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350.060 Permit requirement -- Contents of application -- Fee -- Bond -Exemptions -- Administrative regulations -- Successive renewal -- Auger
mining of previously mined area -- Exempt operations.
(1)
(2)
(3)
(a)
No person shall engage in surface coal mining and reclamation
operations without having first obtained from the cabinet a permit
designating the area of land affected by the operation. Permits shall
authorize the permittee to engage in surface coal mining and reclamation
operations upon the area of land described in his application for a period
not to exceed five (5) years. However, if an applicant demonstrates that a
specified longer term is reasonably needed to obtain necessary financing
for equipment and the opening of the operation and if the application is
full and complete for the specified longer term, the cabinet may grant a
permit for the longer term. No mining shall be permitted beyond the time
period obligations of the initial or extended bond coverage.
(b) Subject to the provisions of KRS 350.010(1) and (2), no person shall
knowingly and willfully receive, transport, sell, convey, transfer, trade,
exchange, donate, purchase, deliver, or in any way derive benefit from
coal removed from any surface mining operation which does not have a
permit as required under this section.
No permit or revision application shall be approved unless the application
affirmatively demonstrates, and the cabinet finds in writing on the basis of the
information set forth in the application or from information otherwise available,
that the permit application is accurate and complete and that all the
requirements of this chapter have been complied with.
A person desiring a permit to engage in surface coal mining operations shall
file an application which shall state:
(a) The location and area of land to be affected by the operation, with a
description of access to the area from the nearest public highways;
(b) The owner or owners of the surface of the area of land to be affected by
the permit and the owner or owners of all surface area adjacent to any
part of the affected area;
(c) The owner or owners of the coal to be mined;
(d) The source of the applicant's legal right to mine the coal on the land
affected by the permit;
(e) The permanent and temporary post office addresses of the applicant,
which shall be updated immediately if changed at any point prior to final
bond release;
(f) Whether the applicant or any person, partnership, or corporation
associated with the applicant holds or has held any other permits under
this chapter, and an identification of the permits;
(g) The names and addresses of every officer, partner, director, or person
performing a function similar to a director of the applicant, together with
the names and addresses of any individual owning of record ten percent
(10%) or more of any class of voting stock of the applicant, and whether
the applicant or any person is subject to any of the provisions of
subsection (3) of KRS 350.130 and he shall so certify. The permittee shall
(4)
(5)
(6)
submit updates of this information as changes occur or as otherwise
provided by administrative regulation; however, failure to submit updated
information shall constitute a violation of this chapter only upon the
permittee's refusal or failure to timely submit the information to the cabinet
upon request. Upon receipt of updated information satisfactory to the
cabinet, the cabinet shall promptly update its computer system containing
the information;
(h) A listing of any violations of this chapter, Public Law 95-87, and any law,
rule, or regulation in effect for the protection of air or water resources
incurred by the applicant in connection with any surface coal mining and
reclamation operation during the three (3) year period prior to the date of
an application. The list shall indicate the final resolution of the violations;
and
(i) Whether the area of land to be affected by the operation has been
previously mined and is in compliance with current reclamation standards,
and, if not, identify the needed reclamation work.
The application for a permit shall be accompanied by an official document, and
an affidavit attesting to the document's authenticity, which will evidence what
particular business entity the applicant is, whether a foreign or domestic
corporation, a partnership, an entity doing business as another, or, if sole
proprietorship, an affidavit so stating.
The application for a permit shall be accompanied by copies, in numbers
satisfactory to the cabinet, of a United States Geological Survey topographic
map or other map acceptable to the cabinet on which the applicant has
indicated the location of the operation, the course which would be taken by
drainage from the operation to the stream or streams to which the drainage
would normally flow, the name of the applicant and date, and the name of the
person who located the operation on the map.
