2013 Maryland Code
§ 11-513 - Prerequisites to stop order

MD Corp & Assn Code § 11-513 (2013) What's This?


A stop order may not be entered under any part of § 11-503.1, § 11-511, or § 11-512 of this subtitle, except § 11-512(a) of this subtitle, without:

(1) Appropriate prior notice to the applicant or registrant, the issuer, and the person on whose behalf the securities are to be or have been offered;

(2) Opportunity for hearing; and

(3) Written findings of fact and conclusions of law.

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