERSONS
366 - Eligibility.


NY Soc Serv L § 366 (2012) What's This?
 
    §  366.  Eligibility.  1. Medical assistance shall be given under this
  title to a person who requires such assistance and who
    (a) either (1) meets the eligibility requirements of  the  safety  net
  program  as  it  existed  on the first day of November, nineteen hundred
  ninety-seven except that: (i) such person may  have  income  up  to  one
  hundred  thirty percent of the highest amount that ordinarily would have
  been paid to a person without any income or resources under  the  safety
  net program as it existed on the first day of November, nineteen hundred
  ninety-seven,  to  be  increased  annually by the same percentage as the
  percentage increase in the federal consumer price index;
    (ii) such person shall not be subject to a resource test;
    (iii) a person whose income is within the limit set  forth  in  clause
  (i)  of  this  subparagraph  shall  be  deemed  to  have unmet needs for
  purposes of the eligibility requirements of the safety net program as it
  existed on the first day of November, nineteen hundred ninety-seven;
    (iv) the requirements of  subdivision  four  of  section  one  hundred
  thirty-two  and  subdivision three of section one hundred fifty-eight of
  this chapter shall not apply to such person;
    (v) the requirements of title nine-B of this article shall  not  apply
  to such person; and
    (vi)  an  otherwise  eligible  person  who  is  subject  to a sanction
  pursuant to section three hundred forty-two of this article shall remain
  eligible for medical assistance; or
    (2) is receiving  or  is  eligible  to  receive  federal  supplemental
  security  income  payments  and/or additional state payments pursuant to
  title six of this article; any inconsistent provision of this chapter or
  other law notwithstanding, the department may designate  the  office  of
  temporary  and  disability  assistance  as  its  agent  to discharge its
  responsibility, or so much of its  responsibility  as  is  permitted  by
  federal  law,  for  determining  eligibility for medical assistance with
  respect to persons who are not eligible to receive federal  supplemental
  security  income  payments  but  who  are receiving a state administered
  supplementary payment or mandatory minimum supplement in accordance with
  the provisions of subdivision one of section two hundred twelve of  this
  article; or
    (3)  is  a  child under the age of twenty-one years receiving care (A)
  away from his own home in accordance with title two of  article  six  of
  this  chapter;  (B) during the initial thirty days of placement with the
  division for youth pursuant to section 353.3 of the  family  court  act;
  (C)  in  an  authorized  agency  when  placed  pursuant to section seven
  hundred fifty-six or 353.3 of the family court act; or (D) in  residence
  at  a  division  foster family home or a division contract home, and has
  not, according to the criteria promulgated by the department, sufficient
  income, including available support from his parents, to meet all  costs
  of required medical care and services available under this title; or
    (3-a)  is  a child under the age of twenty-one years who was in foster
  care under the responsibility of the state  on  his  or  her  eighteenth
  birthday;  notwithstanding  any  provision  of  law to the contrary, the
  provisions of this subparagraph shall be effective only if  and  for  so
  long  as  federal  financial  participation is available in the costs of
  medical assistance furnished hereunder; or
    (4) is receiving care, in the case of and in connection with the birth
  of an out of wedlock child, in accordance with title two of article  six
  of  this  chapter, and has not, according to the criteria promulgated by
  the department, sufficient  income,  including  available  support  from
  responsible  relatives,  to  meet all costs of required medical care and
  services available under this title; or

    (5) although not receiving public assistance or care for  his  or  her
  maintenance  under  other  provisions  of  this  chapter, has income and
  resources, including available support from responsible relatives,  that
  does  not  exceed  the amounts set forth in paragraph (a) of subdivision
  two  of  this  section,  and is (i) sixty-five years of age or older, or
  certified blind or certified disabled or (ii)  for  reasons  other  than
  income  or  resources,  is  eligible  for  federal supplemental security
  income benefits and/or additional state payments; or
    (5-a) although not receiving public assistance or care for his or  her
  maintenance   under  other  provisions  of  this  chapter,  has  income,
  including available support from responsible relatives,  that  does  not
  exceed the amounts set forth in paragraph (a) of subdivision two of this
  section,  and is (i) under the age of twenty-one years, or (ii) a spouse
  of a cash public  assistance  recipient  living  with  him  or  her  and
  essential  or  necessary to his or her welfare and whose needs are taken
  into account in determining the amount of his or her  cash  payment,  or
  (iii)  for  reasons  other  than  income  or  resources,  would meet the
  eligibility requirements of the aid to dependent children program as  it
  existed on the sixteenth day of July, nineteen hundred ninety-six; or
    (6)  is  a resident of a home for adults operated by a social services
  district or a residential care center for adults or community  residence
  operated  or  certified  by  the  office  of mental health, and has not,
  according to criteria promulgated by the department consistent with this
  title, sufficient income, or in the case of a person sixty-five years of
  age or older, certified blind, or certified disabled, sufficient  income
  and  resources,  including available support from responsible relatives,
  to meet all the costs of required medical care  and  services  available
  under this title; or
    (7)  is a person at least twenty-one years of age but under the age of
  sixty-five who is  not  eligible  for  medical  assistance  pursuant  to
  subparagraph  eight or nine of this paragraph (i) who is the parent of a
  dependent child under the age of twenty-one and (ii) who lives with such
  child and (iii) whose net income, without deducting the  amount  of  any
  incurred  medical  expenses, do not exceed the net income exemptions set
  forth in subparagraph seven of paragraph (a) of subdivision two of  this
  section; or
    (8)  is  a  member of a family which contains a dependent child living
  with a caretaker relative, which has: (i) subject to the approval of the
  federal Centers for Medicare and Medicaid services, gross income not  in
  excess  of  one  hundred  percent of the federal income official poverty
  line  (as  defined  and  annually  revised  by  the  federal  office  of
  management  and  budget)  for  a family of the same size as the families
  that include the children or (ii) in the absence of such  approval,  net
  available  income  not  in  excess  of one hundred thirty percent of the
  highest amount that ordinarily would have been paid to a person  without
  any  income  or  resources  under  the  family  assistance program as it
  existed on the first day of November, nineteen hundred ninety-seven,  to
  be  increased annually by the same percentage as the percentage increase
  in the federal consumer price index; for purposes of this  subparagraph,
  the  net  available  income  of  a  family shall be determined using the
  methodology of the family assistance program as it exists on  the  first
  day  of  November, nineteen hundred ninety-seven, except that no part of
  the methodology of the family assistance program will be used  which  is
  more  restrictive  than the methodology of the aid to dependent children
  program as it existed on the sixteenth day  of  July,  nineteen  hundred
  ninety-six;  for purposes of this subparagraph, the term dependent child
  means a person under twenty-one years of age who is deprived of parental
  support or care by reason of the death, continued absence,  or  physical

  or  mental  incapacity  of a parent, or by reason of the unemployment of
  the parent, as defined by the department of health; or
    (8-a)  is  an individual who is at least nineteen but under twenty-one
  years of age and is a member of a household which has gross  income  not
  in  excess of one hundred percent of the federal income official poverty
  line  (as  defined  and  annually  revised  by  the  federal  office  of
  management and budget) for a household of the same size; or
    (9)  is  a  member of a family which contains a child under twenty-one
  years of age, which meets the  financial  eligibility  requirements  for
  medical assistance pursuant to subparagraph eight of this paragraph, and
  which  is  ineligible for such assistance because no child in the family
  meets the definition of a dependent child or is  a  pregnant  woman  who
  meets  the  eligibility  requirements for medical assistance pursuant to
  subparagraph eight of this paragraph and who is  ineligible  because  no
  dependent child resides with her; or
    (10)  is  a  child  who  is  under twenty-one years of age, who is not
  living with a caretaker relative, who has net available  income  not  in
  excess  of  the  income standards of the family assistance program as it
  existed on the first day of November, nineteen hundred ninety-seven; for
  purposes of this subparagraph, the child's net available income shall be
  determined using the methodology of the family assistance program as  it
  existed  on  the  first  day of November, nineteen hundred ninety-seven,
  except that no part of the methodology of the family assistance  program
  will  be  used which is more restrictive than the methodology of the aid
  to dependent children program as it existed  on  the  sixteenth  day  of
  July, nineteen hundred ninety-six; or
    (11)  for  purposes of receiving family planning services eligible for
  reimbursement by the federal government at a rate of ninety percent,  is
  not  otherwise  eligible  for medical assistance and whose income is two
  hundred percent or  less  of  the  comparable  federal  income  official
  poverty  line  (as  defined  and  annually  revised by the United States
  department of health and human services); provided, however,  that  such
  ninety  percent  limitation shall not apply to those services identified
  by the commissioner of  health  as  services,  including  treatment  for
  sexually  transmitted  diseases,  generally performed as part of or as a
  follow-up to a service eligible for such ninety  percent  reimbursement;
  provided  further  that  the  commissioner  of  health  is authorized to
  establish criteria for presumptive  eligibility  for  services  provided
  pursuant   to  this  subparagraph  in  accordance  with  all  applicable
  requirements  of  federal  law  or   regulation   pertaining   to   such
  eligibility.  The  commissioner  of  health shall submit whatever waiver
  applications  as  may  be  necessary  to   receive   federal   financial
  participation  for  services  provided  under  this subparagraph and the
  provisions of this subparagraph shall be effective if  and  so  long  as
  such federal financial participation shall be available; or
    (12) is a disabled person at least sixteen years of age, but under the
  age  of  sixty-five,  who:  would  be  eligible  for  benefits under the
  supplemental security income program but for earnings in excess  of  the
  allowable  limit;  has  net  available  income  that does not exceed two
  hundred fifty percent of the applicable federal income official  poverty
  line,  as  defined and updated by the United States department of health
  and human services, for a one-person or two-person household, as defined
  by the commissioner in regulation; has household resources,  as  defined
  in paragraph (e) of subdivision two of section three hundred sixty-six-c
  of this title, other than retirement accounts, that do not exceed twenty
  thousand  dollars  for a one-person household or thirty thousand dollars
  for  a  two-person  household,  as  defined  by  the   commissioner   in
  regulation;  and  contributes to the cost of medical assistance provided

  pursuant to this subparagraph in accordance with subdivision  twelve  of
  section  three hundred sixty-seven-a of this title; for purposes of this
  subparagraph, disabled means having a medically determinable  impairment
  of  sufficient  severity  and  duration  to  qualify  for benefits under
  section 1902(a)(10)(A)(ii)(xv) of the social security act; or
    (13) is a person at least sixteen years of age, but under the  age  of
  sixty-five,  who:  is  employed;  ceases  to  be  in  receipt of medical
  assistance under subparagraph  twelve  of  this  paragraph  because  the
  person, by reason of medical improvement, is determined at the time of a
  regularly  scheduled  continuing  disability  review  to  no  longer  be
  eligible for supplemental security income program benefits or disability
  insurance benefits under the social security act; continues  to  have  a
  severe medically determinable impairment, to be determined in accordance
  with  applicable  federal  regulations;  and  contributes to the cost of
  medical assistance provided pursuant to this subparagraph in  accordance
  with  subdivision  twelve of section three hundred sixty-seven-a of this
  title; for purposes of this subparagraph, a person is considered  to  be
  employed  if  the person is earning at least the applicable minimum wage
  under section six of the federal fair labor standards act and working at
  least forty hours per month; and
    (b) is a resident of the state, or, while temporarily  in  the  state,
  requires  immediate  medical  care  which  is  not  otherwise available,
  provided that such person did not enter the state  for  the  purpose  of
  obtaining such medical care; and
    (c)  except  as  provided in subparagraph six of paragraph (a) of this
  subdivision or subdivision one-a or subdivision one-b of  this  section,
  is  not  an  inmate  or  patient  in  an institution or facility wherein
  medical assistance for needy persons may not be provided  in  accordance
  with applicable federal or state requirements; and
    (d)  is  not  a patient in a public institution operated primarily for
  the treatment of tuberculosis or care of the mentally  disabled,  except
  as  follows: (1) is sixty-five years of age or older and is a patient in
  any such institution; or (2) is under twenty-one years  of  age  and  is
  receiving  in-patient  psychiatric  services  in  a  public  institution
  operated primarily for the care of the mentally disabled; or  (3)  is  a
  patient  in  a public institution operated primarily for the care of the
  mentally retarded and is receiving medical care  or  treatment  in  that
  part  of  such  institution  that has been approved pursuant to law as a
  hospital or nursing home; or (4) if a patient in an institution operated
  by the state department of mental hygiene, is under care in  a  hospital
  while on release from such institution for the purpose of receiving care
  in  such  hospital; or (5) is a person residing in a community residence
  or a residential care center for adults; and
    No person who is otherwise eligible for medical assistance shall  lose
  eligibility  for  such  assistance  as  a  result of the imposition of a
  sanction pursuant to section three hundred forty-two of this chapter.
    1-a. Notwithstanding any other provision of law, in the event  that  a
  person  who  is  an inmate of a state or local correctional facility, as
  defined in section two of the correction law, was in receipt of  medical
  assistance pursuant to this title immediately prior to being admitted to
  such  facility, such person shall remain eligible for medical assistance
  while an inmate, except that no medical assistance  shall  be  furnished
  pursuant  to  this  title  for  any care, services, or supplies provided
  during such time as the person is an  inmate;  provided,  however,  that
  nothing  herein  shall  be deemed as preventing the provision of medical
  assistance for inpatient hospital services furnished to an inmate  at  a
  hospital  outside  of the premises of such correctional facility, to the
  extent that federal financial participation is available for  the  costs

