2005 Maine Code - §9-1521 — Uniform form of written financing statement and amendment


      (1) A filing office that accepts written records may not refuse to accept a written initial financing statement in the following form and format except for a reason set forth in section 9-1516, subsection (2):


UCC FINANCING STATEMENT FOLLOW INSTRUCTIONS (front and back) CAREFULLY A. NAME AND PHONE OF CONTACT AT FILER [optional] B. SEND ACKNOWLEDGMENT TO: (Name and Address) THE ABOVE SPACE IS FOR FILING OFFICE USE ONLY 1. DEBTOR'S EXACT FULL LEGAL NAME - insert only one debtor name (1a or 1b) - Do not abbreviate or combine names 1a. ORGANIZATION'S NAME __________________________________________________________________ OR 1b. INDIVIDUAL'S FIRST MIDDLE SUFFIX LAST NAME NAME NAME _________________________________________________________________________________ 1c. MAILING CITY STATE POSTAL COUNTRY CODE ADDRESS _____________________________________________________________________________________ 1d. TAX ID ADD'L INFO. RE. 1e. TYPE OF ORGANIZATION NO. SSN ORGANIZATION OR EIN DEBTOR _____________________________________________________________________________________ 1f. JURISDICTION OF 1g. ORGANIZATIONAL ID NO., ORGANIZATION if any _________________________________________________________________________[__]___NONE 2. ADDITIONAL DEBTOR'S EXACT FULL LEGAL NAME - insert only one debtor name (2a or 2b) - do not abbreviate or combine names 2a. ORGANIZATION'S NAME _____________________________________________________________________________________ OR 2b. INDIVIDUAL'S FIRST MIDDLE SUFFIX LAST NAME NAME NAME _____________________________________________________________________________________ Text 2c. MAILING CITY STATE POSTAL COUNTRY ADDRESS CODE _____________________________________________________________________________________ 2d. TAX ID NO. ADD'L INFO. RE 2e. TYPE OF SSN OR EIN ORGANIZATION DEBTOR ORGANIZATION _____________________________________________________________________________________ 2f. JURISDICTION OF 2g. ORGANIZATIONAL ID NO., ORGANIZATION if any __________________________________________________________________________[__]___NONE 3. SECURED PARTY'S NAME (or name of total assignee of assignor S/P) - insert only one secured party name (3a or 3b) 3a. ORGANIZATION'S NAME ____________________________________________________________________________________ OR 3b. INDIVIDUAL'S FIRST MIDDLE SUFFIX LAST NAME NAME NAME _____________________________________________________________________________________ 3c. MAILING CITY STATE POSTAL COUNTRY ADDRESS CODE _____________________________________________________________________________________ 4. This FINANCING STATEMENT covers the following collateral: _____________________________________________________________________________________ 5. ALTERNATIVE DESIGNATION [if applicable]: [ ] LESSEE/LESSOR [ ] CONSIGNEE/CONSIGNOR [ ] BAILEE/BAILOR [ ] SELLER/BUYER [ ] AG. LIEN [ ] NON-UCC FILING 6. [ ] This FINANCING STATEMENT is to be filed (for record) (or recorded) in the REAL ESTATE RECORDS. Attach Addendum [if applicable] 7. Check to REQUEST SEARCH REPORT(S) on