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2005 Minnesota Statutes - 80A.16 — Filing of sales and advertising literature.



     80A.16 Filing of sales and advertising literature. 


    The commissioner may by rule or order require the filing of 
 any prospectus, pamphlet, circular, form letter, advertisement, 
 or other sales literature or advertising communication addressed 
 or intended for distribution to prospective investors, including 
 clients or prospective clients of an investment adviser or 
 broker-dealer unless:  (1) the security or transaction is 
 exempted by section 80A.15; or (2) the security is a federal 
 covered security. 


    HIST: 1973 c 451 s 16; 1981 c 140 s 8; 1997 c 222 s 29
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