  of  such  services.  Upon  release from such facility, such person shall
  continue to be eligible for  receipt  of  medical  assistance  furnished
  pursuant to this title until such time as the person is determined to no
  longer  be  eligible  for  receipt  of  such  assistance.  To the extent
  permitted by federal law, the time during which such person is an inmate
  shall not be included  in  any  calculation  of  when  the  person  must
  recertify  his  or  her eligibility for medical assistance in accordance
  with this article.
    1-b. Notwithstanding any other provision of law, in the event  that  a
  person  who  is  an  inpatient in an institution for mental diseases, as
  defined by federal law and  regulations,  and  who  was  in  receipt  of
  medical  assistance  pursuant  to  this title immediately prior to being
  admitted to such facility, or who was directly admitted to such facility
  after being an inpatient in another institution for mental diseases  and
  who  was  in  receipt  of  medical assistance prior to admission to such
  transferring institution, such person shall remain eligible for  medical
  assistance  while an inpatient in such facility; provided, however, that
  no medical assistance shall be furnished pursuant to this title for  any
  care, services, or supplies provided during the time that such person is
  an  inpatient, except to the extent that federal financial participation
  is available for the costs of such care,  services,  or  supplies.  Upon
  release  from  such  facility, such person shall continue to be eligible
  for receipt of medical assistance furnished pursuant to this title until
  such time as the person is determined  to  no  longer  be  eligible  for
  receipt  of such assistance. To the extent permitted by federal law, the
  time during which such person is an  inpatient  in  an  institution  for
  mental  diseases  shall  not  be included in any calculation of when the
  person must recertify his or her eligibility for medical  assistance  in
  accordance with this article.
    2.  (a)  The  following income and resources shall be exempt and shall
  not be taken into consideration in determining  a  person's  eligibility
  for medical care, services and supplies available under this title:
    (1)  (i)  for  applications  for medical assistance filed on or before
  December thirty-first, two thousand five, a homestead which is essential
  and appropriate to the needs of the household;
    (ii) for applications for medical assistance filed on or after January
  first, two thousand six, a homestead which is essential and  appropriate
  to  the  needs  of the household; provided, however, that in determining
  eligibility of an individual for medical assistance for nursing facility
  services and other long term care services, the individual shall not  be
  eligible  for such assistance if the individual's equity interest in the
  homestead  exceeds  seven  hundred  fifty  thousand  dollars;   provided
  further,  that  the  dollar  amount  specified  in  this clause shall be
  increased, beginning with the year two thousand  eleven,  from  year  to
  year,  in  an  amount  to  be determined by the secretary of the federal
  department of  health  and  human  services,  based  on  the  percentage
  increase in the consumer price index for all urban consumers, rounded to
  the  nearest  one thousand dollars. If such secretary does not determine
  such an amount, the department of  health  shall  increase  such  dollar
  amount  based  on  such increase in the consumer price index. Nothing in
  this clause shall be construed as preventing an individual from using  a
  reverse  mortgage  or  home equity loan to reduce the individual's total
  equity interest in the homestead. The home equity limitation established
  by this clause shall be waived in the case of a  demonstrated  hardship,
  as  determined  pursuant  to criteria established by such secretary. The
  home equity limitation shall not apply if one or more of  the  following
  persons  is  lawfully  residing  in  the individual's homestead: (A) the
  spouse of the individual; or (B) the individual's child who is under the

  age of twenty-one, or is blind or permanently and totally  disabled,  as
  defined in section 1614 of the federal social security act.
    (2) essential personal property;
    (3)  a  burial fund, to the extent allowed as an exempt resource under
  the cash assistance program to  which  the  applicant  is  most  closely
  related;
    (4)  savings  in  amounts  equal  to  one hundred fifty percent of the
  income amount permitted under  subparagraph  seven  of  this  paragraph,
  provided,  however,  that  the amounts for one and two person households
  shall not  be  less  than  the  amounts  permitted  to  be  retained  by
  households  of  the same size in order to qualify for benefits under the
  federal supplemental security income program;
    (5) (i) such income  as  is  disregarded  or  exempt  under  the  cash
  assistance  program  to  which the applicant is most closely related for
  purposes of this subparagraph, cash assistance program means either  the
  aid  to dependent children program as it existed on the sixteenth day of
  July, nineteen hundred ninety-six, or the supplemental  security  income
  program; and
    (ii)  such  income  of  a  disabled person (as such term is defined in
  section 1614(a)(3) of the federal social security act (42 U.S.C. section
  1382c(a)(3)) or in  accordance  with  any  other  rules  or  regulations
  established by the social security administration), that is deposited in
  trusts  as  defined in clause (iii) of subparagraph two of paragraph (b)
  of this subdivision in the same calendar month within which said  income
  is received;
    (6) health insurance premiums;
    (7)  income  based  on  the  number  of  family members in the medical
  assistance household, as defined  in  regulations  by  the  commissioner
  consistent  with  federal  regulations  under  title  XIX of the federal
  social security act and calculated as follows:
    (i) The amounts for one and two person households and  families  shall
  be  equal  to  twelve times the standard of monthly need for determining
  eligibility for and the amount of additional state  payments  for  aged,
  blind  and disabled persons pursuant to section two hundred nine of this
  article rounded up to the next highest one hundred dollars for  eligible
  individuals and couples living alone, respectively.
    (ii)  The  amounts for households of three or more shall be calculated
  by increasing the income standard for a household  of  two,  established
  pursuant to clause (i) of this subparagraph, by fifteen percent for each
  additional household member above two, such that the income standard for
  a  three-person  household  shall  be one hundred fifteen percent of the
  income standard for a two-person household, the income  standard  for  a
  four-person  household shall be one hundred thirty percent of the income
  standard for a two-person household, and so on.
    (iii)  No  other  income  or  resources,  including  federal  old-age,
  survivors  and disability insurance, state disability insurance or other
  payroll deductions, whether mandatory or optional, shall be  exempt  and
  all  other  income  and  resources shall be taken into consideration and
  required to be applied toward the payment or partial payment of the cost
  of medical care and services available under this title, to  the  extent
  permitted by federal law.
    (9)   Subject   to   subparagraph  eight,  the  department,  upon  the
  application of a local social services  district,  after  passage  of  a
  resolution  by  the local legislative body authorizing such application,
  may adjust the income exemption based upon the variations  between  cost
  of  shelter  in urban areas and rural areas in accordance with standards
  prescribed by the United  States  secretary  of  health,  education  and
  welfare.

    (10)  (i)  A person who is receiving or is eligible to receive federal
  supplemental security income payments and/or additional  state  payments
  is entitled to a personal needs allowance as follows:
    (A)  for  the  personal expenses of a resident of a residential health
  care facility, as defined by section twenty-eight  hundred  one  of  the
  public health law, the amount of fifty-five dollars per month;
    (B)  for  the  personal expenses of a resident of an intermediate care
  facility operated or licensed by the office of  mental  retardation  and
  developmental  disabilities  or  a patient of a hospital operated by the
  office of mental health, as defined by subdivision ten of  section  1.03
  of the mental hygiene law, the amount of thirty-five dollars per month.
    (ii)  A person who neither receives nor is eligible to receive federal
  supplemental security income payments and/or additional  state  payments
  is entitled to a personal needs allowance as follows:
    (A)  for  the  personal expenses of a resident of a residential health
  care facility, as defined by section twenty-eight  hundred  one  of  the
  public health law, the amount of fifty dollars per month;
    (B)  for  the  personal expenses of a resident of an intermediate care
  facility operated or licensed by the office of  mental  retardation  and
  developmental  disabilities  or  a patient of a hospital operated by the
  office of mental health, as defined by subdivision ten of  section  1.03
  of the mental hygiene law, the amount of thirty-five dollars per month.
    (iii)  Notwithstanding  the provisions of clauses (i) and (ii) of this
  subparagraph, the personal needs allowance for a person who is a veteran
  having neither a spouse nor a child, or a surviving spouse of a  veteran
  having  no  child,  who  receives  a  reduced  pension  from the federal
  veterans administration, and who is a resident of a nursing facility, as
  defined in section 1919 of the federal social  security  act,  shall  be
  equal  to  such  reduced  monthly  pension  but  shall not exceed ninety
  dollars per month.
    * (b) (1) In establishing standards for  determining  eligibility  for
  and  amount  of  such assistance, the department shall take into account
  only such income and resources, in accordance with federal requirements,
  as are available to the applicant or  recipient  and  as  would  not  be
  required  to  be  disregarded  or  set aside for future needs, and there
  shall be a reasonable evaluation of any such income or resources.  There
  shall  not  be  taken into consideration the financial responsibility of
  any individual for any applicant or recipient of assistance  under  this
  title  unless such applicant or recipient is such individual's spouse or
  such individual's child  who  is  under  twenty-one  years  of  age.  In
  determining  the eligibility of a child who is categorically eligible as
  blind or disabled, as determined under  regulations  prescribed  by  the
  social  security act for medical assistance, the income and resources of
  parents or spouses of parents are not considered available to that child
  if she/he does not regularly share the  common  household  even  if  the
  child  returns  to  the  common  household  for  periodic visits. In the
  application of standards of eligibility with respect  to  income,  costs
  incurred  for medical care, whether in the form of insurance premiums or
  otherwise, shall be taken into account. Any person who is eligible  for,
  or  reasonably appears to meet the criteria of eligibility for, benefits
  under title XVIII of the federal social security act shall  be  required
  to  apply  for  and  fully utilize such benefits in accordance with this
  chapter.
    (2) (a) Notwithstanding any inconsistent provision of this chapter  or
  any  other  law to the contrary, upon the request of the social services
  district the commissioner shall, subject to the approval of the director
  of the budget and the procurement  of  the  applicable  federal  waiver,
  authorize   demonstration   projects  in  up  to  five  social  services

  districts,  or  portions  thereof,  for  the  purpose  of  testing   the
  feasibility of utilizing a special medical assistance income eligibility
  standard  for  certain  persons  in  general hospitals on alternate care
  status  who  have  been  determined  medically  eligible for care in the
  community, in  order  to  ease  the  financial  burden  of  the  legally
  responsible  relatives.  For any person sixty-five years of age or older
  residing in such social services districts, who is in a general hospital
  on alternate care  status  awaiting  placement  in  a  nursing  home  or
  intermediate  care  facility,  as  to whom it has been determined by the
  social services district that  such  person  can  be  sustained  in  the
  community  with  in-home  services  at a cost not exceeding seventy-five
  percent of the average cost of care in a nursing  home  or  intermediate
  care facility, and who meets such other criteria as the commissioner may
  establish,  the  social services district may, where it is beneficial to
  the  applicant  and  legally  responsible  relatives,  make  a  separate
  eligibility  determination for such person, by adding the income of such
  person and support considered available  from  the  legally  responsible
  relative  determined  in  accordance with regulations of the department,
  and comparing this sum to the medical assistance income exemption  level
  for a household of one.
    (b)  In  addition to the authorization provided for in clause (a), the
  commissioner  shall,  upon  request  of  a  social  services   district,
  authorize one social services district, or a portion thereof, to use the
  special  medical  assistance  income eligibility standard established in
  clause (a) for persons: who are sixty-five years  of  age  or  older  in
  general hospitals or in the community and who are medically eligible for
  placement  in  a  nursing home or intermediate care facility; and who it
  has been determined by the social services district can be sustained  in
  the  community with in-home services at a cost not to exceed the average
  cost of care in a nursing home or intermediate care facility.
    (c) No provision of this subparagraph shall be construed so as to deny
  any benefit to a person otherwise eligible  for  medical  assistance  in
  accordance with this chapter.
    (d)  Resource  eligibility shall be established in accordance with the
  requirements of paragraph (a) of this subdivision.
    (e) This subparagraph shall be effective if, and as long  as,  federal
  financial participation is available.
    * NB Expired March 31, 1988
    * NB There are 2 sb 2 ù(b)'s
    * (b)  (1)  In  establishing standards for determining eligibility for
  and amount of such assistance, the department shall  take  into  account
  only such income and resources, in accordance with federal requirements,
  as  are  available  to  the  applicant  or recipient and as would not be
  required to be disregarded or set aside  for  future  needs,  and  there
  shall  be  a  reasonable evaluation of any such income or resources. The
  department shall not consider the  availability  of  an  option  for  an
  accelerated  payment  of  death  benefits  or  special  surrender  value
  pursuant to paragraph one of subsection (a) of section one thousand  one
  hundred  thirteen  of  the  insurance  law, or an option to enter into a
  viatical settlement pursuant to the provisions of article  seventy-eight
  of   the   insurance  law,  as  an  available  resource  in  determining
  eligibility for an amount of such assistance,  provided,  however,  that
  the  payment  of  such  benefits  shall  be  considered  in  determining
  eligibility for and amount of such assistance. There shall not be  taken
  into  consideration  the  financial responsibility of any individual for
  any applicant or recipient of assistance under this  title  unless  such
  applicant  or recipient is such individual's spouse or such individual's
  child  who  is  under  twenty-one  years  of  age.  In  determining  the

  eligibility  of  a  child  who  is  categorically  eligible  as blind or
  disabled, as determined  under  regulations  prescribed  by  the  social
  security act for medical assistance, the income and resources of parents
  or  spouses  of  parents  are  not considered available to that child if
  she/he does not regularly share the common household even if  the  child
  returns  to the common household for periodic visits. In the application
  of standards of eligibility with respect to income, costs  incurred  for
  medical  care,  whether  in the form of insurance premiums or otherwise,
  shall be taken  into  account.  Any  person  who  is  eligible  for,  or
  reasonably  appears  to  meet  the criteria of eligibility for, benefits
  under title XVIII of the federal social security act shall  be  required
  to  apply  for  and  fully utilize such benefits in accordance with this
  chapter.
    (2) In evaluating the income and resources available to  an  applicant
  for  or  recipient  of  medical  assistance, for purposes of determining
  eligibility for and the amount of such assistance, the  department  must
  consider assets held in or paid from trusts created by such applicant or
  recipient,  as determined pursuant to the regulations of the department,
  in accordance with the provisions of this subparagraph.
    (i) In the case of a  revocable  trust  created  by  an  applicant  or
  recipient,  as determined pursuant to regulations of the department: the
  trust corpus must be considered to be an  available  resource;  payments
  made from the trust to or for the benefit of such applicant or recipient
  must  be  considered to be available income; and any other payments from
  the trust must be considered to be assets disposed of by such  applicant
  or  recipient  for purposes of paragraph (d) of subdivision five of this
  section.
    (ii) In the case of an irrevocable trust created by  an  applicant  or
  recipient,  as determined pursuant to regulations of the department: any
  portion of the trust corpus, and of the income generated  by  the  trust
  corpus,  from  which  no  payment can under any circumstances be made to
  such applicant or recipient must  be  considered,  as  of  the  date  of
  establishment  of  the trust, or, if later, the date on which payment to
  the applicant or recipient is foreclosed, to be assets  disposed  of  by
  such applicant or recipient for purposes of paragraph (d) of subdivision
  five of this section; any portion of the trust corpus, and of the income
  generated  by  the  trust corpus, from which payment could be made to or
  for the benefit of such applicant or recipient must be considered to  be
  an  available  resource;  payments  made  from  the  trust to or for the
  benefit of  such  applicant  or  recipient  must  be  considered  to  be
  available  income;  and  any  other  payments  from  the  trust  must be
  considered to be assets disposed of by such applicant or  recipient  for
  purposes of paragraph (d) of subdivision five of this section.
    (iii)  Notwithstanding  the provisions of clauses (i) and (ii) of this
  subparagraph, in the case of an applicant or recipient who is  disabled,
  as  such  term  is  defined  in section 1614(a)(3) of the federal social
  security act, the department must not consider as  available  income  or
  resources the corpus or income of the following trusts which comply with
  the  provisions  of  the  regulations  authorized by clause (iv) of this
  subparagraph: (A) a trust containing  the  assets  of  such  a  disabled
  individual  which  was  established  for  the  benefit  of  the disabled
  individual while such individual was under sixty-five years of age by  a
  parent, grandparent, legal guardian, or court of competent jurisdiction,
  if  upon the death of such individual the state will receive all amounts
  remaining in the trust up to the total value of all  medical  assistance
  paid on behalf of such individual; (B) and a trust containing the assets
  of  such  a  disabled individual established and managed by a non-profit
  association  which  maintains  separate  accounts  for  the  benefit  of