Debtor(s) [ ] All Debtors [ ] Debtor 1 [ ] Debtor 2 [ADDITIONAL FEE] [optional] _____________________________________________________________________________________ 8. OPTIONAL FILER REFERENCE DATA FILING OFFICE COPY - NATIONAL UCC FILING STATEMENT (FORM UCC 1) (REV. 07/29/98) [BACK OF FORM] UCC FINANCING STATEMENT ADDENDUM Follow instructions (front and back) CAREFULLY 9. NAME OF FIRST DEBTOR (1a or 1b) ON RELATED FINANCING STATEMENT _____________________________________________________________________________________ 9a. ORGANIZATION'S NAME _____________________________________________________________________________________ OR 9b. INDIVIDUAL'S FIRST MIDDLE SUFFIX LAST NAME NAME NAME _____________________________________________________________________________________ 10. MISCELLANEOUS: THE ABOVE SPACE IS FOR FILING OFFICE USE ONLY 11. ADDITIONAL DEBTOR'S EXACT FULL LEGAL NAME - insert only one name (11a or 11b) - do not abbreviate or combine names 11a. ORGANIZATION'S NAME _____________________________________________________________________________________ OR 11b. INDIVIDUAL'S FIRST MIDDLE SUFFIX LAST NAME NAME NAME 11c. MAILING CITY STATE POSTAL COUNTRY ADDRESS CODE _____________________________________________________________________________________ 11d. TAX ID NO. ADD'L INFO. RE 11e. TYPE OF SSN OR EIN ORGANIZATION DEBTOR ORGANIZATION _____________________________________________________________________________________ 11f. JURISDICTION OF 11g. ORGANIZATIONAL ID NO., ORGANIZATION if any _________________________________________________________________________[__]___NONE 12. [ ] ADDITIONAL SECURED PARTY'S or [ ] ASSIGNOR S/P'S NAME - insert only one name (12a or 12b) 12a. ORGANIZATION'S NAME _____________________________________________________________________________________ OR 12b. INDIVIDUAL'S FIRST MIDDLE SUFFIX LAST NAME NAME NAME _____________________________________________________________________________________ 12c. MAILING CITY STATE POSTAL COUNTRY ADDRESS CODE _____________________________________________________________________________________ 13. This FINANCING STATEMENT covers [ ] timber to be cut or [ ] as-extracted collateral, or is filed as a [ ] fixture filing. 14. Description of real estate: _____________________________________________________________________________________ 15. Name and address of a RECORD OWNER of the above-described real estate (if Debtor does not have record interest): _____________________________________________________________________________________ 16. Additional collateral description: _____________________________________________________________________________________ 17. Check only if applicable and check only one box: Debtor is a [ ] Trust or [ ] Trustee acting with respect to property held in trust or [ ] Decedent's Estate 18. Check only if applicable and check only one box: [ ] Debtor is a TRANSMITTING UTILITY [ ] Filed in connection with a Manufactured-Home Transaction - effective 30 years [ ] Filed in connection with a Public-Finance Transaction - effective 30 years FILING OFFICE COPY - NATIONAL UCC FILING STATEMENT (FORM UCC 1Ad) (REV. 07/29/98)