The application for a permit shall be accompanied by copies, in numbers
satisfactory to the cabinet, of an enlarged United States Geological Survey
topographic map or other map acceptable to the cabinet meeting the
requirements of paragraphs (a) to (i) of this subsection. The map shall:
(a) Be prepared and certified by a professional engineer registered under the
provisions of KRS Chapter 322. The certification shall be in the form as
provided in subsection (8) of this section, except that the engineer shall
not be required to certify the true ownership of property under paragraph
(d) of this subsection;
(b) Identify the area to correspond with the application;
(c) Show adjacent deep mining;
(d) Show the boundaries of surface properties and names of owners of the
affected area and adjacent to any part of the affected area;
(e) Be of a scale of 1:24,000 or larger;
(f) Show the names and locations of all streams, creeks, or other bodies of
public water, roads, buildings, cemeteries, oil and gas wells, and utility
lines on the area of land affected within three hundred (300) feet of an
as-drilled oil or gas well, but as-drilled locations of oil and gas wells shall
be certified only by a licensed surveyor and the well locations shall be
entered in coordinates in feet units, using NAD 83, with Single Zone
Projection, as those terms are defined in KRS 350.010;
(g) Show by appropriate markings the boundaries of the area of land
affected, the cropline of the seam or deposit of coal to be mined, and the
total number of acres involved in the area of land affected;
(h) Show the date on which the map was prepared, the north point, and the
quadrangle name; and
(i) Show the drainage plan on and away from the area of land affected. The
plan shall indicate the directional flow of water, constructed drainways,
natural waterways used for drainage, and the streams or tributaries
receiving the discharge.
(7) Each application shall include a determination of the probable hydrologic
consequences of the mining and reclamation operations, both on and off the
mine site, with respect to the hydrologic regime, quantity and quality of water in
surface and groundwater systems, including the dissolved and suspended
solids under seasonal flow conditions, and the collection of sufficient data for
the mine site and surrounding areas so that an assessment can be made by
the cabinet of the probable cumulative impacts of all anticipated mining in the
area upon the hydrology of the area and particularly upon water availability.
This determination shall not be required until the time hydrologic information on
the general area prior to mining is made available from an appropriate federal
or state agency. The permit shall not be approved until the information is
available and is incorporated into the application.
(8) All certifications required by this chapter to be made by professional engineers
shall be done in the form prescribed by the cabinet and shall be reasonably
specific as to the work being certified. The cabinet may reject any document or
map as incomplete if it is not properly certified.
(9) In addition to the information and maps required above, each application for a
permit shall be accompanied by detailed plans or proposals showing the
method of operation; the manner, time, and distance for backfilling; grading
work; and a reclamation plan for the affected area, which proposals shall meet
the requirements of this chapter and administrative regulations adopted
pursuant thereto.
(10) The application for a permit shall be accompanied by proof that the applicant
has public liability insurance coverage satisfactory to the cabinet for the surface
mining and reclamation operations for which the permit is sought, or proof that
the applicant has satisfied self-insurance requirements as provided by
administrative regulations of the cabinet. The coverage shall be maintained in
full force and effect during the terms of the permit and any permit renewal, and
until reclamation operations are completed.