  disabled  individuals, but, for purposes of investment and management of
  trust funds, pools the accounts, provided that  accounts  in  the  trust
  fund  are  established  solely  for  the  benefit of individuals who are
  disabled  as  such  term is defined in section 1614(a)(3) of the federal
  social security act by such disabled individual, a parent,  grandparent,
  legal  guardian,  or  court of competent jurisdiction, and to the extent
  that amounts remaining in the individual's account are not  retained  by
  the  trust  upon the death of the individual, the state will receive all
  such remaining amounts up to the total value of all  medical  assistance
  paid  on  behalf  of  such  individual.  Notwithstanding  any law to the
  contrary, a not-for-profit corporation may, in furtherance of and as  an
  adjunct to its corporate purposes, act as trustee of a trust for persons
  with  disabilities established pursuant to this subclause, provided that
  a trust  company,  as  defined  in  subdivision  seven  of  section  one
  hundred-c of the banking law, acts as co-trustee.
    (iv)  The  department  shall  promulgate  such  regulations  as may be
  necessary to  carry  out  the  provisions  of  this  subparagraph.  Such
  regulations  shall  include  provisions for: assuring the fulfillment of
  fiduciary obligations of the  trustee  with  respect  to  the  remainder
  interest  of the department or state; monitoring pooled trusts; applying
  this subdivision to legal  instruments  and  other  devices  similar  to
  trusts, in accordance with applicable federal rules and regulations; and
  establishing  procedures under which the application of this subdivision
  will  be  waived  with  respect  to  an  applicant  or   recipient   who
  demonstrates  that  such application would work an undue hardship on him
  or her, in accordance with standards specified by the secretary  of  the
  federal  department  of  health and human services. Such regulations may
  require: notification of the department of the creation  or  funding  of
  such a trust for the benefit of an applicant for or recipient of medical
  assistance; notification of the department of the death of a beneficiary
  of  such  a  trust  who  is  a  current  or  former recipient of medical
  assistance; in the case of a trust, the  corpus  of  which  exceeds  one
  hundred thousand dollars, notification of the department of transactions
  tending  to  substantially deplete the trust corpus; notification of the
  department of any transactions involving transfers from the trust corpus
  for less than fair market value; the bonding of  the  trustee  when  the
  assets  of  such  a  trust equal or exceed one million dollars, unless a
  court of competent jurisdiction waives such requirement; and the bonding
  of the trustee when the assets of such a trust are less than one million
  dollars,  upon  order  of  a  court  of  competent   jurisdiction.   The
  department,  together  with  the department of financial services, shall
  promulgate  regulations  governing  the  establishment,  management  and
  monitoring  of  trusts  established  pursuant to subclause (B) of clause
  (iii) of this subparagraph in which a not-for-profit corporation  and  a
  trust company serve as co-trustees.
    (v)  Notwithstanding  any  acts,  omissions  or  failures  to act of a
  trustee of a trust which the  department  or  a  local  social  services
  official has determined complies with the provisions of clause (iii) and
  the  regulations  authorized  by  clause  (iv) of this subparagraph, the
  department must not consider the corpus or income of any such  trust  as
  available  income  or  resources  of  the  applicant or recipient who is
  disabled, as such term is defined in section 1614(a)(3) of  the  federal
  social  security  act.  The department's remedy for redress of any acts,
  omissions or failures to act by such a trustee which acts, omissions  or
  failures  are  considered  by the department to be inconsistent with the
  terms of the trust, contrary to applicable laws and regulations  of  the
  department,  or  contrary  to  the  fiduciary obligations of the trustee
  shall be the commencement of an action or proceeding  under  subdivision

  one  of section sixty-three of the executive law to safeguard or enforce
  the state's remainder interest in the trust, or  such  other  action  or
  proceeding  as  may be lawful and appropriate as to assure compliance by
  the  trustee  or to safeguard and enforce the state's remainder interest
  in the trust.
    * NB There are 2 sb 2 ù(b)'s
    (3) (a) Social services officials shall authorize  medical  assistance
  for  persons who would be eligible for such assistance except that their
  incomes exceed the  applicable  medical  assistance  income  eligibility
  standard,  which is determined according to paragraph (a) of subdivision
  two of this section, to become eligible for medical assistance by paying
  to their social services districts the amount  by  which  their  incomes
  exceed such income eligibility levels.
    (b)  Social  services districts shall safeguard, by deposit in special
  accounts, any amounts  paid  to  them  by  such  recipients  of  medical
  assistance  benefits. The amount of any medical assistance payments made
  to providers of medical assistance on behalf of such  recipients,  shall
  be  charged against the amount in recipients' accounts. Districts shall,
  in  accordance  with  their  approved  plans,  periodically  refund  the
  amounts, if any, by which the amounts in recipients' accounts exceed the
  amounts  of  any  medical  assistance  payments  made  on  their behalf.
  Districts shall report to the department amounts in recipients' accounts
  that are equal to the amount of  medical  assistance  payments  made  on
  recipients' behalf.
    (c)  Eligibility  under  this subparagraph shall be authorized only in
  accordance  with  plans  submitted  by  social  services  districts  and
  approved by the commissioner. Plans must be submitted by social services
  districts  to  the  commissioner  no later than February first, nineteen
  hundred ninety-six. The  commissioner  shall  only  approve  plans  that
  include  a  detailed description of how the district will administer the
  program, enroll recipients, safeguard monies  in  recipients'  accounts,
  reconcile payments made to providers of medical assistance services with
  account  balances  and  refund  the amounts by which recipients' account
  funds exceed the amounts paid to providers on their behalf.
    (d) By January first, nineteen  hundred  ninety-five,  the  department
  shall submit to the governor and the legislature a report evaluating the
  demonstration programs effect on enrollees' access to medical assistance
  care  and  services  and  any  other  subjects  the  commissioner  deems
  relevant.
    (e)  Notwithstanding  any  other  provision  of  law,   administrative
  expenditures  incurred by local social services districts in relation to
  this section shall be reimbursable as provided  in  subdivision  one  of
  section three hundred sixty-eight-a of this article.
    3.  (a)  Medical  assistance shall be furnished to applicants in cases
  where,  although  such  applicant  has  a  responsible   relative   with
  sufficient  income  and  resources  to  provide  medical  assistance  as
  determined  by  the  regulations  of  the  department,  the  income  and
  resources  of  the  responsible  relative  are  not  available  to  such
  applicant because of the absence of such  relative  or  the  refusal  or
  failure  of  such relative to provide the necessary care and assistance.
  In such cases, however, the furnishing of such assistance  shall  create
  an  implied  contract  with  such  relative, and the cost thereof may be
  recovered from such relative in accordance with  title  six  of  article
  three and other applicable provisions of law.
    (b)  (i) When a legally responsible relative agrees or is ordered by a
  court or administrative tribunal of competent  jurisdiction  to  provide
  health  insurance  or  other  medical  care  coverage  for  his  or  her
  dependents or other persons, and such dependents or  other  persons  are

  applicants  for,  recipients of or otherwise entitled to receive medical
  assistance pursuant to this title, the department  and  social  services
  officials  shall  be  subrogated  to  any  rights  that  the responsible
  relative  may  have  to  obtain reimbursement from a third party for the
  costs of medical care for such dependents or persons.
    (ii) Upon receipt of  an  application,  or  upon  a  determination  of
  eligibility,  for  assistance pursuant to this title, the department and
  social services officials shall be deemed to have  furnished  assistance
  to  any  such dependent or person entitled to receive medical assistance
  pursuant to this title and shall be subrogated to any rights such person
  may have to third party reimbursement as provided in  paragraph  (b)  of
  subdivision two of section three hundred sixty-seven-a of this title.
    (iii)  For  purposes  of  determining  whether  a  person  is  legally
  responsible for a person receiving  assistance  under  this  title,  the
  following  shall  be  dispositive:  a  copy  of  a  support order issued
  pursuant to section four hundred sixteen or five hundred  forty-five  of
  the  family  court  act or section two hundred thirty-six or two hundred
  forty of the domestic relations law; an order described in paragraph (h)
  of  subdivision  four  of  this  section;  an  order  of  a   court   or
  administrative  tribunal  of  competent  jurisdiction  pursuant  to  the
  provisions of this subdivision;  or  any  other  order  of  a  court  or
  administrative   tribunal  of  competent  jurisdiction  subject  to  the
  provisions of this subdivision. If a notice of subrogation as  described
  in   paragraph   (b)   of  subdivision  two  of  section  three  hundred
  sixty-seven-a of this title is accompanied by dispositive  documentation
  that  a  person is legally responsible for a person receiving assistance
  under this title, any third party liable for reimbursement for the costs
  of medical care shall accord  the  department  or  any  social  services
  official  the  rights  of  and  benefits  available  to  the responsible
  relative that pertain to the provision of medical care  to  any  persons
  entitled  to  medical  assistance  pursuant  to  this title for whom the
  relative is legally responsible.
    (c) The provisions of this  subdivision  shall  not  be  construed  to
  diminish  the  authority  of  a  social  services  official  to  bring a
  proceeding  pursuant  to  the  provisions  of  this  chapter  or   other
  provisions  of  law (1) to compel any responsible relative to contribute
  to the support of any person receiving or liable to become  in  need  of
  medical  assistance, or (2) to recover from a recipient or a responsible
  relative the cost of medical assistance not correctly paid.
    4. (a) Notwithstanding any other provision of law, each  family  which
  was  eligible  for  medical assistance pursuant to subparagraph eight or
  nine of paragraph (a) of subdivision one of this section in at least one
  of the six months immediately preceding the month in which  such  family
  became  ineligible  for  such  assistance because of hours of, or income
  from, employment of the  caretaker  relative,  or  because  of  loss  of
  entitlement  to  the  earnings  disregard  under  subparagraph  (iii) of
  paragraph (a) of subdivision eight of section one  hundred  thirty-one-a
  of  this  article  shall,  while such family includes a dependent child,
  remain eligible  for  medical  assistance  for  twelve  calendar  months
  immediately  following the month in which such family would otherwise be
  determined to be ineligible  for  medical  assistance  pursuant  to  the
  provisions of this title and the regulations of the department governing
  income  and  resource limitations relating to eligibility determinations
  for families  described  in  subparagraph  eight  of  paragraph  (a)  of
  subdivision one of this section.
    (b)  (i)  Upon  giving  notice  of  termination  of medical assistance
  provided pursuant to subparagraph eight or  nine  of  paragraph  (a)  of
  subdivision  one  of this section, the department shall notify each such

  family of its rights to extended benefits under paragraph  (a)  of  this
  subdivision  and  describe the conditions under which such extension may
  be terminated.
    (ii)  The  department  shall  promulgate  regulations implementing the
  requirements of this paragraph and paragraph  (a)  of  this  subdivision
  relating  to  the conditions under which extended coverage hereunder may
  be terminated, the scope of coverage, and  the  conditions  under  which
  coverage  may be extended pending a redetermination of eligibility. Such
  regulations shall, at a minimum, provide for: (A)  termination  of  such
  coverage  at  the close of the first month in which the family ceases to
  include a dependent child;  (B)  notice  of  termination  prior  to  the
  effective  date  of any terminations; (C) coverage under employee health
  plans and health maintenance organizations; and (D) disqualification  of
  persons for extended coverage benefits under this paragraph for fraud.
    (c)  Notwithstanding  any  inconsistent  provision of law, each family
  which was eligible for medical assistance pursuant to subparagraph eight
  of paragraph (a) of subdivision one of this section in at least three of
  the six months immediately preceding the  month  in  which  such  family
  became  ineligible for such assistance as a result, wholly or partly, of
  the collection or increased  collection  of  child  or  spousal  support
  pursuant  to  part  D  of  title  IV of the federal social security act,
  shall, for purposes of medical assistance eligibility, be considered  to
  be  eligible  for  medical  assistance pursuant to subparagraph eight of
  paragraph (a) of subdivision one of this section for an additional  four
  calendar   months  beginning  with  the  month  ineligibility  for  such
  assistance begins.
    (d) Notwithstanding any other provision of law, in the absence  of  an
  agreement  as  set  forth  in  subparagraph  two  of  paragraph  (a)  of
  subdivision one of this section, an aged, blind or disabled  person  who
  is  eligible  for  federal  supplemental security income payments and/or
  additional state payments shall be eligible for medical assistance under
  this title pursuant to standards which were in effect on January  first,
  nineteen  hundred  seventy-two. For the purposes of this paragraph, such
  individual shall be deemed eligible if, in  addition  to  meeting  other
  eligibility  requirements  of this title unrelated to income, his income
  as determined by excluding federal supplemental  security  payments  and
  additional  state  payments  to  such  person  and  his expenditures for
  medical care  and  services  deductible  for  income  tax  purposes,  as
  determined by the department is not in excess of the income standard for
  determining  eligibility  for medical assistance under the provisions of
  this title which were in  effect  on  January  first,  nineteen  hundred
  seventy-two.
    (e) Notwithstanding any other provision of law, any person who, as the
  spouse  of a recipient of old age assistance, assistance to the blind or
  aid to the disabled, was eligible for medical assistance  for  December,
  nineteen  hundred seventy-three, pursuant to clause (ii) of subparagraph
  four of paragraph (a) of subdivision one of this section, shall continue
  to be eligible therefor so long as (1) his spouse continues to meet  the
  standards of eligibility for old age assistance, assistance to the blind
  or  aid  to  the  disabled,  pursuant  to  this  chapter,  in effect for
  December, nineteen hundred seventy-three, and (2) such person  continues
  to  be  the  spouse  of  such  recipient and continues to meet the other
  criteria set forth in such subparagraph four.
    (f) Notwithstanding any other provision of law, any  person  who,  for
  all  or  any  part  of  December, nineteen hundred seventy-three, was an
  inpatient in an institution or facility wherein medical  assistance  may
  be  provided in accordance with applicable federal or state requirements
  and, with respect to standards of eligibility, pursuant to this chapter,

