2013 Nevada Revised Statutes
Chapter 90 - Securities (Uniform Act)
NRS 90.457 - Use of unregistered exchange by broker-dealer or representative prohibited.

NV Rev Stat § 90.457 (2013) What's This?

A broker-dealer or a representative of a broker-dealer shall not use a securities exchange to effect or report any transaction concerning a security unless the securities exchange is registered with the Securities Division or is exempt from the requirements for registration pursuant to NRS 90.453.

(Added to NRS by 1993, 2415)

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