2013 Maryland Code
CORPORATIONS AND ASSOCIATIONS
§ 11-418 - Lists of registered broker-dealers and investment advisers
§11-418.
(a) By August 31 of each year, the Commissioner shall provide to the Department of Assessments and Taxation a list of broker-dealers and investment advisers registered as broker-dealers or investment advisers during the previous fiscal year, to assist the Department of Assessments and Taxation in identifying new businesses within the State.
(b) The list provided under this section shall:
(1) Be provided free of charge; and
(2) Include, for each person on the list:
(i) The name and mailing address of the person; and
(ii) The federal tax identification number of the person or, if the person does not have a federal tax identification number, the Social Security number of the person.
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