  in effect for such month, (1)  would,  except  for  his  being  such  an
  inpatient,  have been eligible to receive old age assistance, aid to the
  blind or aid to the disabled, or (2) was, on the basis of his  need  for
  care in such institution or facility, considered to be eligible for such
  aid or assistance for the purpose of determining eligibility for medical
  assistance   under  this  title,  shall  continue  to  be  eligible  for
  assistance under this title so long as he continues to be  an  inpatient
  in  need  of  care  in such institution or facility, and he continues to
  meet the criteria set  forth  in  subparagraphs  one  and  two  of  this
  paragraph.
    (g)  Notwithstanding any other provision of law, any blind or disabled
  person who was eligible for medical assistance  for  December,  nineteen
  hundred  seventy-three  pursuant to clause (iii) of subparagraph four of
  paragraph (a) of subdivision one of this section, shall continue  to  be
  eligible  therefor,  so  long  as  he continues to meet the criteria for
  blindness or disability pursuant to this  chapter  in  effect  for  such
  month  for  the purpose of determining eligibility for assistance to the
  blind or aid to the disabled.
    (h) (1) Any inconsistent  provision  of  this  chapter  or  other  law
  notwithstanding,  an  applicant  for  or a recipient of assistance under
  this title shall be required, as a condition  of  initial  or  continued
  eligibility  for  such  assistance,  to assign to the appropriate social
  services official or  the  department,  in  accordance  with  department
  regulations:  (i)  any  benefits  which  are  available  to  him  or her
  individually from any third party for care  or  other  medical  benefits
  available  under  this title and which are otherwise assignable pursuant
  to a contract or any agreement  with  such  third  party;  or  (ii)  any
  rights,  of  the  individual  or of any other person who is eligible for
  medical assistance under this title and on whose behalf  the  individual
  has  the  legal  authority  to  execute an assignment of such rights, to
  support specified as support for the purpose of medical care by a  court
  or administrative order.
    (2) Such applicant or recipient shall also be required, as a condition
  of  initial  or  continued eligibility for such assistance, to cooperate
  with the appropriate social  services  official  or  the  department  in
  establishing  paternity  or  in  establishing, modifying, or enforcing a
  support order with respect to a child of  the  applicant  or  recipient;
  provided,  however,  that nothing herein contained shall be construed to
  require a payment under this title for care or  services,  the  cost  of
  which  may  be met in whole or in part by a third party. Notwithstanding
  the  foregoing,  a  social  services  official  shall  not  require  the
  cooperation  as  set  forth  herein  of  an  applicant or recipient with
  respect to whom such official has determined that such actions would  be
  detrimental  to the best interest of the child, applicant, or recipient,
  or with respect to  pregnant  women  during  pregnancy  and  during  the
  sixty-day  period  beginning on the last day of pregnancy, in accordance
  with  procedures  and  criteria  established  by  regulations   of   the
  department consistent with federal law.
    (i)  Any  inconsistent  provision  of  law  notwithstanding and to the
  extent permissible under federal law any applicant for or  recipient  of
  medical  assistance  pursuant  to  the provisions of subparagraph three,
  four or five of paragraph (a) of subdivision one of this section, except
  those persons receiving benefits pursuant to Title XVI  of  the  federal
  social  security  act,  who  is  or  becomes employed and whose employer
  provides group health  insurance  benefits,  including  benefits  for  a
  spouse  and  dependent  children  of  such applicant or recipient, shall
  apply for and utilize such benefits as a condition  of  eligibility  for
  medical  assistance. Such applicant or recipient shall also utilize such

  benefits provided by former employers  as  long  as  such  benefits  are
  available.  The  provisions  of  this  paragraph  shall  apply  to  such
  applicants upon their initial certification for medical  assistance  and
  to  such  recipients  upon  their  recertifications  for such assistance
  following the effective date of this  paragraph.  The  department  shall
  promulgate  regulations  to  determine  the  eligibility requirements of
  those applicants and recipients who have more than one employer offering
  group health insurance benefits.
    * (j) In accordance  with  applicable  federal  requirements,  to  the
  extent that federal financial participation is available, and subject to
  the  approval  of  the  director  of  the  budget: (1) the department is
  authorized to select entities  offering  comprehensive  health  services
  plans  which are certified under article forty-four of the public health
  law, or licensed pursuant to article forty-three of the insurance law or
  otherwise authorized by law, for the purpose of  continuing  to  provide
  services  to  enrollees of such entities who have lost their eligibility
  for medical assistance;
    (2)  individuals  for  whom  federal  financial  participation   would
  otherwise  be available pursuant to title XIX of the social security act
  but who have lost their eligibility for medical  assistance  before  the
  end  of  a  six  month  enrollment  period  beginning on the date of the
  individual's enrollment in  the  entities  designated  pursuant  to  the
  provisions  of  subparagraph  one  of  this  paragraph, shall have their
  eligibility for medical assistance continued until the end  of  the  six
  month  enrollment  period, but only with respect to services provided to
  the individual as an enrollee of the entity.
    (3) The commissioner may apply for appropriate waivers  under  section
  eleven  hundred  fifteen  of the social security act necessary to obtain
  federal financial participation for  those  enrollees  of  non-federally
  qualified entities offering comprehensive health services plans.
    * NB Expires March 31, 2016
    * (k)  Notwithstanding  any inconsistent provision of law, persons who
  were eligible for medical assistance pursuant  to  subparagraph  one  or
  nine  of  paragraph  (a)  of subdivision one of this section and who are
  participants in the  entities  offering  comprehensive  health  services
  plans  designated  pursuant to paragraph (j) of this subdivision and who
  have lost their eligibility for medical assistance before the end  of  a
  six-month period beginning on the date of the individual's enrollment in
  such  entities,  shall  have  their  eligibility  for medical assistance
  continued until the end of the six-month  enrollment  period,  but  only
  with  respect  to  services provided to the individual as an enrollee in
  the entity offering a comprehensive health services plan.
    * NB Expires March 31, 2014
    (l) Notwithstanding any inconsistent provision of law, any child  born
  to  a woman eligible for and receiving medical assistance on the date of
  the child's birth shall be deemed to have applied for medical assistance
  and to have been found eligible for such assistance on the date of  such
  birth  and  to  remain  eligible for such assistance for a period of one
  year, so long as the child is a member of the woman's household and  the
  woman  remains eligible for such assistance or would remain eligible for
  such assistance if she were pregnant.
    (m) (1) Pregnant women and infants younger than one year  of  age  who
  are  not  otherwise  eligible  for medical assistance and whose families
  have net incomes equal to or  less  than  one  hundred  percent  of  the
  federal  poverty  line  (as  defined  and annually revised by the United
  States department of health and human services) for families of the same
  size  shall  be  eligible  for  medical  assistance   as   provided   in
  subparagraph  three  of  this  paragraph. Subject to the approval of the

  federal  Centers  for  Medicare   and   Medicaid   Services,   financial
  eligibility  pursuant  to  this  paragraph  may  be  determined using an
  equivalent methodology based on the family's gross income.
    (2)  For  purposes  of  determining eligibility for medical assistance
  under this paragraph, family income is determined by  use  of  the  same
  methodology  used  to  determine  eligibility  for  the aid to dependent
  children program as it existed on the sixteenth day  of  July,  nineteen
  hundred   ninety-six   and  if  authorized  by  federal  law,  rules  or
  regulations resources available to such family shall not  be  considered
  nor  required  to  be  applied  to the cost of medical care, services or
  supplies available under this paragraph.
    (3) (i) A pregnant woman eligible  for  medical  assistance  care  and
  services  under this paragraph on any day of her pregnancy will continue
  to be eligible for such care and services through the end of  the  month
  in  which  the  sixtieth  day following the end of the pregnancy occurs,
  without regard for any change in the income of the family that  includes
  the  pregnant  woman,  even if such change otherwise would have rendered
  her ineligible for medical assistance care and services.
    (ii) Infants under one year of age will continue to  be  eligible  for
  in-patient  care  and  services  through  the end of any in-patient stay
  commenced prior to  their  attaining  the  age  of  one  year  provided,
  however,  that they were eligible under this paragraph upon commencement
  of such stay and, but  for  attaining  such  age,  would  have  remained
  eligible therefor.
    (n)  (1)  Infants younger than one year who are not otherwise eligible
  for medical assistance and whose  families  have:  (i)  subject  to  the
  approval  of  the  federal  Centers  for Medicare and Medicaid Services,
  gross incomes not in excess of two hundred thirty percent of the federal
  poverty line (as defined and  annually  revised  by  the  United  States
  department  of  health and human services) for a family of the same size
  as the families that include the children or (ii) in the absence of such
  approval, net incomes equal to or less than two hundred percent  of  the
  federal  poverty  line  (as  defined  and annually revised by the United
  States department of health and human services) for a family of the same
  size as the families that include the infants,  shall  be  eligible  for
  medical  assistance as provided in subparagraph three of this paragraph.
  For purposes of this paragraph, family income shall be determined by use
  of the same methodology used to determine eligibility  for  the  aid  to
  dependent  children  program as it existed on the sixteenth day of July,
  nineteen hundred ninety-six.
    (2) For purposes  of  this  paragraph,  resources  available  to  such
  families  shall  not be considered nor required to be applied toward the
  payment or part payment of the cost of medical assistance care, services
  and supplies available under this paragraph.
    (3) An eligible infant who is receiving medically necessary in-patient
  services for which medical assistance is provided on the date the infant
  attains one year, and who, but for  attaining  such  age,  would  remain
  eligible  for medical assistance under this paragraph, shall continue to
  remain eligible until the end of the stay for which in-patient  services
  are being furnished.
    (o)  (1)  Pregnant  women  who  are not otherwise eligible for medical
  assistance and whose families have: (i) subject to the approval  of  the
  federal Centers for Medicare and Medicaid Services, gross incomes not in
  excess  of  two  hundred  thirty percent of the federal poverty line (as
  defined and annually revised by the United States department  of  health
  and  human  services) for a family of the same size as the families that
  include the children or (ii)  in  the  absence  of  such  approval,  net
  incomes equal to or less than two hundred percent of the federal poverty

  line (as defined and annually revised by the United States department of
  health  and  human  services)  for  families  of the same size, shall be
  eligible  for  coverage  of  prenatal  care  services  as  provided   in
  subparagraph three of this paragraph.
    (2)  For  purposes  of  determining  eligibility under this paragraph,
  family income is determined by use  of  the  same  methodology  used  to
  determine  eligibility  for  the aid to dependent children program as it
  existed on the sixteenth day of July, nineteen  hundred  ninety-six  and
  resources  available to such family shall not be considered nor required
  to be applied  to  the  cost  of  medical  care,  services  or  supplies
  available under this paragraph.
    (3) A pregnant woman eligible for services under this paragraph on any
  day  of  her  pregnancy  will  continue to be eligible for such care and
  services through the  end  of  the  month  in  which  the  sixtieth  day
  following the end of the pregnancy occurs, without regard for any change
  in  the  income  of the family that includes the pregnant woman, even if
  such change otherwise would have rendered  her  ineligible  for  medical
  assistance care and services.
    (4) For purposes of this title, prenatal care services include:
    (i) prenatal risk assessment;
    (ii) prenatal care visits;
    (iii) laboratory services;
    (iv)  health  education  for both parents regarding prenatal nutrition
  and other aspects of prenatal care, alcohol and tobacco  use,  substance
  abuse, use of medication, labor and delivery, family planning to prevent
  future   unintended   pregnancies,   breast  feeding,  infant  care  and
  parenting;
    (v) referral for pediatric care;
    (vi) referral for nutrition services including  screening,  education,
  counseling, follow-up and provision of services under the women, infants
  and   children's  program  and  the  supplemental  nutrition  assistance
  program;
    (vii) mental health and related social  services  including  screening
  and counseling;
    (viii) transportation services for prenatal care services;
    (ix) labor and delivery services;
    (x) post-partum services including family planning services;
    (xi) inpatient care, specialty physician and clinic services which are
  necessary to assure a healthy delivery and recovery;
    (xii) dental services;
    (xiii) emergency room services;
    (xiv) home care; and
    (xv) pharmaceuticals.
    (p)  (1)  Children  who  are at least one year of age but younger than
  nineteen years of  age  who  are  not  otherwise  eligible  for  medical
  assistance  and  whose families have: (i) subject to the approval of the
  federal Centers for Medicare and Medicaid services, gross incomes not in
  excess of one hundred sixty  percent  of  the  federal  income  official
  poverty  line  (as defined and annually revised by the federal office of
  management and budget) for a family of the same  size  as  the  families
  that  include  the children or (ii) in the absence of such approval, net
  incomes equal to or less than one hundred thirty-three  percent  of  the
  federal income official poverty line (as defined and annually revised by
  the  federal  office  of management and budget) for a family of the same
  size as the families that include the children  shall  be  eligible  for
  medical  assistance  and  shall  remain eligible therefor as provided in
  subparagraph three of this paragraph.

    (2) For purposes of determining  eligibility  for  medical  assistance
  under  this  paragraph,  family income shall be determined by use of the
  same methodology used to determine eligibility for the aid to  dependent
  children  program  as  it existed on the sixteenth day of July, nineteen
  hundred ninety-six provided, however, that costs incurred for medical or
  remedial  care  shall  not be considered and resources available to such
  families shall not be considered nor required to be applied  toward  the
  payment  or  part  payment  of  the  cost  of medical care, services and
  supplies available under this paragraph.
    (3) An eligible child who is receiving medically necessary  in-patient
  services  for which medical assistance is provided on the date the child
  attains nineteen years of age, and who,  but  for  attaining  such  age,
  would remain eligible for medical assistance under this paragraph, shall
  continue  to  remain  eligible  until  the  end  of  the  stay for which
  in-patient services are being furnished.
    (r) To the extent permitted under federal law, if, for so long as, and
  to  the  extent  that  federal  financial  participation  is   available
  therefor,  tuberculosis-related  services, including prescription drugs,
  physician services, laboratory  and  x-ray  services,  clinic  services,
  case-management  services, and such other care, services and supplies as
  specified by the department in regulation, shall be given to persons not
  otherwise described in this section who are infected  with  tuberculosis
  and  whose income and resources do not exceed the amounts which a person
  may have and be eligible for medical assistance under this title.
    * (s) Notwithstanding any inconsistent provision of law, a child under
  the age of nineteen who is determined eligible  for  medical  assistance
  under  the provisions of this section, shall, consistent with applicable
  federal requirements, remain eligible  for  such  assistance  until  the
  earlier of:
    (1)  the  last  day  of the month which is twelve months following the
  determination or redetermination of eligibility for such assistance; or
    (2) the last day of the month in which the child reaches  the  age  of
  nineteen.
    * NB Expires July 1, 2014
    * (t)  (1)  Notwithstanding  the  provisions  of  sections twenty-five
  hundred ten and twenty-five hundred eleven of the public health law  and
  paragraph  (p)  of  this subdivision and subject to subparagraph four of
  this paragraph, children who are at least six years of age  but  younger
  than  nineteen  years of age, who are not otherwise eligible for medical
  assistance under paragraph (p) of this subdivision  and  whose  families
  have  a  net  household income greater than one hundred percent and less
  than or equal to one hundred thirty-three percent of the federal  income
  official  poverty  line  (as  defined  and  updated by the United States
  Department of Health and Human Services) for a family of the  same  size
  as  the families that include the children shall be eligible for medical
  assistance  and  shall  remain  eligible   therefor   as   provided   in
  subparagraph three hereof.
    (2) For the purposes of determining eligibility for medical assistance
  under  this  paragraph,  family income shall be determined in accordance
  with subparagraph two of paragraph (p) of this subdivision.
    (3) For the purposes of this  paragraph,  an  eligible  child  who  is
  receiving  medically  necessary  in-patient  services  for which medical
  assistance is provided on the date the child attains nineteen  years  of
  age, and who, but for attaining such age, would remain eligible for such
  medical assistance under this section, shall continue to remain eligible
  until  the  end  of  the  stay  for  which in-patient services are being
  furnished.