[1999, c. 699, Pt. A, §2 (new); §4 (aff).]
      (2) A filing office that accepts written records may not refuse to accept a written record in the following form and format except for a reason set forth in section 9-1516, subsection (2):
UCC FINANCING STATEMENT AMENDMENT FOLLOW INSTRUCTIONS (front and back) CAREFULLY A. NAME AND PHONE OF CONTACT AT FILER [optional] B. SEND ACKNOWLEDGMENT TO: (Name and Address) THE ABOVE SPACE IS FOR FILING OFFICE USE ONLY Text 1a. INITIAL FINANCING STATEMENT FILE NO. 1 b. [ ] This FINANCING STATEMENT AMENDMENT is to be filed (for record) (or recorded) in the REAL ESTATE RECORDS. 2. [ ] TERMINATION: Effectiveness of the Financing Statement identified above is terminated with respect to security interest(s) of the Secured Party authorizing this Termination Statement. 3. [ ] CONTINUATION: Effectiveness of the Financing Statement identified above with respect to security interest(s) of the Secured Party authorizing this Continuation Statement is continued for the additional period provided by applicable law. 4. [ ] ASSIGNMENT (full or partial): Give name of assignee in item 7a or 7b and address of assignee in item 7c; and also give name of assignor in item 9. _____________________________________________________________________________________ 5. AMENDMENT (PARTY INFORMATION): This Amendment affects [ ] Debtor or [ ] Secured Party of record. Check only one of these two boxes. Also check one of the following three boxes and provide appropriate information in items 6 and/or 7. [ ] CHANGE name and/or address: Give current record name in item 6a or 6b; also give new name (if name change) in item 7a or 7b and/or new address (if address change) in item 7c. [ ] DELETE name: Give record name to be deleted in item 6a or 6b. [ ] ADD name: Complete item 7a or 7b, and also item 7c; also complete items 7d-7g (if applicable). 6. CURRENT RECORD INFORMATION: 12a. ORGANIZATION'S NAME _____________________________________________________________________________________ OR 6b. INDIVIDUAL'S FIRST MIDDLE SUFFIX LAST NAME NAME NAME _____________________________________________________________________________________ 7. CHANGED (NEW) OR ADDED INFORMATION: 7a. ORGANIZATION'S NAME _____________________________________________________________________________________ OR 7b. INDIVIDUAL'S FIRST MIDDLE SUFFIX LAST NAME NAME NAME _____________________________________________________________________________________ 7c. MAILING CITY STATE POSTAL COUNTRY ADDRESS CODE _____________________________________________________________________________________ 7d. TAX ID NO. ADD'L INFO. RE 7e. TYPE OF SSN OR EIN ORGANIZATION DEBTOR ORGANIZATION _____________________________________________________________________________________ 7f. JURISDICTION OF 7g. ORGANIZATIONAL ID NO., ORGANIZATION if any _________________________________________________________________________[__]___NONE 8. AMENDMENT (COLLATERAL CHANGE): check only one box Describe collateral [ ] deleted or [ ] added, or give entire [ ] restated collateral description, or describe collateral [ ] assigned. _____________________________________________________________________________________ 9. NAME OF SECURED PARTY OF RECORD AUTHORIZING THIS AMENDMENT (name of assignor, if this is an Assignment). If this is an Amendment authorized by a Debtor that adds collateral or adds the authorizing Debtor, or if this is a Termination authorized by a Debtor, check here [ ] and enter name of DEBTOR authorizing this Amendment. 9a. ORGANIZATION'S NAME _____________________________________________________________________________________ OR 9b. INDIVIDUAL'S FIRST MIDDLE SUFFIX LAST NAME NAME NAME _____________________________________________________________________________________ 10. OPTIONAL FILE REFERENCE DATA _____________________________________________________________________________________ FILING OFFICE COPY - NATIONAL UCC FINANCING STATEMENT AMENDMENT (FORM UCC3) (REV. 07/29/98) [BACK OF FORM] UCC FINANCING STATEMENT AMENDMENT ADDENDUM FOLLOW INSTRUCTIONS (front and back) CAREFULLY 11. INITIAL FINANCING STATEMENT FILE NO. (same as item 1a on Amendment form) _____________________________________________________________________________________ 12. NAME OF PARTY AUTHORIZING THIS AMENDMENT (same as item 9 on Amendment form) 12a. ORGANIZATION'S NAME _____________________________________________________________________________________ OR 12b. INDIVIDUAL'S FIRST MIDDLE SUFFIX LAST NAME NAME NAME _____________________________________________________________________________________ 13. USE THIS SPACE FOR ADDITIONAL INFORMATION THIS SPACE IS FOR FILING OFFICE USE ONLY FILING OFFICE COPY - NATIONAL UCC FINANCING STATEMENT AMENDMENT ADDENDUM (FORM UCC3Ad) (REV. 07/29/98)
[1999, c. 699, Pt. A, §2 (new); §4 (aff).]
      (3) A form that a filing office may not refuse to accept under subsection (1) or (2) must conform to the format prescribed for the form by the National Conference of Commissioners on Uniform State Laws.[1999, c. 699, Pt. A, §2 (new); §4 (aff).]

Section History:

PL 1999,  Ch. 699,   §A2 (NEW).
PL 1999,  Ch. 699,   §A4 (AFF).

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