Download as PDF
6.821 Statements of expenditures -- Penalties.
(1)
(2)
(3)
(4)
With the updated registration statement required by KRS 6.807(3), each
legislative agent, or representative of an organized association, coalition, or
public interest entity, and each employer shall file a statement of expenditures
as provided in subsections (2), (3), and (4) of this section. A representative of
an organized association, coalition, or public interest entity shall identify the
source of the entity or association's funds and financial resources. A legislative
agent shall file a separate statement of expenditures for each employer
engaging him.
If an employer or any legislative agent whom he engaged made expenditures,
either separately or in combination with each other, either directly or indirectly,
for food and beverages consumed on the premises on behalf of any particular
member of the General Assembly or his immediate family, the employer or
legislative agent shall also state the following:
(a) The name of the legislator or member of his immediate family on whose
behalf the expenditures were made;
(b) The total amount of the expenditures made;
(c) A brief description of the expenditures made; and
(d) The approximate date the expenditures were made.
In addition to the information required by subsection (2) of this section, a
statement filed by a legislative agent shall show:
(a) The total amount of lobbying expenditures made by the legislative agent
during the reporting period covered by the statement, whether or not
reimbursed by the employer; and
(b) Cumulative amounts, except personal expenses, expended by the
legislative agent for food, beverages, lodging, transportation,
entertainment, and other expenses directly associated with the legislative
agent's lobbying activities during the reporting period.
(a) In addition to the information required by subsection (2) of this section, a
statement filed by an employer shall list:
1.
The total amount of lobbying related expenditures made by the
employer filing the statement during the period covered by the
statement;
2.
A complete and itemized account of all amounts expended for
receptions or other events held under subsection (5) of this section,
including the date and location of the event and the name of the
group of public servants invited to the event;
3.
A complete and itemized account of all other amounts expended for
lobbying, including food and lodging expenses and reimbursements,
and not including personal expenses incurred by an employer or a
legislative agent; and
4.
The cumulative compensation paid to legislative agents, prorated to
reflect the time the legislative agents were engaged in lobbying
during the period covered by the statement.
(b) No employer is required to show any expenditure on a statement filed
(5)
(6)
(7)
(8)
under this subsection if the expenditure is reported on a statement filed
under subsection (2) of this section by a legislative agent engaged by the
employer.
(a) Any statement required to be filed under this section shall be filed at the
times specified in KRS 6.807. Each statement shall cover expenditures
made during the period that ended on the last day of the month
immediately preceding the month in which the statement is required to be
filed.
(b) No portion of the amount of an expenditure for a dinner, party, or other
function sponsored by an employer or legislative agent shall be attributed
to, or counted toward the amount for a calendar year if the event qualifies
under KRS 6.611(2)(b)8., 11., or 12.
(c) The amount spent for a function described in paragraph (b) of this
subsection shall be added with other expenditures to determine the total
amount of expenditures reported in the statement under subsections (2)
and (3) of this section.
(d) If it is impractical or impossible for a legislative agent or employer to
determine exact dollar amounts or values of expenditures, reporting of
good faith estimates, based upon reasonable accounting procedures,
constitutes compliance with this subsection.
All legislative agents and employers shall retain receipts or maintain records
for all expenditures that are required to be reported pursuant to this section.
These receipts or records shall be maintained for a period ending on the
thirty-first day of December of the second calendar year after the year in which
the expenditure was made.
Any legislative agent or employer who fails to file a required statement of
expenditures, or who fails to remedy any deficiency in his filing in a timely
manner may be fined by the commission an amount not to exceed one
hundred dollars ($100) per day, up to a maximum total fine of one thousand
dollars ($1,000) without the necessity of a complaint being filed,
notwithstanding KRS 6.686(1)(a), but only after notice has been given to the
alleged violator of the intent of the commission to impose a fine, including the
amount of the fine, and an opportunity has been afforded the alleged violator to
appear before the commission or otherwise offer evidence as he may choose
in mitigation of the imposition of the fine.
Any legislative agent or employer who intentionally files a statement of
expenditures which he knows to contain false information or to omit required
information shall be guilty of a Class D felony.
Effective:July 14, 2000
History: Amended 2000 Ky. Acts ch. 493, sec. 8, effective July 14, 2000. -Amended 1996 Ky. Acts ch. 211, sec. 7, effective July 15, 1996. -- Created 1993
(1st Extra. Sess.) Ky. Acts ch. 4, sec. 29, effective September 16, 1993.
Disclaimer: These codes may not be the most recent version. Kentucky may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.