2013 Nevada Revised Statutes
Chapter 90 - Securities (Uniform Act)
NRS 90.220 - Broker-dealer defined.
Broker-dealer means any person engaged in the business of effecting transactions in securities for the account of others or for the person s own account. Broker-dealer does not include:
1. A sales representative;
2. An issuer, except when effecting transactions other than with respect to its own securities;
3. A depository institution; or
4. Any other person the Administrator by regulation or order designates.
(Added to NRS by 1987, 2149; A 1989, 160)
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