2017 Missouri Revised Statutes
Title XXVI TRADE AND COMMERCE
Chapter 409 Regulation of Securities
Section 409.5-506 Misrepresentations concerning registration or exemption.
Effective 01 Sep 2003, see footnote
Title XXVI TRADE AND COMMERCE
Chapter 409409.5-506. Misrepresentations concerning registration or exemption. — The filing of an application for registration, a registration statement, a notice filing under this act, the registration of a person, the notice filing by a person, or the registration of a security under this act does not constitute a finding by the commissioner that a record filed under this act is true, complete, and not misleading. The filing or registration or the availability of an exemption, exception, preemption, or exclusion for a security or a transaction does not mean that the commissioner has passed upon the merits or qualifications of, or recommended or given approval to, a person, security, or transaction. It is unlawful to make, or cause to be made, to a purchaser, customer, client, or prospective customer or client a representation inconsistent with this section.
(L. 2003 H.B. 380)
Effective 9-01-03