(11) A basic fee set by administrative regulation, and bearing a reasonable
relationship to the cost of processing the permit application but not to exceed
two thousand five hundred dollars ($2,500), plus a fee set by administrative
regulation but not to exceed seventy-five dollars ($75), for each acre or fraction
thereof of the area of land to be affected by the operation, shall be paid before
the permit required in this section shall be issued; provided that if the cabinet
approves an incremental bonding plan submitted by the applicant, the acreage
fees may be paid in increments and at times corresponding to the approved
plan. The applicant shall file with the cabinet a bond payable to the
Commonwealth of Kentucky with surety satisfactory to the cabinet in the sum
to be determined by the cabinet for each acre or fraction thereof of the area of
land affected, with a minimum bond of ten thousand dollars ($10,000),
conditioned upon the faithful performance of the requirements set forth in this
chapter and of the administrative regulations of the cabinet. The cabinet shall
forfeit the entire amount of the bond for the permit area or increment in the
event of forfeiture. In determining the amount of the bond, the cabinet shall
take into consideration the character and nature of the overburden; the future
suitable use of the land involved; the cost of backfilling, grading, and
reclamation to be required; and the probable difficulty of reclamation, giving
consideration to such factors as topography, geology, hydrology, and
revegetation potential. The bond amount shall initially be computed to be
sufficient to assure completion of reclamation if the work had to be performed
by the cabinet in the event of forfeiture. Within thirty (30) days of a cabinet
determination of a need to change a bond protocol currently in use, the cabinet
shall immediately promulgate administrative regulations setting forth bonding
requirements including, but not limited to, requirements for the amount,
duration, release, and forfeiture of bonds. Bond protocols shall not be exempt
from KRS 13A.100 and shall be established by promulgating administrative
regulations under KRS Chapter 13A. Failure to include the formula for
establishing the amount of the bond in any administrative regulation on
bonding requirements shall be deemed a failure to comply with the
prescriptions of this section and the administrative regulation shall
automatically be declared deficient in accordance with KRS Chapter 13A.
(12) The cabinet shall promulgate administrative regulations for the permitting of
operations with surface effects of underground mining and other surface coal
mining and reclamation operations consistent with this section. The cabinet
shall recognize the distinct differences between the surface effects of
underground mining and strip mining, as also provided in KRS 350.151, in
promulgating permitting requirements for these operations; provided, that the
cabinet shall require that all the areas overlying underground workings be
permitted but that the areas overlying underground workings not affected by
operations and facilities occurring on the surface shall not be subject to the
payment of acreage fees or bond requirements of subsection (11) of this
section, KRS 350.070, or KRS 350.151.
(13) Any valid permit issued pursuant to this chapter shall carry with it the right of
successive renewal upon expiration with respect to areas within the boundaries
of the existing permit. An applicant for renewal of a permit shall pay a basic fee
set by regulation, not to exceed seven hundred fifty dollars ($750). The holders
of the permit may apply for renewal and the renewal shall be issued, provided
that on application for renewal the burden shall be on the opponents of
renewal, subsequent to the fulfillment of the public notice requirements of this
chapter, unless it is established and written findings by the cabinet are made
that:
(a) The terms and conditions of the existing permit are not being satisfactorily
(14)
(15)
(16)
(17)
met;
(b) The present surface coal mining and reclamation operation is not in
compliance with the environmental protection standards of this chapter;
(c) The renewal requested substantially jeopardizes the applicant's
continuing responsibility on existing permit areas;
(d) The applicant has not provided evidence that the performance bond in
effect for the operation will continue in full force and effect for any renewal
requested in the application as well as any additional bond the cabinet
might require; or
(e) Any additional revised or updated information required by the cabinet has
not been provided.
Prior to the approval of any renewal of permit, the cabinet shall provide notice
to the appropriate public authorities.
If an application for renewal of a valid permit includes a proposal to extend the
mining operation beyond the boundaries authorized in the existing permit, the
portion of the application for renewal of a valid permit which addresses any
new areas of surface disturbance shall be subject to the full standards
applicable to new applications under this chapter.
Any permit renewal shall be for a term not to exceed the period of the original
permit. Application for permit renewal shall be made at least one hundred
twenty (120) days prior to the expiration of the valid permit.
Notwithstanding any of the provisions of this section, a permit shall terminate if
the permittee has not commenced the surface coal mining operations covered
by the permit within three (3) years of the issuance of the permit. However, the
cabinet may grant reasonable extensions of time upon a showing that the
extensions are necessary by reason of litigation precluding commencement of
operations, or threatening substantial economic loss to the permittee, or by
reason of conditions beyond the control and without the fault or negligence of
the permittee. With respect to coal to be mined for use in a synthetic fuel facility
or specific major electric generating facility, the permittee shall be deemed to
have commenced surface mining operations at the time the construction of the
synthetic fuel or generating facility is initiated.