    (5) The commissioner will use best  efforts  to  obtain  a  waiver  of
  provisions  of  title  XXI  of  the federal social security act from the
  secretary of the federal department of health and human  services  under
  which  children  who  become eligible for medical assistance pursuant to
  this paragraph who are enrolled in the state children's health insurance
  program  under  sections twenty-five hundred ten and twenty-five hundred
  eleven of the public health law on the day before implementation of this
  paragraph under clauses  (i)  or  (ii)  of  subparagraph  four  of  this
  paragraph,  are  allowed  the  option  of  permanently  retaining  their
  enrollment in the state children's health insurance program or enrolling
  in the medical assistance program pursuant to this  paragraph,  and  the
  commissioner is authorized to take whatever other action, if any, may be
  necessary to effect this subparagraph.
    (6)  Notwithstanding  any  other provision of law to the contrary, the
  provisions of subparagraphs one through three of  this  paragraph  shall
  not be implemented prior to January first, nineteen hundred ninety-nine.
    * NB Expired April 1, 2005
    (u)  (1)  Notwithstanding  the  provisions  of  paragraph  (p) of this
  subdivision, children who are less than one year of age and have  a  net
  household  income  less  than  or  equal  to  two hundred percent of the
  federal income official poverty line (as  defined  and  updated  by  the
  United  States  department of health and human services) for a family of
  the same size as the families that include children  shall  be  eligible
  for  presumptive  eligibility  in  accordance  with  subdivision four of
  section three hundred sixty-four-i of this title.
    (2)  Notwithstanding  the  provisions  of  paragraph   (p)   of   this
  subdivision, children who are at least one year of age and less than six
  years  and have a net household income less than or equal to one hundred
  thirty-three percent of the federal income  official  poverty  line  (as
  defined  and updated by the United States department of health and human
  services) for a family of the same size as the families that include the
  children shall be  eligible  in  accordance  with  subdivision  four  of
  section three hundred sixty-four-i of this title.
    (3)   Notwithstanding   the   provisions  of  paragraph  (q)  of  this
  subdivision, children who are at least six years of age and younger than
  nineteen years and have a net household income less than or equal to one
  hundred percent of the federal official poverty  line  (as  defined  and
  updated  by  the  United States department of health and human services)
  for a family of the same size as the families that include the  children
  shall  be  eligible in accordance with subdivision four of section three
  hundred sixty-four-i of this title.
    (4) For the purposes of determining eligibility for medical assistance
  under this paragraph, family income shall be  determined  in  accordance
  with subparagraph two of paragraph (p) of this subdivision.
    (v)(1)  Persons  who are not eligible for medical assistance under the
  terms of section 1902(a)(10)(A)(i) of the federal  social  security  act
  are  eligible  for  medical  assistance coverage during the treatment of
  breast or cervical cancer, subject to the provisions of this paragraph.
    (2)(i) Medical assistance is available under this paragraph to persons
  who are under sixty-five years of age, have  been  screened  for  breast
  and/or  cervical  cancer  under  the  Centers  for  Disease  Control and
  Prevention breast and cervical cancer early detection program  and  need
  treatment  for  breast or cervical cancer, and are not otherwise covered
  under creditable coverage  as  defined  in  the  federal  public  health
  service act; provided however that medical assistance shall be furnished
  pursuant  to this clause only to the extent permitted under federal law,
  if,  for  so  long  as,  and  to  the  extent  that  federal   financial
  participation is available therefor.

    (ii)  Medical  assistance is available under this paragraph to persons
  who meet the requirements of clause (i) of  this  subparagraph  but  for
  their  age  and/or  gender,  who  have  been  screened for breast and/or
  cervical cancer under the program described  in  title  I-A  of  article
  twenty-four  of  the  public health law and need treatment for breast or
  cervical cancer, and are not otherwise covered under creditable coverage
  as defined in the federal public health service  act;  provided  however
  that  medical assistance shall be furnished pursuant to this clause only
  if and for so long as the provisions of clause (i) of this  subparagraph
  are in effect.
    (3) Medical assistance provided to a person under this paragraph shall
  be  limited  to  the  period in which such person requires treatment for
  breast or cervical cancer.
    (4) (i) The commissioner of health shall promulgate  such  regulations
  as  may be necessary to carry out the provisions of this paragraph. Such
  regulations  shall  include,  but  not  be   limited   to:   eligibility
  requirements;  a  description of the medical services which are covered;
  and a process for providing presumptive  eligibility  when  a  qualified
  entity,  as  defined  by  the  commissioner,  determines on the basis of
  preliminary  information  that  a  person  meets  the  requirements  for
  eligibility under this paragraph.
    (ii)  For  purposes  of determining eligibility for medical assistance
  under this paragraph, resources available to such individual  shall  not
  be  considered  nor  required  to  be applied toward the payment or part
  payment of the cost of medical care,  services  and  supplies  available
  under this paragraph.
    (iii)  An individual shall be eligible for presumptive eligibility for
  medical assistance under this paragraph in accordance  with  subdivision
  five of section three hundred sixty-four-i of this title.
    (5) The commissioner of health shall, consistent with this title, make
  any  necessary  amendments  to  the  state  plan  for medical assistance
  submitted pursuant to section three hundred sixty-three-a of this title,
  in order to ensure federal financial participation in expenditures under
  this paragraph. Notwithstanding any provision of law  to  the  contrary,
  the provisions of clause (i) of subparagraph two of this paragraph shall
  be  effective only if and for so long as federal financial participation
  is available in the costs of medical assistance furnished thereunder.
    (v-1)(1) Notwithstanding any other provision of law to the contrary, a
  person who has been screened or referred  for  screening  for  colon  or
  prostate   cancer   by   the   cancer  services  screening  program,  as
  administered by the department of health, and has  been  diagnosed  with
  colon  or  prostate  cancer  is  eligible for medical assistance for the
  duration of his or her treatment for such cancer.
    (2) Persons eligible for medical assistance under this paragraph shall
  have an income of two hundred fifty percent or less  of  the  comparable
  federal  income official poverty line as defined and annually revised by
  the federal office of management and budget.
    (3) An individual shall be eligible for  presumptive  eligibility  for
  medical  assistance  under this paragraph in accordance with subdivision
  five of section three hundred sixty-four-i of this title.
    (4) Medical assistance is available under this  paragraph  to  persons
  who  are  under  sixty-five  years of age, and are not otherwise covered
  under creditable coverage  as  defined  in  the  federal  Public  Health
  Service Act.
    (w)  A  woman  who was pregnant while in receipt of medical assistance
  who subsequently loses her eligibility for medical assistance shall have
  her eligibility  for  medical  assistance  continued  for  a  period  of
  twenty-four  months  from the end of the month in which the sixtieth day

  following the end of her pregnancy occurs but only for Federal  Title  X
  services  which are eligible for reimbursement by the federal government
  at a rate of ninety percent; provided, however, that such ninety percent
  limitation   shall  not  apply  to  those  services  identified  by  the
  commissioner as services, including treatment for  sexually  transmitted
  diseases,  generally performed as part of or as a follow-up to a service
  eligible for such ninety percent reimbursement;  and  provided  further,
  however,  that  nothing  in  this  paragraph  shall  be deemed to affect
  payment for such Title X services if federal financial participation  is
  not available for such care, services and supplies.
    (x)  Notwithstanding  any  other  provision  of  law,  a person who is
  eligible for medical assistance  pursuant  to  subparagraph  one,  four,
  five,  seven,  eight, nine or ten of paragraph (a) of subdivision one of
  this section, but who loses eligibility  for  such  assistance  for  any
  reason  other  than  loss  of state residence before the end of a twelve
  month period beginning on the effective date  of  the  person's  initial
  eligibility  for  such  assistance,  or before the end of a twelve month
  period  beginning  on  the  date  of  any  subsequent  determination  of
  eligibility,  shall  have  his  or  her  eligibility for such assistance
  continued until the end of  such  twelve  month  period;  provided  that
  federal  financial  participation  in  the  costs  of such assistance is
  available; and provided further that a person who is otherwise described
  in this paragraph but who is eligible for federal supplemental  security
  income  benefits  and/or additional state payments, or whose net income,
  without deducting the amount of any incurred medical  expenses,  exceeds
  the  net  income exemptions set forth in subparagraph seven of paragraph
  (a) of subdivision two of this section, or who is  in  receipt  of  long
  term  care  services,  as defined in paragraph (b) of subdivision one of
  section three hundred sixty-seven-f of this title, or who  is  receiving
  care,  services and supplies under a waiver pursuant to section nineteen
  hundred fifteen of the federal social security act, is not eligible  for
  the twelve month continuous coverage described in this paragraph.
    5.  (a)  In  determining  the initial or continuing eligibility of any
  person for assistance under this title, there shall be included  in  the
  amount   of   resources   considered   available   to  such  person  the
  uncompensated value of any resource transferred prior  to  the  date  of
  application  for medical assistance as specified in paragraphs (b), (c),
  (d) and (e) of this subdivision, and such person shall be ineligible for
  such assistance  for  such  period  or  periods  as  specified  in  this
  subdivision.
    (b)  For  transfers  made  on  or  after April tenth, nineteen hundred
  eighty-two and prior to October first, nineteen hundred eighty-nine:
    (1) a nonexempt resource shall mean any resource which if retained  by
  such  person would not be exempt from consideration under the provisions
  of subdivision two of this section;
    (2) any transfer of  a  nonexempt  resource  made  within  twenty-four
  months  prior  to  the  date  of  a  person's  application  for  medical
  assistance shall be presumed to  have  been  made  for  the  purpose  of
  qualifying  for  such  assistance;  however,  if  such  person furnishes
  evidence to establish that the transfer was exclusively for  some  other
  purpose,  the  uncompensated  value shall not be considered available to
  such person in determining his or her initial or  continued  eligibility
  for medical assistance;
    (3)  the  uncompensated  value  of any such resource shall be the fair
  market value of such resource at the time of transfer, minus the  amount
  of the compensation received by the person in exchange for the resource;
    (4)  any person determined to have excess resources of twelve thousand
  dollars or less because of  the  application  of  this  paragraph  shall

  remain  ineligible  for  assistance  under  this  title  for a period of
  twenty-four months from the date of the transfer, or until  such  person
  can  demonstrate  that he or she has incurred medical expenses after the
  date  of transfer in the amount of such excess above otherwise allowable
  resources, whichever period is shorter;
    (5) any person determined to have excess resources of more than twelve
  thousand dollars because of the  application  of  this  paragraph  shall
  remain  ineligible  for  assistance  under this title for a period which
  exceeds twenty-four months, which period shall be determined  by  adding
  an  additional  month  of ineligibility for each two thousand dollars in
  excess of twelve thousand dollars, or until such person can  demonstrate
  that  he or she has incurred medical expenses after the date of transfer
  in the amount  of  such  excess  above  otherwise  allowable  resources,
  whichever period is shorter.
    (c)  For  transfers  made  on or after October first, nineteen hundred
  eighty-nine:
    (1)  (i)  "institutionalized  person"  means  any  person  who  is  an
  in-patient  in  a nursing facility, or who is an in-patient in a medical
  facility and is  receiving  a  level  of  care  provided  in  a  nursing
  facility,  or  who is receiving care, services or supplies pursuant to a
  waiver pursuant to subsection (c) of section nineteen hundred fifteen of
  the federal social security act.
    (ii) "resources" includes any resources which would not be  considered
  exempt  from  consideration  under  the provisions of subdivision two of
  this  section,  without  regard  to  the  exemption  provided   for   in
  subparagraph one of paragraph (a) of such subdivision.
    (iii)  "nursing  facility"  means a nursing home as defined by section
  twenty-eight hundred one of the public health law.
    (iv) "nursing facility services" means nursing care and health related
  services provided in a nursing facility, a level of care provided  in  a
  hospital  which is equivalent to the care which is provided in a nursing
  facility and care, services or supplies provided pursuant  to  a  waiver
  pursuant  to  subsection  (c) of section nineteen hundred fifteen of the
  federal social security act.
    (2) the uncompensated value of a resource shall  be  the  fair  market
  value  of such resource at the time of transfer, minus the amount of the
  compensation received in exchange for the resource.
    (3) any transfer of a resource by a person or such person's spouse for
  less than fair market value made  within  or  after  the  thirty  months
  immediately  preceding  the date the person becomes an institutionalized
  person or the date  of  application  for  medical  assistance  while  an
  institutionalized  person,  if later, shall render the person ineligible
  for nursing facility services for a  period  specified  in  subparagraph
  four  of  this paragraph; however, an institutionalized person shall not
  be ineligible for nursing facility services solely by reason of any such
  transfer to the extent that:
    (i) the resource transferred was a home and  title  to  the  home  was
  transferred  to:  (A)  the spouse of such person; or (B) a child of such
  person who is under the age of twenty-one years or  certified  blind  or
  certified  permanently  and  totally disabled, as defined by section two
  hundred eight of this title; or (C) a sibling of such person who has  an
  equity  interest  in such home and who resided in such home for a period
  of at least one year immediately before the date the  person  became  an
  institutionalized  person;  or  (D) a son or daughter of such person who
  was residing in such home for a period of at least two years immediately
  before the date such person became an institutionalized person, and  who
  provided  care  to  such person which permitted such person to reside at
  home rather than in an institution or facility; or

    (ii) the resource was transferred to or for the sole benefit  of  such
  person's spouse, or from such person's spouse to or for the sole benefit
  of  such  person,  or  to  his  or  her  child who is certified blind or
  certified permanently and totally disabled; or
    (iii)  a  satisfactory  showing  is  made that: (A) the person or such
  person's spouse intended to dispose  of  the  resource  either  at  fair
  market  value,  or for other valuable consideration, or (B) the resource
  was transferred exclusively for a purpose  other  than  to  qualify  for
  medical assistance; or
    (iv) denial of eligibility would work an undue hardship, as defined by
  the  commissioner  which  definition  shall include the inability of the
  institutionalized  person  or  such  person's  spouse  to  retrieve  the
  resource or to obtain fair market value therefor despite his or her best
  efforts.
    (4)  Any  transfer  made  by  a  person  or  the person's spouse under
  subparagraph three of this  paragraph  shall  cause  the  person  to  be
  ineligible  for  nursing  facility  services, for services at a level of
  care equivalent to that of nursing facility services for the  lesser  of
  (i)  a  period  of  thirty  months  from the date of transfer, or (ii) a
  period equal to the  total  uncompensated  value  of  the  resources  so
  transferred, divided by the average cost of nursing facility services to
  a  private patient for a given period of time at the time of application
  as determined by the commissioner. For purposes of this subparagraph the
  average cost of nursing facility services to a  private  patient  for  a
  given  period of time at the time of application shall be presumed to be
  one hundred twenty percent of the average  medical  assistance  rate  of
  payment  as  of  the  first  day  of  January  of  each year for nursing
  facilities within the region as established pursuant to paragraph (b) of
  subdivision sixteen of  section  twenty-eight  hundred  seven-c  of  the
  public health law wherein the applicant resides.
    (d)   For   transfers   made  after  August  tenth,  nineteen  hundred
  ninety-three:
    (1) (i) "assets" means all income and resources of an  individual  and
  of  the  individual's spouse, including income or resources to which the
  individual or the individual's spouse is  entitled  but  which  are  not
  received  because  of  action  by:  the  individual  or the individual's
  spouse; a person with legal authority to act in place of or on behalf of
  the individual or the  individual's  spouse;  a  person  acting  at  the
  direction  or  upon  the  request  of the individual or the individual's
  spouse; or by a court or administrative body with legal authority to act
  in place of or on behalf of the individual or the individual's spouse or
  at  the  direction  or  upon  the  request  of  the  individual  or  the
  individual's spouse.
    (ii)  "blind"  has  the  same  meaning  given  to such term in section
  1614(a)(2) of the federal social social security act.
    (iii) "disabled" has the same meaning given to such  term  in  section
  1614(a)(3) of the federal social security act.
    (iv)  "income" has the same meaning given to such term in section 1612
  of the federal social security act.
    (v) "resources" has the same meaning given to  such  term  in  section
  1613  of the federal social security act, without regard, in the case of
  an institutionalized  individual,  to  the  exclusion  provided  for  in
  subsection (a)(1) of such section.
    (vi)  "look-back period" means the thirty-six month period, or, in the
  case of payments from a trust or portions of a trust which  are  treated
  as   assets  disposed  of  by  the  individual  pursuant  to  department
  regulations, the sixty-month period, immediately preceding the date that

