2015 Nebraska Revised Statutes
Chapter 8 - BANKS AND BANKING
8-1104 Registration of securities; exceptions.
8-1104. Registration of securities; exceptions.
It shall be unlawful for any person to offer or sell any security in this state unless (1) such security is registered by coordination under section 8-1106 or by qualification under section 8-1107, (2) the security is exempt under section 8-1110 or is sold in a transaction exempt under section 8-1111, or (3) the security is a federal covered security.
Source
- Laws 1965, c. 549, § 4, p. 1773;
- Laws 1997, LB 335, § 3;
- Laws 2013, LB214, § 2.
Annotations
It is unlawful to offer or sell unregistered securities which are not exempt from registration or unless the securities are sold in an exempt transaction. Labenz v. Labenz, 198 Neb. 548, 253 N.W.2d 855 (1977).
Disclaimer: These codes may not be the most recent version. Nebraska may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
