2006 New York Code - Fraudulent Practices In Respect To Stocks, Bonds And Other Securities

 
                                ARTICLE 23-A
                 FRAUDULENT PRACTICES IN RESPECT TO STOCKS,
                         BONDS AND OTHER SECURITIES
  Section  352.      Investigation by attorney-general.
           352-a.    Foreign corporation to make designation.
           352-b.    Non-resident    brokers,    dealers,   salesmen   and
                       investment advisors; designation  of  secretary  of
                       state  as  agent for service of process; service of
                       process.
           352-c.    Prohibited acts constituting misdemeanor; felony.
           352-d.    Effect of prosecution under previous section.
           352-e.    Real estate syndication offerings.
           352-ee.   Conversion of non-residential property to residential
                       cooperative or condominium ownership.
           352-eee.  Conversions to cooperative or  condominium  ownership
                       in  certain  cities,  towns and villages located in
                       the counties of Nassau, Westchester and Rockland.
           352-eeee. Conversions to cooperative or  condominium  ownership
                       in the city of New York.
           352-f.    Description of realty bonds.
           352-g.    Exemptions.
           352-h.    Trust funds.
           352-i.    Injunctive relief.
           352-j.    Application of article.
           352-k.    Broker dealer minimum capital requirements.
           352-l.    Cooperative corporations.
           353.      Action by attorney-general.
           353-a.    Receivers.
           354.      Examination of witnesses and preliminary injunction.
           355.      Procedure on hearing.
           356.      Powers of referee.
           357.      Application  of  provisions of civil practice law and
                       rules.
           358.      Criminal prosecution.
           359.      Immunity.
           359-a.    Appointment of deputies.
           359-b.    Effect of unconstitutionality of part of article.
           359-c.    Publication of state notices.
           359-e.    Definitions.
           359-ee.   Report of existence.
           359-eee.  Definitions.
           359-f.    Exemptions from certain provisions of  section  three
                       hundred fifty-nine-e.
           359-ff.   Registration of intra-state offerings.
           359-fff.  Chain distributor schemes prohibited.
           359-g.    Violations and penalties.
           359-h.    Destruction  of certain records, books and other data
                       by the attorney-general.