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2012 Nebraska Revised Statutes
Chapter 8 - BANKS AND BANKING
8-1104 - Registration of securities; exceptions.

Universal Citation:
NE Code § 8-1104 (2012)
Learn more This media-neutral citation is based on the American Association of Law Libraries Universal Citation Guide and is not necessarily the official citation.
8-1104. Registration of securities; exceptions.

It shall be unlawful for any person to offer or sell any security in this state unless (1) such security is registered by notification under section 8-1105, by coordination under section 8-1106, or by qualification under section 8-1107, (2) the security is exempt under section 8-1110 or is sold in a transaction exempt under section 8-1111, or (3) the security is a federal covered security.

Source
    Laws 1965, c. 549, § 4, p. 1773;
    Laws 1997, LB 335, § 3.

Annotations
It is unlawful to offer or sell unregistered securities which are not exempt from registration or unless the securities are sold in an exempt transaction. Labenz v. Labenz, 198 Neb. 548, 253 N.W.2d 855 (1977).

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