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2017 Maryland Code
Corporations and Associations
Title 11 - Maryland Securities Act
Subtitle 5 - Registration of Securities
§ 11-507. Matters required to be specified in registration statement
Universal Citation: MD Corp & Assn Code § 11-507 (2017)
- (a) Contents of statement. -- Every registration statement shall specify:
- (1) The amount of securities to be offered in this State;
- (2) The states in which a registration statement or similar document in connection with the offering has been or is to be filed; and
- (3) Any adverse order, judgment, or decree entered in connection with the offering by the regulatory authorities in each state, any court, or the Securities and Exchange Commission.
- (b) Incorporation of document by reference. -- Any document filed under this subtitle may be incorporated by reference in the registration statement to the extent that the document is currently accurate.
- (c) Permitting omission from registration statement. -- The Commissioner by rule or otherwise may permit the omission of any item of information or document from any registration statement.
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