  an  institutionalized  individual  is  both  institutionalized  and  has
  applied for medical assistance.
    (vii)  "institutionalized  individual"  means any individual who is an
  in-patient  in  a  nursing  facility,  including  an  intermediate  care
  facility for the mentally retarded, or who is an in-patient in a medical
  facility  and  is  receiving  a  level  of  care  provided  in a nursing
  facility, or who is receiving care, services or supplies pursuant  to  a
  waiver granted pursuant to subsection (c) of section 1915 of the federal
  social security act.
    (viii)  "intermediate care facility for the mentally retarded" means a
  facility certified under article sixteen of the mental hygiene  law  and
  which   has   a  valid  agreement  with  the  department  for  providing
  intermediate care facility services and receiving payment therefor under
  title XIX of the federal social security act.
    (ix) "nursing facility" means a nursing home  as  defined  by  section
  twenty-eight  hundred  one  of the public health law and an intermediate
  care facility for the mentally retarded.
    (x) "nursing facility services" means nursing care and health  related
  services  provided  in a nursing facility; a level of care provided in a
  hospital which is equivalent to the care which is provided in a  nursing
  facility;  and  care, services or supplies provided pursuant to a waiver
  granted pursuant to subsection (c) of section 1915 of the federal social
  security act.
    (2) The uncompensated value of an asset is the fair  market  value  of
  such asset at the time of transfer, minus the amount of the compensation
  received in exchange for the asset.
    (3)   In   determining   the  medical  assistance  eligibility  of  an
  institutionalized individual, any transfer of an asset by the individual
  or the individual's spouse for less than fair market value  made  within
  or after the look-back period shall render the individual ineligible for
  nursing   facility   services  for  the  period  of  time  specified  in
  subparagraph four of this paragraph. Notwithstanding the  provisions  of
  this  subparagraph,  an  individual shall not be ineligible for services
  solely by reason of any such transfer to the extent that:
    (i)  in  the  case  of  an  institutionalized  individual,  the  asset
  transferred  was a home and title to the home as transferred to: (A) the
  spouse of the individual; or (B) a child of the individual who is  under
  the  age  of  twenty-one years or blind or disabled; or (C) a sibling of
  the individual who has an equity interest in such home and  who  resided
  in  such  home  for a period of at least one year immediately before the
  date the individual became an institutionalized  individual;  or  (D)  a
  child of the individual who was residing in such home for a period of at
  least  two  years  immediately  before the date the individual became an
  institutionalized individual, and who provided care  to  the  individual
  which  permitted  the  individual  to  reside  at home rather than in an
  institution or facility; or
    (ii) the assets: (A) were transferred to the individual's  spouse,  or
  to  another for the sole benefit of the individual's spouse; or (B) were
  transferred from the individual's spouse to another for the sole benefit
  of the individual's spouse; or (C) were transferred to the  individual's
  child who is blind or disabled, or to a trust established solely for the
  benefit  of  such  child; or (D) were transferred to a trust established
  solely for the benefit of an individual under sixty-five  years  of  age
  who is disabled; or
    (iii)  a  satisfactory showing is made that: (A) the individual or the
  individual's spouse intended to dispose of the  assets  either  at  fair
  market  value,  or  for  other valuable consideration; or (B) the assets
  were transferred exclusively for a purpose other  than  to  qualify  for

  medical  assistance;  or  (C)  all assets transferred for less than fair
  market value have been returned to the individual; or
    (iv)   denial  of  eligibility  would  cause  an  undue  hardship,  as
  determined pursuant to the regulations of the department  in  accordance
  with  criteria established by the secretary of the federal department of
  health and human services.
    (4) Any transfer made by an  individual  or  the  individual's  spouse
  under  subparagraph three of this paragraph shall cause the person to be
  ineligible for services for a period  equal  to  the  total,  cumulative
  uncompensated  value  of  all  assets  transferred  during  or after the
  look-back period, divided  by  the  average  monthly  costs  of  nursing
  facility  services  provided  to a private patient for a given period of
  time  at  the  time  of  application,  as  determined  pursuant  to  the
  regulations  of  the department. The period of ineligibility shall begin
  with the first day of the first month during or after which assets  have
  been  transferred  for  less  than fair market value, and which does not
  occur in any other periods of ineligibility under  this  paragraph.  For
  purposes  of  this  subparagraph,  the  average monthly costs of nursing
  facility services to a private patient for a given period of time at the
  time of application shall be presumed to be one hundred  twenty  percent
  of the average medical assistance rate of payment as of the first day of
  January  of  each  year for nursing facilities within the region wherein
  the applicant resides, as  established  pursuant  to  paragraph  (b)  of
  subdivision  sixteen  of  section  twenty-eight  hundred  seven-c of the
  public health law.
    (5) In the case of an asset held  by  an  individual  in  common  with
  another  person  or  persons  in  a joint tenancy, tenancy in common, or
  similar arrangement, the asset, or the affected portion  of  the  asset,
  shall be considered to be transferred by such individual when any action
  is taken, either by such individual or by any other person, that reduces
  or eliminates such individual's ownership or control of such asset.
    (6)  In  the  case  of  a  trust  established  by  the  individual, as
  determined pursuant to the regulations of the department,  any  payment,
  other  than  a  payment  to or for the benefit of the individual, from a
  revocable trust is  considered  to  be  a  transfer  of  assets  by  the
  individual  and  any  payment,  other  than to or for the benefit of the
  individual, from the portion of an irrevocable trust  which,  under  any
  circumstance, could be made available to the individual is considered to
  be a transfer of assets by the individual and, further, the value of any
  portion  of  an irrevocable trust from which no payment could be made to
  the individual under any circumstances is considered to be a transfer of
  assets by the individual for purposes of this section as of the date  of
  establishment  of  the trust, or, if later, the date on which payment to
  the individual is foreclosed.
    (e) For transfers made on or after February eighth, two thousand six:
    (1)(i) "assets" means all income and resources of an individual and of
  the individual's spouse, including income and  resources  to  which  the
  individual  or  the  individual's  spouse  is entitled but which are not
  received because of  action  by:  the  individual  or  the  individual's
  spouse; a person with legal authority to act in place of or on behalf of
  the  individual  or  the  individual's  spouse;  a  person acting at the
  direction or upon the request of  the  individual  or  the  individual's
  spouse; or by a court or administrative body with legal authority to act
  in place of or on behalf of the individual or the individual's spouse or
  at  the  direction  or  upon  the  request  of  the  individual  or  the
  individual's spouse;
    (ii) "blind" has the same  meaning  given  to  such  term  in  section
  1614(a)(2) of the federal social security act.

    (iii)  "disabled"  has  the same meaning given to such term in section
  1614(a)(3) of the federal social security act.
    (iv)  "income" has the same meaning given to such term in section 1612
  of the federal social security act.
    (v) "resources" has the same meaning given to  such  term  in  section
  1613 of the federal social security act, without regard to the exclusion
  provided for in subsection (a)(1) of such section.
    (vi)  "look-back  period"  means  the  sixty-month  period immediately
  preceding  the  date  that  an  institutionalized  individual  is   both
  institutionalized and has applied for medical assistance.
    (vii)  "institutionalized  individual"  means any individual who is an
  in-patient  in  a  nursing  facility,  including  an  intermediate  care
  facility for the mentally retarded, or who is an in-patient in a medical
  facility  and  is  receiving  a  level  of  care  provided  in a nursing
  facility, or who is described in section 1902(a)(10)(A)(ii)(VI)  of  the
  federal social security act.
    (viii)  "intermediate care facility for the mentally retarded" means a
  facility certified under article sixteen of the mental hygiene  law  and
  which   has   a  valid  agreement  with  the  department  for  providing
  intermediate care facility services and receiving payment therefor under
  title XIX of the federal social security act.
    (ix) "nursing facility" means a nursing home  as  defined  by  section
  twenty-eight  hundred  one  of the public health law and an intermediate
  care facility for the mentally retarded.
    (x) "nursing facility services" means nursing care and health  related
  services  provided  in a nursing facility; a level of care provided in a
  hospital which is equivalent to the care which is provided in a  nursing
  facility;  and  care, services or supplies provided pursuant to a waiver
  granted pursuant to subsection (c) of section 1915 of the federal social
  security act.
    (2) The uncompensated value of an asset is the fair  market  value  of
  such  asset  at  the  time  of  transfer  less  any  outstanding  loans,
  mortgages, or other encumbrances on the asset, minus the amount  of  the
  compensation received in exchange for the asset.
    (3)   In   determining   the  medical  assistance  eligibility  of  an
  institutionalized individual, any transfer of an asset by the individual
  or the individual's spouse for less than fair market value  made  within
  or after the look-back period shall render the individual ineligible for
  nursing   facility   services  for  the  period  of  time  specified  in
  subparagraph five of this paragraph. For purposes of this paragraph:
    (i) the purchase of an annuity shall be treated as the disposal of  an
  asset  for less than fair market value unless: the state is named as the
  beneficiary in the first position for  at  least  the  total  amount  of
  medical  assistance  paid  on  behalf  of the annuitant, or the state is
  named in the second position  after  a  community  spouse  or  minor  or
  disabled  child  and  is named in the first position if such spouse or a
  representative of such child disposes of any  such  remainder  for  less
  than  fair  market  value;  and  the  annuity  meets the requirements of
  section 1917(c)(1)(G) of the federal social security act;
    (ii) the purchase of a life estate interest in another  person's  home
  shall  be  treated as the disposal of an asset for less than fair market
  value unless the purchaser resided in such home for a period of at least
  one year after the date of purchase;
    (iii) the purchase of a promissory note, loan, or  mortgage  shall  be
  treated  as  the  disposal  of  an asset for less than fair market value
  unless such note, loan, or mortgage meets the  requirements  of  section
  1917(c)(1)(I) of the federal social security act.

    (4)  Notwithstanding  the  provisions of this paragraph, an individual
  shall not be ineligible for  services  solely  by  reason  of  any  such
  transfer to the extent that:
    (i)   in  the  case  of  an  institutionalized  individual  the  asset
  transferred was a home and title to the home was transferred to: (A) the
  spouse of the individual; or (B) a child of the individual who is  under
  the  age  of  twenty-one years or blind or disabled; or (C) a sibling of
  the individual who has an equity interest in such home and  who  resided
  in  such  home  for a period of at least one year immediately before the
  date the individual became an institutionalized  individual;  or  (D)  a
  child of the individual who was residing in such home for a period of at
  least  two  years  immediately  before the date the individual became an
  institutionalized individual, and who provided care  to  the  individual
  which  permitted  the  individual  to  reside  at home rather than in an
  institution or facility; or
    (ii) the assets: (A) were transferred to the individual's  spouse,  or
  to  another for the sole benefit of the individual's spouse; or (B) were
  transferred from the individual's spouse to another for the sole benefit
  of the individual's spouse; or (C) were transferred to the  individual's
  child who is blind or disabled, or to a trust established solely for the
  benefit  of  such  child; or (D) were transferred to a trust established
  solely for the benefit of an individual under sixty-five  years  of  age
  who is disabled; or
    (iii)  a  satisfactory showing is made that: (A) the individual or the
  individual's spouse intended to dispose of the  assets  either  at  fair
  market  value,  or  for  other valuable consideration; or (B) the assets
  were transferred exclusively for a purpose other  than  to  qualify  for
  medical  assistance;  or  (C)  all assets transferred for less than fair
  market value have been returned to the individual; or
    (iv) denial of eligibility would cause an undue  hardship,  such  that
  application  of  the  transfer  of  assets  provision  would deprive the
  individual of medical care such that the  individual's  health  or  life
  would  be endangered, or would deprive the individual of food, clothing,
  shelter, or other necessities of life. The commissioner of health  shall
  develop  a  hardship waiver process which shall include a timely process
  for determining whether an undue hardship waiver will be granted  and  a
  timely process under which an adverse determination can be appealed. The
  commissioner  of  health  shall  provide  notice  of the hardship waiver
  process in writing to those individuals who are required to comply  with
  the  transfer  of  assets  provision  under  this  section.  If  such an
  individual is an institutionalized individual, the facility in which  he
  or  she  is residing shall be permitted to file an undue hardship waiver
  application on behalf  of  such  individual  with  the  consent  of  the
  individual or the personal representative of the individual.
    (5)  Any  transfer  made  by  an individual or the individual's spouse
  under subparagraph three of this paragraph shall cause the person to  be
  ineligible  for  services  for  a  period equal to the total, cumulative
  uncompensated value of  all  assets  transferred  during  or  after  the
  look-back  period,  divided  by  the  average  monthly  costs of nursing
  facility services provided to a private patient for a  given  period  of
  time  at  the  time  of  application,  as  determined  pursuant  to  the
  regulations of the department. For purposes of  this  subparagraph,  the
  average  monthly costs of nursing facility services to a private patient
  for a given period of time at the time of application shall be  presumed
  to  be one hundred twenty percent of the average medical assistance rate
  of payment as of the first day of  January  of  each  year  for  nursing
  facilities within the region where the applicant resides, as established
  pursuant to paragraph (b) of subdivision sixteen of section twenty-eight

