2019 Nevada Revised Statutes
Chapter 645H - Asset Management Companies and Asset Managers
NRS 645H.320 - Records: Maintenance by Division; general provisions governing public inspection and confidentiality.
1. The Division shall maintain a record of:
(a) Persons whose applications for registration have been denied;
(b) Formal disciplinary proceedings and any investigations conducted by the Division which result in the initiation of those proceedings; and
(c) Rulings or decisions upon complaints filed with the Division.
2. Except as otherwise provided in this section and NRS 645H.330, records kept in the office of the Division pursuant to this chapter are open to the public for inspection pursuant to regulations adopted by the Division. Except as otherwise provided in NRS 239.0115, the Division may keep confidential, unless otherwise ordered by a court any criminal and financial records of an asset management company or applicant for a certificate of registration.
(Added to NRS by 2011, 2821)