Each application for a permit or revision for auger mining on a previously
mined area shall contain information to describe the area to be affected, to
show that the proposed method of operation will result in stable post-mining
conditions, and reduce or eliminate adverse environmental conditions created
by previous mining activities. If the cabinet determines that the affected area
cannot be stabilized and reclaimed subsequent to augering or that the
operation will result in an adverse impact to the proposed or adjacent area, the
permit or revision shall not be issued. The cabinet shall, consistent with all
applicable requirements of this chapter, issue a permit or revision if the
applicant demonstrates that the proposed coal mining operations will provide
for reduction or elimination of the highwall, or reduction or abatement of
adverse impacts resulting from past mining activities, or stabilization or
enhancement of a previously mined area. The cabinet shall insure that all
reasonably available spoil material will be used to backfill the highwall to the
extent practical and feasible; provided, however, that in all cases the holes be
properly sealed and backfilled to a minimum of four (4) feet above the coal
seam being mined.
(18) All operations involving the loading of coal which do not separate the coal from
its impurities, and which are not located at or near the mine site, shall be
exempt from the requirements of this chapter.
Effective:June 8, 2011
History: Amended 2011 Ky. Acts ch. 102, sec. 1, effective June 8, 2011. -Amended 2010 Ky. Acts ch. 103, sec. 1, effective April 8, 2010. -- Amended
2009 Ky. Acts ch. 79, sec. 11, effective June 25, 2009. -- Amended 2006 Ky.
Acts ch. 37, sec. 1, effective July 12, 2006. -- Amended 1998 Ky. Acts ch. 382,
sec. 1, effective July 15, 1998. -- Amended 1992 Ky. Acts ch. 429, sec. 5,
effective July 14, 1992. -- Amended 1990 Ky. Acts ch. 210, sec. 1, effective July
13, 1990; and ch. 212, sec. 4, effective July 13, 1990. -- Amended 1988 Ky.
Acts ch. 294, sec. 1, effective July 15, 1988; ch. 415, sec. 2, effective July 15,
1988; and ch. 417, sec. 1, effective July 15, 1988. -- Amended 1986 Ky. Acts
ch. 448, sec. 1, effective July 15, 1986. -- Amended 1984 Ky. Acts ch. 111,
sec. 144, effective July 13, 1984, ch. 145, sec. 2, effective March 28, 1984; and
ch. 358, sec. 1, effective July 13, 1984. -- Amended 1982 Ky. Acts ch. 266,
sec. 10, effective July 15, 1982 and ch. 283, sec. 3, effective April 2, 1982. -Amended 1980 Ky. Acts ch. 62, sec. 5, effective March 21, 1980; and ch. 377,
sec. 3, effective March 21, 1980. -- Amended 1978 Ky. Acts ch. 330, sec. 23,
effective May 3, 1978; ch. 332, sec. 4, effective June 17, 1978. -- Amended
1976 Ky. Acts ch. 271, sec. 1. -- Amended 1974 Ky. Acts ch. 69, sec. 1; ch. 74,
Art. III, sec. 13(7); ch. 258, sec. 1; and ch. 373, sec. 2. -- Amended 1972 (1st
Extra. Sess.) Ky. Acts ch. 3, sec. 65. -- Amended 1972 Ky. Acts ch. 270, sec. 3.
-- Amended 1966 Ky. Acts ch. 4, sec. 7. -- Amended 1964 Ky. Acts ch. 61,
sec. 3. -- Amended 1962 Ky. Acts ch. 105, sec. 4.-- Amended 1960 Ky. Acts
ch. 143, sec. 4. -- Amended 1956 (1st Extra. Sess.) Ky. Acts ch. 7, Art. VII,
sec. 6. -- Created 1954 Ky. Acts ch. 8, sec. 6.
Legislative Research Commission Note (6/25/2009). Under KRS 7.136(1)(h), the
Reviser of Statutes corrected a manifest clerical or typographical error in
subsection (6)(f) of this statute by inserting the word "with" before "Single Zone
Protection," consistent with the language used in 2009 Ky. Acts ch. 79, sec. 3.
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