2018 Missouri Revised Statutes
Title XXVI - Trade and Commerce
Chapter 409 - Regulation of Securities
Section 409.860 Records — examination without notice — fees.
Effective 28 Aug 1985
Title XXVI TRADE AND COMMERCE
Chapter 409409.860. Records — examination without notice — fees. — 1. The commissioner, without prior notice, may examine the records and require copies of the records which a licensed commodity broker-dealer or commodity sales representative is required to make and maintain under section 409.858, within or without this state, in a manner which is reasonable under the circumstances. Commodity broker-dealers and commodity sales representatives shall make their records available to the commissioner in a readable form.
2. The commissioner may copy records or require a licensed person to copy records and provide the copies to the commissioner in a manner reasonable under the circumstances.
3. The commissioner may impose reasonable fees for conducting an examination pursuant to this section.
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(L. 1985 H.B. 409 & 532 § 25)
