2013 Nevada Revised Statutes
Chapter 90 - Securities (Uniform Act)
NRS 90.220 - Broker-dealer defined.

NV Rev Stat § 90.220 (2013) What's This?

Broker-dealer means any person engaged in the business of effecting transactions in securities for the account of others or for the person s own account. Broker-dealer does not include:

1. A sales representative;

2. An issuer, except when effecting transactions other than with respect to its own securities;

3. A depository institution; or

4. Any other person the Administrator by regulation or order designates.

(Added to NRS by 1987, 2149; A 1989, 160)

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