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2021 Maryland Statutes
Corporations and Associations
Title 11 - Maryland Securities Act
Subtitle 3 - Fraudulent and Other Prohibited Practices
- Section 11-301 - Offers, Sales, or Purchases
- Section 11-302 - Advisory Activities
- Section 11-303 - Misleading Filings
- Section 11-304 - Unlawful Representations Concerning Registration, Notice Filing, or Exemption
- Section 11-305 - Senior Investment Protection
- Section 11-306 - Dishonest or Unethical Practices by Broker-Dealer or Agent Prohibited
- Section 11-307 - Reporting Financial Exploitation of Adults
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