  hundred  seven-c  of  the public health law. The period of ineligibility
  shall begin the first day of a month during or after which  assets  have
  been  transferred  for less than fair market value, or the first day the
  otherwise  eligible  individual  is receiving services for which medical
  assistance coverage would be available based on an approved  application
  for  such  care  but  for  the  provisions of subparagraph three of this
  paragraph, whichever is later, and which does not  occur  in  any  other
  periods of ineligibility under this paragraph.
    (6)  In  the  case  of  an  asset held by an individual in common with
  another person or persons in a joint  tenancy,  tenancy  in  common,  or
  similar  arrangement,  the  asset, or the affected portion of the asset,
  shall be considered transferred by such individual when  any  action  is
  taken, either by such individual or by any other person, that reduces or
  eliminates such individual's ownership or control of such asset.
    (7)  In  the  case  of  a  trust  established  by  the  individual, as
  determined pursuant to the regulations of the department,  any  payment,
  other  than  a  payment  to or for the benefit of the individual, from a
  revocable trust is  considered  to  be  a  transfer  of  assets  by  the
  individual  and  any  payment,  other  than to or for the benefit of the
  individual, from the portion of an irrevocable trust  which,  under  any
  circumstance, could be made available to the individual is considered to
  be a transfer of assets by the individual and, further, the value of any
  portion  of  an irrevocable trust from which no payment could be made to
  the individual under any circumstances is considered to be a transfer of
  assets by the individual for purposes of this section as of the date  of
  establishment  of the trust, or, if later, the date on which the payment
  to the individual is foreclosed.
    (f) The commissioner shall promulgate such rules  and  regulations  as
  may be necessary to carry out the provisions of this subdivision.
    * 6.  a.  The  commissioner  of  health  shall  apply  for  a home and
  community-based services waiver pursuant to subdivision (c)  of  section
  nineteen  hundred fifteen of the federal social security act in order to
  provide home  and  community-based  services,  not  included  under  the
  medical assistance program.
    b. A person eligible for participation in the waiver program shall:
    (i) be eighteen years of age or under;
    (ii)  be  physically  disabled,  according to the federal supplemental
  security income program criteria, including but not limited to a  person
  who is multiply disabled;
    (iii) require the level of care provided by a nursing facility or by a
  hospital;
    (iv)  be  capable of being cared for in the community if provided with
  case management services and/or other services specified in paragraph  f
  of  this  subdivision, in addition to other services provided under this
  title, as determined by the assessment required by paragraph d  of  this
  subdivision;
    (v) meet the requirements of paragraph i of this subdivision; and
    (vi)   meet   such  other  criteria  as  may  be  established  by  the
  commissioner as may be necessary to administer the  provisions  of  this
  subdivision in an equitable manner.
    c.  Social  services districts shall assess the eligibility of persons
  in accordance with  the  provisions  of  paragraphs  b  and  d  of  this
  subdivision  and shall refer persons who appear to meet the criteria set
  forth in such paragraphs to the commissioner of health for consideration
  for participation in the waiver  program  and  final  determinations  of
  their eligibility for participation in the waiver program.
    d.  The  commissioner  of health shall designate persons to assess the
  eligibility of persons in accordance with paragraphs b  and  c  of  this

  subdivision under consideration for participation in the waiver program.
  Persons  designated  by  such  commissioner  may  include  the  person's
  physician,  a  representative  of  the  social  services   district,   a
  representative  of  the provider of a long term home health care program
  or certified home health agency and, where  appropriate,  the  discharge
  coordinator  of  the hospital or nursing facility and such other persons
  as such commissioner deems appropriate. The  assessment  shall  include,
  but  need  not  be  limited  to,  an  evaluation of the medical, social,
  habilitation, and environmental needs of the person and shall  serve  as
  the  basis  for  the development and provision of an appropriate plan of
  care for the person.
    e. Prior to a person's participation in the waiver program, the social
  services district or the commissioner of health, as  appropriate,  shall
  undertake  or  arrange for the development of a written plan of care for
  the provision of services consistent with the level of  care  determined
  by  the  assessment,  in  accordance  with  criteria  established by the
  commissioner of health.
    f. Home and community-based services which may be provided to  persons
  specified   in  paragraph  b  of  this  subdivision  include:  (i)  case
  management services; (ii) respite services; (iii) home adaptation;  (iv)
  hospice  and  palliative  care  services;  and  (v)  such other home and
  community-based services, other than room and board, as may be  approved
  by the secretary of the federal department of health and human services.
    g.  Social services districts shall designate who may provide the home
  and  community-based  services  identified  in  paragraph  f   of   this
  subdivision, subject to the approval of the commissioner of health.
    h.  Notwithstanding  any  other provision of this chapter or any other
  law to the contrary, for  purposes  of  determining  medical  assistance
  eligibility  for  persons  specified in paragraph b of this subdivision,
  the income and resources of responsible relatives shall  not  be  deemed
  available for as long as the person meets the criteria specified in this
  subdivision.
    i.  Before a person may participate in the waiver program specified in
  paragraph  a  of  this  subdivision,  the  department  of  health  shall
  determine  that  the annual medical assistance expenditures for home and
  community-based services for all persons  participating  in  the  waiver
  program  would not exceed the annual medical assistance expenditures for
  nursing facility and hospital services for  all  such  persons  had  the
  waiver not been granted.
    j.  The  commissioner  shall  review the plans of care and expenditure
  estimates  determined  by  social  services  districts  prior   to   the
  participation of any person in the waiver program.
    k.  This  subdivision  shall  be  effective  only  if, and as long as,
  federal financial participation is available for  expenditures  incurred
  under this subdivision.
    * NB Repealed December 31, 2013
    6-a.  a. The commissioner of health shall apply for a nursing facility
  transition and diversion medicaid waiver pursuant to subdivision (c)  of
  section  nineteen  hundred fifteen of the federal social security act in
  order to provide home and community based services  to  individuals  who
  would  otherwise  be  cared  for  in a nursing facility and who would be
  considered to be part of an aggregate group of  individuals  who,  taken
  together,  will  be  cared  for  at less cost in the community than they
  would have otherwise and to provide reimbursement for several  home  and
  community   based   services  not  presently  included  in  the  medical
  assistance program. The initial application shall provide  for  no  less
  than  five  thousand persons to be eligible to participate in the waiver
  spread over the first three years and continue to increase thereafter.

    b. A  person  eligible  for  participation  in  the  nursing  facility
  transition and diversion medicaid waiver program shall:
    (i) be at least eighteen years of age;
    (ii) be eligible for and in receipt of medicaid authorization for long
  term care services, including nursing facility services;
    (iii) have resided in a nursing facility and/or have been assessed and
  determined to require the level of care provided by a nursing facility;
    (iv) be capable of residing in the community if provided with services
  specified  in  paragraph  f  of  this  subdivision, in addition to other
  services provided under this title,  as  determined  by  the  assessment
  required by paragraph d of this subdivision; and
    (v) meet such other criteria as may be established by the commissioner
  of  health  as  may  be  necessary  to  administer the provision of this
  subdivision in an equitable manner.
    c. The department of health shall develop such waiver  application  in
  conjunction   with  independent  living  centers,  representatives  from
  disability and senior groups and such other interested  parties  as  the
  department shall determine to be appropriate.
    d.  The  commissioner  of  health  shall  contract with not-for-profit
  agencies around the state that have experience with providing  community
  based services to individuals with disabilities, hereinafter referred to
  as  regional  resource development specialists, who shall be responsible
  for  initial  contact  with  the  prospective  waiver  participant,  for
  assuring  the  waiver  candidates  have  choice  in  selecting a service
  coordinator and other providers, and for assessing applicants  including
  decisions for eligibility for participation in the waiver, which contain
  the  original  service  plan  and  all subsequent revised service plans.
  Regional resource  development  specialists  shall  be  responsible  for
  approving  service  plans  and  the  department  of health shall provide
  technical assistance and oversight.
    e. Prior to the  person's  participation  in  the  waiver  program,  a
  service coordinator approved by the department of health shall undertake
  the  development of a written plan of care for the provision of services
  consistent with the level of care determined by an  initial  assessment,
  in  accordance  with criteria established by the commissioner of health.
  Such plans shall set forth the type of services  to  be  furnished,  the
  amount,  the  frequency  and  duration  of  each service and the type of
  providers to furnish each service.
    f. Nursing facility transition and diversion  services  which  may  be
  provided  to  persons specified in paragraph b of this subdivision shall
  be established and defined as part of the waiver application development
  process specified in paragraph c of this subdivision  and  may  include:
  (i)  case  management  services;  (ii)  personal care; (iii) independent
  living skills training; (iv)  environmental  accessibility  adaptations;
  (v)  costs  of community transition services; (vi) assistive technology;
  (vii)  adult  day  health;  (viii)  staff  for  safety  assurance;  (ix)
  non-medical  support  services  needed  to  maintain  independence;  (x)
  respite services; and (xi) such other home and community based  services
  as  may be approved by the secretary of the federal department of health
  and human services.
    g. The department of  health  shall  designate  who  may  provide  the
  nursing   facility  transition  and  diversion  services  identified  in
  paragraph f  of  this  subdivision,  subject  to  the  approval  of  the
  commissioner of health.
    h.  Before  a  person may participate in the nursing transition waiver
  program specified in this subdivision, the regional resource development
  specialists shall determine that:

    (i) the individual is at least eighteen years of age and eligible  for
  and  in  receipt  of medicaid authorization for long term care services,
  including nursing facility services; and
    (ii)  the  individual  resides  in  a nursing facility and/or has been
  assessed and determined to require nursing facility care.
    7.  a.  The  commissioner  of  health  shall  apply  for  a  home  and
  community-based  waiver, pursuant to subdivision (c) of section nineteen
  hundred fifteen of the federal social security act, in order to  provide
  home  and community-based services not presently included in the medical
  assistance program.
    b. Persons eligible for participation in the waiver program shall:
    (i) be eighteen years of age or under;
    (ii) have a developmental disability,  as  such  term  is  defined  in
  subdivision twenty-two of section 1.03 of the mental hygiene law;
    (iii) demonstrate complex health care needs, as defined in paragraph c
  of this subdivision;
    (iv)  require  the  level  of  care  provided  by an intermediate care
  facility for the developmentally disabled;
    (v) not be hospitalized or receiving care in a  nursing  facility,  an
  intermediate care facility for the developmentally disabled or any other
  institution;
    (vi)  be  capable of being cared for in the community if provided with
  case management services, respite services,  home  adaptation,  and  any
  other  home  and community-based services, other than room and board, as
  may be approved by the secretary of the federal department of health and
  human services, in addition to other services provided under this title,
  as determined  by  the  assessment  required  by  paragraph  f  of  this
  subdivision;
    (vii)  be  ineligible  for  medical  assistance because the income and
  resources of responsible relatives are deemed available to him  or  her,
  causing  him  or  her to exceed the income or resource eligibility level
  for such assistance;
    (viii) be capable of being cared for at less  cost  in  the  community
  than  in an intermediate care facility for the developmentally disabled;
  and
    (ix)  meet  such  other  criteria  as  may  be  established   by   the
  commissioner  of  health, in conjunction with the commissioner of mental
  retardation and developmental  disabilities,  as  may  be  necessary  to
  administer  the  provisions  of this subdivision in an equitable manner,
  including those criteria established pursuant to  paragraph  d  of  this
  subdivision.
    c.  For purposes of this subdivision, persons who "demonstrate complex
  health care needs", shall be defined  as  persons  who  require  medical
  therapies  that  are  designed to replace or compensate for a vital body
  function or avert immediate threat to life; that is, persons who rely on
  medical devices, nursing care, monitoring or prescribed medical  therapy
  for  the  maintenance  of  life  over a period expected to extend beyond
  twelve months.
    d. The commissioner of health, in conjunction with the commissioner of
  mental  retardation  and  developmental  disabilities,  shall  establish
  selection criteria to ensure that participants are those who are most in
  need  and  reflect  an equitable geographic distribution. Such selection
  criteria shall include, but not be limited  to,  the  imminent  risk  of
  institutionalization,  the financial burden imposed upon the family as a
  result of the child's health care needs, and the level of stress  within
  the  family unit due to the unrelieved burden of caring for the child at
  home.

    e. Social services districts,  in  consultation  with  the  office  of
  mental  retardation  and  developmental  disabilities,  shall assess the
  eligibility of persons in accordance with the provisions of paragraph  b
  of  this  subdivision,  as well as the selection criteria established by
  the  commissioner  of  health and the commissioner of mental retardation
  and developmental disabilities  as  required  by  paragraph  d  of  this
  subdivision.
    f. The commissioner of health, in conjunction with the commissioner of
  mental  retardation  and  developmental  disabilities,  shall  designate
  persons to assess the eligibility of  persons  under  consideration  for
  participation   in  the  waiver  program.  Persons  designated  by  such
  commissioners may include the person's physician,  a  representative  of
  the   social   services  district,  representative  of  the  appropriate
  developmental disabilities services office and such other persons as the
  commissioners deem appropriate. The assessment shall include,  but  need
  not   be  limited  to,  an  evaluation  of  the  health,  psycho-social,
  developmental, habilitation and environmental needs of  the  person  and
  shall  serve  as  the  basis  for  the  development  and provision of an
  appropriate plan of care for such person.
    g. Prior to a person's participation in the waiver program, the office
  of mental retardation and developmental disabilities shall undertake  or
  arrange  for the development of a written plan of care for the provision
  of services  consistent  with  the  level  of  care  determined  by  the
  assessment,  in accordance with criteria established by the commissioner
  of health, in consultation with the commissioner of  mental  retardation
  and  developmental  disabilities. Such plan of care shall be reviewed by
  such commissioners prior to the provision of services  pursuant  to  the
  waiver program.
    h.  Home and community-based services which may be provided to persons
  specified in paragraph b of this subdivision shall, in addition to those
  services otherwise authorized, include  (i)  case  management  services;
  (ii)  respite  services; (iii) home adaptation, and (iv) such other home
  and community-based services, other than  room  and  board,  as  may  be
  approved  by the secretary of the federal department of health and human
  services.
    i. The office of mental  retardation  and  developmental  disabilities
  shall  designate  who  may provide the home and community-based services
  identified in paragraph h of this subdivision, subject to  the  approval
  of the commissioner of health.
    j.  Notwithstanding  any  other  provision  of this chapter other than
  subdivision six of this section or any other law to  the  contrary,  for
  purposes  of  determining  medical  assistance  eligibility  for persons
  specified in paragraph b of this subdivision, the income  and  resources
  of  a  responsible relative shall not be deemed available for as long as
  the person meets the criteria specified in this subdivision.
    k. Before a person may participate in the waiver program specified  in
  paragraph  a  of  this subdivision, the office of mental retardation and
  developmental disabilities shall determine that there  is  a  reasonable
  expectation  that  the  annual  medical assistance expenditures for such
  person under the waiver would not exceed the expenditures for care in an
  intermediate care facility for the developmentally disabled  that  would
  have been made had the waiver not been granted.
    l. The commissioner of health, in conjunction with the commissioner of
  mental  retardation  and  developmental  disabilities,  shall review the
  plans of care and expenditure estimates prior to  the  participation  of
  any person in the waiver program.
    m.  Within one year of federal waiver approval, and on an annual basis
  thereafter, until such time as the waiver program is fully  implemented,

