2006 New York Code - Annual Report Of Superintendent.

 
    § 43. Annual report of superintendent. The superintendent shall report
  annually  to  the  governor  and  to  the  legislature, on or before the
  fifteenth day of September in the year following the year for which such
  report is rendered, as follows:
    1. A consolidated statement of condition showing the  combined  assets
  and  liabilities  of  all  banking  organizations comprising each of the
  following classes: (a) banks and trust companies; (b)  private  bankers;
  and (c) industrial banks. Each such consolidated statement shall combine
  the  information  contained  in the last periodical reports of condition
  received from such banking organizations as of a date  during  the  year
  for which such report of the superintendent is rendered.
    2.  A  consolidated statement of condition showing the combined assets
  and liabilities of all banking  organizations  comprising  each  of  the
  following  classes:  (a)  savings banks; (b) safe deposit companies; (c)
  savings and loan associations; (d) credit  unions;  and  (e)  investment
  companies.   Each   such   consolidated   statement  shall  combine  the
  information contained in the last periodical reports of  condition  made
  to  the superintendent as of a date during the year for which the report
  of the superintendent is rendered, except that  with  respect  to  those
  classes  making reports to the superintendent as of the first day of the
  following  year,  such  consolidated  statements   shall   combine   the
  information contained in such reports.
    3.  A  consolidated statement of condition showing the combined assets
  and  liabilities  of  all  licensed  lenders.  Each  such   consolidated
  statement  shall  combine the information contained in the reports to be
  made on or before the first day of April of the year following the  year
  for which the report of the superintendent is rendered.
    4.  A  statement of condition of each banking organization required by
  this  chapter  to  make  periodical  reports   of   condition   to   the
  superintendent.    With  respect  to  banks, trust companies, industrial
  banks and private  bankers  each  such  statement  shall  include  under
  separate headings the information contained in each periodical report of
  condition  made  to  the  superintendent  during the year for which such
  report of the superintendent is rendered and shall state the date as  of
  which  each such report of condition was made. With respect to all other
  banking organizations each such statement shall include the  information
  contained  in  the  last  periodical  report  of  condition  made to the
  superintendent as of a date during the year for which such report of the
  superintendent  is  rendered,  except  that  in  the  case  of   banking
  organizations  making  reports to the superintendent as of the first day
  of the following year, each such statement shall include the information
  contained in such reports.
    5. A statement of all banking organizations, foreign corporations  and
  licensed lenders authorized or licensed by him to do business during the
  year  for  which  the report is rendered, with their names and locations
  and the dates on which their certificates were approved by  him  and  on
  which  their  respective  authorization  certificates  or  licenses were
  issued.
    6. A statement of the banking organizations whose  business  has  been
  closed  either  voluntarily  or involuntarily, during the year for which
  the report is rendered, with the amount of their resources and of  their
  deposits and other liabilities as last reported by them.
    7.  A  statement  of any unclaimed amounts held by him pursuant to the
  requirements of this chapter as trustee for the  creditors,  depositors,
  stockholders  or  shareholders of each banking organization the business
  and affairs of which shall have been finally liquidated; the  amount  of
  interest  received  during  the  preceding  fiscal  year  upon  all such
  unclaimed amounts held by him; and the amount of  abandoned  funds  paid
  over  by  him  to  the state comptroller pursuant to the requirements of
  this chapter.
    8.  Any  amendments  to this chapter enacted during the year for which
  such report is rendered, and such other matters relating to the  banking
  organizations,   corporations,   partnerships   or   persons   licensed,
  authorized to do business or registered under  this  chapter,  including
  public  statements, recommendations and decisions of the superintendent,
  occurring during the year for which such report is rendered,  which,  in
  the  judgment  of the superintendent, may be of historical or regulatory
  significance.
    9. The names and compensation of  the  deputies,  special  agents  and
  other employees who have been appointed to positions in the exempt class
  of the classified service as such terms are defined in the civil service
  law,  whose  compensation  is  paid  out  of amounts appropriated by the
  legislature for the expenses of the department, and the whole amount  of
  the  expenses of the department during the preceding fiscal year, except
  expenses of liquidation not paid out  of  amounts  appropriated  by  the
  legislature,  the  amounts  appropriated  by  the  legislature  for  the
  expenses of the department during such year, and the amount, if any, for
  which the treasury of the state shall not have been  reimbursed  at  the
  date of such report.
    10.  A  statement of banking institutions, as defined in article II-AA
  of this chapter, which have been granted a variance  or  exemption  from
  automated  teller machine security measures. The statement shall include
  a listing of the number of variance or exemption  applications  received
  and  granted;  the  name  of  the  banking  institution which received a
  variance or exemption; the geographic location of the  automated  teller
  machines  subject  to  the  variance  or  exemption;  and,  the  general
  conditions or terms of the variance or exemption.
    Such  report  may  be  submitted  in  one  or  more  parts,   as   the
  superintendent may determine, and the usual number of copies for the use
  of  the  legislature  shall  be printed by the printer employed to print
  legislative documents, and within the  limits  imposed  by  the  amounts
  appropriated for the printing expenses of the department, such number of
  copies   shall  be  printed  for  the  use  of  the  department  as  the
  superintendent deems necessary, the expenses of which shall  be  charged
  to the general expenses of the department.  Notwithstanding the due date
  specified  in  the first unnumbered paragraph of this section, that part
  of such report which shall contain the statements of condition  referred
  to  in  subdivision  four  of  this  section  shall  be  made as soon as
  practicable in the year following the year  for  which  such  report  is
  rendered.