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2013 Maryland Code
CORPORATIONS AND ASSOCIATIONS
§ 11-417 - Fine for violation of title
MD Corp & Assn Code § 11-417 (2013) What's This?
§11-417.
On notice and hearing as provided in § 11-416 of this subtitle, the Commissioner may fine any broker-dealer, agent, investment adviser, or investment adviser representative up to a maximum amount of $5,000 for any single violation of this title.
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