2013 Nevada Revised Statutes
Chapter 90 - Securities (Uniform Act)
NRS 90.457 - Use of unregistered exchange by broker-dealer or representative prohibited.


NV Rev Stat § 90.457 (2013) What's This?

A broker-dealer or a representative of a broker-dealer shall not use a securities exchange to effect or report any transaction concerning a security unless the securities exchange is registered with the Securities Division or is exempt from the requirements for registration pursuant to NRS 90.453.

(Added to NRS by 1993, 2415)

Disclaimer: These codes may not be the most recent version. Nevada may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.