  the  commissioner  of  health,  in  conjunction with the commissioner of
  mental retardation and developmental disabilities, shall report  on  the
  status  of  the waiver program to the governor and the legislature. Such
  report  shall specify the number of children participating in the waiver
  program, the geographic distribution of those so  participating,  health
  profiles,   service   costs   and  length  of  time  the  children  have
  participated in the  waiver  program.  The  report  shall  also  provide
  follow-up  information  on  children  who have withdrawn from the waiver
  program, including data on residential program placements.
    n. This subdivision shall be  effective  only  if,  and  as  long  as,
  federal  financial  participation is available for expenditures incurred
  under this subdivision.
    8. Notwithstanding any inconsistent provision of this chapter  or  any
  other  law  to  the  contrary,  income and resources which are otherwise
  exempt from consideration in  determining  a  person's  eligibility  for
  medical care, services and supplies available under this title, shall be
  considered  available  for  the  payment or part payment of the costs of
  such medical care, services and supplies as required by federal law  and
  regulations.
    9.  a.  The commissioner shall apply for a general waiver, pursuant to
  subdivision (c) of section  nineteen  hundred  fifteen  of  the  federal
  social  security act, in order to provide medical assistance for persons
  specified in paragraphs b and c of this  subdivision  and  reimbursement
  for  several home and community-based services not presently included in
  the medical assistance program.  If  granted  the  general  waiver,  the
  commissioner  may  authorize  such persons to receive services under the
  general waiver to the extent funds are appropriated for transfer to  the
  department  for  the state share of medical assistance payments for such
  waiver services from the budget of the office of mental health.
    b. Persons eligible for inclusion in the general waiver shall:
    (i) be under eighteen years of age;
    (ii) have a mental illness, as such term  is  defined  in  subdivision
  twenty of section 1.03 of the mental hygiene law;
    (iii)  demonstrate  complex  health  or  mental  health care needs, as
  defined in paragraph d of this subdivision;
    (iv) require the level of care provided by a hospital  as  defined  in
  subdivision ten of section 1.03 of the mental hygiene law which provides
  intermediate  or  long-term  care  and treatment, or within the past six
  months have been hospitalized for at least thirty consecutive  days,  or
  have  resided  in  such  a  hospital  for  at  least  one hundred eighty
  consecutive days;
    (v) be capable of being cared for in the community  if  provided  with
  case  management  services,  clinical  interventions,  crisis  services,
  social training, rehabilitation services, counseling, respite  services,
  medication     therapy,     partial    hospitalization,    environmental
  modifications, educational and related services, and/or  medical  social
  services, in addition to other services, as determined by the assessment
  required  by paragraph g of this subdivision and included in the written
  plan of care developed pursuant to paragraph h of this subdivision;
    (vi) be eligible or, if discharged,  would  be  eligible  for  medical
  assistance,  or are ineligible for medical assistance because the income
  and resources of responsible relatives are or, if discharged,  would  be
  deemed  available  to  such persons causing them to exceed the income or
  resource eligibility level for such assistance;
    (vii) be capable of being cared for at less cost in the community than
  in a hospital, as defined in subdivision ten  of  section  1.03  of  the
  mental hygiene law; and

    (viii)  meet  such  other  criteria  as  may  be  established  by  the
  commissioner of mental health, in conjunction with the commissioner,  as
  may  be necessary to administer the provisions of this subdivision in an
  equitable manner,  including  those  criteria  established  pursuant  to
  paragraph e of this subdivision.
    c. Persons eligible for inclusion in the general waiver shall meet all
  the  requirements  set  forth  in  subparagraphs  (i)  through (viii) of
  paragraph b of this subdivision; and shall be eligible for,  shall  have
  applied  for,  or shall reside in an institutional placement including a
  hospital as defined in subdivision ten of section  1.03  of  the  mental
  hygiene law which provides intermediate or long-term care and treatment.
    d.  For purposes of this subdivision, persons who "demonstrate complex
  health or mental health care needs", shall be  defined  as  persons  who
  require  medical or mental health therapies, care or treatments that are
  designed to replace or compensate for a vital functional  limitation  or
  to  avert  an  immediate  threat  to  life; that is, persons who rely on
  mental health care, nursing care, monitoring, or prescribed  medical  or
  mental  health  therapy  for  the  maintenance of quality of life over a
  period expected to extend beyond twelve months.
    e.  The  commissioner  of  mental  health,  in  conjunction  with  the
  commissioner,   shall   establish  selection  criteria  to  ensure  that
  participants are those who are most in  need.  Such  selection  criteria
  shall   include,   but  not  be  limited  to:  the  need  for  continued
  hospitalization or the risk of  hospitalization;  the  financial  burden
  imposed upon the family, or which would be imposed upon the family if an
  institutionalized  participant were to be discharged, as a result of the
  child's health or mental health care needs; and the level of  stress  or
  the  anticipated  level  of  stress  within  the  family unit due to the
  unrelieved burden of caring for the child at home.
    f. Social services districts, in conjunction with the office of mental
  health and the local governmental unit as defined in  section  41.03  of
  the  mental  hygiene  law, shall determine the eligibility of persons in
  accordance  with  the  provisions  of  paragraphs  b  and  c   of   this
  subdivision,  as  well  as  the  selection  criteria  established by the
  commissioner and the  commissioner  of  mental  health  as  required  by
  paragraph e of this subdivision.
    g.  The  commissioner  of  mental  health,  in  conjunction  with  the
  commissioner, shall designate persons  to  undertake  an  assessment  to
  determine  the  eligibility of persons under consideration for inclusion
  in the general waiver. Persons  designated  by  such  commissioners  may
  include the potentially eligible person's physician, a representative of
  the  local  governmental  unit as defined in section 41.03 of the mental
  hygiene law, a representative of the appropriate  hospital  or  regional
  office  of  the  office  of mental health, and such other persons as the
  commissioners deem appropriate. The assessment shall include, but not be
  limited to, an evaluation of the mental health,  health,  psycho-social,
  rehabilitation and environmental needs of the person, and shall serve as
  the  basis  for  the development and provision of an appropriate plan of
  care for such person.
    h. Prior to a person's inclusion in the general waiver, the office  of
  mental  health  and  the  local  governmental unit as defined in section
  41.03 of the mental hygiene law, shall  undertake  or  arrange  for  the
  development  of  a  written  plan  of  care, including identification of
  service  providers  if  known,  for  the  provision   of   services   in
  consultation  with  the  individual and their family whenever clinically
  appropriate, consistent  with  the  level  of  care  determined  by  the
  assessment,  in accordance with criteria established by the commissioner
  of mental health, in consultation with the commissioner. If  a  provider

  of services is identified in a written plan of care, such provider shall
  be  designated pursuant to paragraph j of this subdivision. Such plan of
  care shall be  reviewed  by  such  commissioners  and  approved  by  the
  commissioner  of  mental  health  prior  to  the  provision  of services
  pursuant to the general waiver.
    i. Home and community-based services which may be provided to  persons
  specified  in  paragraphs b and c of this subdivision shall, in addition
  to those services otherwise authorized, include but are not  limited  to
  (i)  case management services; (ii) clinical interventions; (iii) crisis
  services;  (iv)  social  training;  (v)  rehabilitation  services;  (vi)
  counseling;  (vii)  respite  services;  (viii)  medication therapy; (ix)
  partial   hospitalization;   (x)   environmental   modifications;   (xi)
  educational  and  related  services;  (xii) medical social services; and
  other services included in the written plan of care  developed  pursuant
  to paragraph h of this subdivision.
    j.  The  office  of  mental  health,  in  conjunction  with the social
  services district and the local governmental unit, shall  designate  who
  may   provide  the  home  and  community-based  services  identified  in
  paragraph i of this subdivision.
    k.  Notwithstanding  any  provision  of  this   chapter   other   than
  subdivision  six  or  seven  of  this  section,  or any other law to the
  contrary, for purposes of determining medical assistance eligibility for
  persons specified in paragraphs b and c of this subdivision, the  income
  and  resources  of  a responsible relative shall not be deemed available
  for as  long  as  the  person  meets  the  criteria  specified  in  this
  subdivision.
    l.  Before a person may participate in the general waiver specified in
  paragraph a of this subdivision, the social services  district  and  the
  office  of  mental  health  shall  determine  that there is a reasonable
  expectation that the annual medical  assistance  expenditures  for  such
  person  under the waiver would not exceed the expenditures for care in a
  hospital, as defined in subdivision ten of section 1.03  of  the  mental
  hygiene law, that would have been made had the waiver not been granted.
    m.  The  commissioner,  in conjunction with the commissioner of mental
  health, shall review the  expenditure  estimates  determined  by  social
  services  districts  and  the  office  of  mental  health,  prior to the
  inclusion of any person in the general waiver.
    n. Within one year of federal waiver approval, and on an annual  basis
  thereafter,  until  such  time  as  the waiver is fully implemented, the
  commissioner of mental health, in  conjunction  with  the  commissioner,
  shall  report  on  the status of the general waiver to the governor, the
  legislature, including the respective chairpersons  of  the  senate  and
  assembly  committees  of  mental  health  and  the  chairs of the senate
  finance and assembly ways and means committees and the director  of  the
  division of the budget. Such report shall specify the number of children
  included  in  the waiver, the geographic distribution of those included,
  health and mental health profiles, utilization and costs of services  by
  region  including  costs avoided in residential treatment facilities and
  inpatient facilities operated by the office of mental health, the length
  of time the children  have  participated  in  the  waiver  and  regional
  information  on  the status of waiting lists for waiver services and for
  services in residential settings, where appropriate.  The  report  shall
  also  provide  follow-up information on children who have withdrawn from
  the waiver, including data on residential program placements.
    o. This subdivision shall be effective if, and  as  long  as,  federal
  financial  participation  is  available  for expenditures incurred under
  this subdivision.

    p. Nothing herein shall be  construed  to  create  an  entitlement  to
  services   under   the   approved  general  waiver  implemented  by  the
  commissioner in accordance with this subdivision.
    11. The commissioner of health shall, consistent with this title, make
  any  necessary  amendments  to  the  state  plan  for medical assistance
  submitted pursuant to section three hundred sixty-three-a of this title,
  in order to ensure federal financial participation in expenditures under
  subparagraphs twelve and thirteen of paragraph (a) of subdivision one of
  this  section.  Notwithstanding  any  other  provision  of  law  to  the
  contrary,  medical assistance under subparagraphs twelve and thirteen of
  paragraph (a) of subdivision one of this section shall be provided  only
  to  the  extent  permitted under federal law, if, for so long as, and to
  the extent that federal financial participation is available therefor.
    12. (a) Notwithstanding any provision of  law  to  the  contrary,  the
  commissioner  of health, in consultation with the office of children and
  family services, shall  develop  and  submit  applications  for  waivers
  pursuant  to  section  nineteen  hundred  fifteen  of the federal social
  security  act  as  may  be  necessary  to  provide  medical  assistance,
  including  services  not  presently  included  in the medical assistance
  program, for persons described in paragraph (b) of this subdivision.  If
  granted  such  waivers,  the  commissioner  of health, on the advice and
  recommendation of the commissioner of children and family services,  may
  authorize  such  persons  to receive such assistance to the extent funds
  are appropriated therefor.
    (b) Persons eligible for inclusion in the waiver  program  established
  by  this  subdivision shall be residents of New York state under the age
  of twenty-one years, who are eligible for care in a medical institution,
  who have had the responsibility for their care and placement transferred
  to the local commissioner of a social services district or to the office
  of children and family  services  as  adjudicated  juvenile  delinquents
  under  article  three  of  the family court act, where placement is in a
  non-secure setting, and who:
    (i) have a diagnosis of  a  mental  disorder  under  the  most  recent
  edition of the Diagnostic and Statistical Manual of Mental Disorders;
    (ii)  have  a  diagnosis  of  a developmental disability as defined in
  section 1.03 of the mental hygiene law; or
    (iii) have a physical disability.
    (c) Services which may be provided to persons specified  in  paragraph
  (b)  of  this subdivision, in addition to services otherwise authorized,
  may include but are not limited to:
    (i) services that will permit children to be  better  served,  prevent
  institutionalization,   and   allow   utilization   at  lower-levels  of
  institutional care;
    (ii) case management services;
    (iii) respite services;
    (iv) medical social services;
    (v) nutritional counseling;
    (vi) respiratory therapy;
    (vii) home adaptation and/or environmental modifications;
    (viii) clinical interventions;
    (ix) crisis services;
    (x) social training;
    (xi) habilitation and rehabilitation services;
    (xii) counseling;
    (xiii) medication therapy;
    (xiv) partial hospitalization;
    (xv) educational and related services; and
    (xvi) other services included in the written plan of care.

    (d) Notwithstanding any provision of this chapter or any other law  to
  the contrary, for purposes of determining medical assistance eligibility
  for  persons  specified in paragraph (b) of this subdivision, the income
  and resources of a legally responsible  relative  shall  not  be  deemed
  available for as long as the person meets the criteria specified in this
  subdivision;  provided,  however,  that such income shall continue to be
  deemed unavailable should responsibility for the care and  placement  of
  the person be returned to his or her parent or other legally responsible
  person.
    (e)  Before a person may participate in the waiver program established
  by this subdivision, the  social  services  district  that  is  fiscally
  responsible  for  the  person shall determine that there is a reasonable
  expectation that annual medical assistance expenditures for such  person
  will not exceed federal requirements.
    (f)  The eligibility and benefits authorized by this subdivision shall
  be applicable if, and as long as,  federal  financial  participation  is
  available   for   expenditures  incurred  under  this  subdivision.  The
  eligibility and benefits authorized by this subdivision shall not  apply
  unless  all  necessary  approvals  under federal law and regulation have
  been obtained to receive federal financial participation in the costs of
  services provided pursuant to this subdivision.
    (g) Nothing in this  subdivision  shall  be  construed  to  create  an
  entitlement  to  services  under  the waiver program established by this
  subdivision.
    (h) A person participating in the waiver program established  by  this
  subdivision  may  continue  participation  in the program until it is no
  longer consistent with the  plan  of  care,  or  until  age  twenty-one,
  whichever  occurs earlier, notwithstanding the person's status as having
  been discharged from the care and placement of the local commissioner of
  a social services district or the commissioner of  children  and  family
  services,   including   adoption   or   participation   in  the  kinship
  guardianship assistance program under title ten of article six  of  this
  chapter.
    13.  The commissioner of health, in consultation with the commissioner
  of the office of children and family services, shall make any  available
  amendments  to  the state plan for medical assistance submitted pursuant
  to section  three  hundred  sixty-three-a  of  this  title,  or,  if  an
  amendment  is  not  possible,  develop and submit an application for any
  waiver under the federal social security act that may  be  available  to
  provide   medical   assistance  for  those  children  receiving  kinship
  guardianship assistance payments under title ten of article six of  this
  chapter  who  are not automatically eligible for such medical assistance
  under title IV-E of the federal social security act.
    14. The commissioner of health may make any  available  amendments  to
  the  state  plan  for  medical  assistance submitted pursuant to section
  three hundred sixty-three-a of this title, or, if an  amendment  is  not
  possible,  develop  and submit an application for any waiver or approval
  under the federal social security act that may be necessary to disregard
  or exempt an amount of income, for the purpose of assisting with housing
  costs, for individuals receiving coverage of nursing  facility  services
  under  this  title  who are: (i) discharged from the nursing facility to
  the community; (ii) enrolled in a plan  certified  pursuant  to  section
  forty-four  hundred three-f of the public health law; and (iii) while so
  enrolled, not considered an "institutionalized spouse" for  purposes  of
  section three hundred sixty-six-c of this title.
    15.  The commissioner may contract with one or more entities to engage
  in education, outreach services, and facilitated  enrollment  activities

  for  aged,  blind, and disabled persons who may be eligible for coverage
  under this title.

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