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2020 Kentucky Revised Statutes
Chapter 292 - Securities (blue sky law)
292.335 Fees for initial or renewal registration or notice filing.

Universal Citation: KY Rev Stat § 292.335 (2020)
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292.335 Fees for initial or renewal registration or notice filing. (1) (2) (3) The fee for initial or renewal registration shall be, for: (a) A broker-dealer, one hundred twenty dollars ($120); (b) An investment adviser, one hundred dollars ($100); (c) An agent, fifty dollars ($50); (d) An investment adviser representative, fifty dollars ($50); and (e) The transfer of an agent or investment adviser representative, fifty dollars ($50). The fee for initial or renewal notice filings shall be one hundred dollars ($100) for a covered adviser. The fees required by subsections (1) and (2) of this section shall not be refundable. Effective: July 15, 2010 History: Created 2010 Ky. Acts ch. 82, sec. 7, effective July 15, 2010.
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