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2022 Indiana Code
Title 26. Commercial Law
Article 1. Uniform Commercial Code
Chapter 8.1. Investment Securities
- 26-1-8.1-0.1. Effect of Enactment of Chapter
- 26-1-8.1-0.3. Perfection of Certain Security Interests; Continuation of Perfection
- 26-1-8.1-101. Short Title
- 26-1-8.1-102. Definitions; Rules of Construction
- 26-1-8.1-103. Classification as Security or Financial Asset
- 26-1-8.1-104. Acquisition of a Security or Financial Asset
- 26-1-8.1-105. Notice of Adverse Claim
- 26-1-8.1-106. Control of Securities
- 26-1-8.1-107. Effectiveness of Endorsement, Instruction, or Entitlement Order
- 26-1-8.1-108. Warranties Upon Purchase or Transfer of Security
- 26-1-8.1-109. Warranties Made by and to a Securities Intermediary
- 26-1-8.1-110. Applicability of Local Law; Determination of Jurisdiction
- 26-1-8.1-111. Applicability of Rules Adopted by Clearing Corporations
- 26-1-8.1-112. Creditor Access to Debtor's Interest in a Security
- 26-1-8.1-113. Enforceability of Contracts for Sale or Purchase of a Security
- 26-1-8.1-114. Special Rules in Actions Against Issuers of a Certificated Security
- 26-1-8.1-115. Liability of Securities Intermediary, Broker, or Other Agent or Bailee
- 26-1-8.1-116. Determination of Securities Intermediary as Purchaser for Value
- 26-1-8.1-201. "Issuer" Defined
- 26-1-8.1-202. Terms of Security; Rules on Validity; Issuer's Defenses; Cancellation of Contracts
- 26-1-8.1-203. Notice of Defects
- 26-1-8.1-204. Restrictions on Transfer
- 26-1-8.1-205. Effect of Unauthorized Signature or Certificate
- 26-1-8.1-206. Enforceability of Incomplete or Incorrect Certificate
- 26-1-8.1-207. Registered Owner to Exercise All Rights and Powers of Owner Absent Appropriate Notice of Transfer
- 26-1-8.1-208. Warranties by Security Certificate Authenticating Signatory
- 26-1-8.1-209. Issuer's Lien
- 26-1-8.1-210. Overissue of Security; Refund in the Event of Unavailability of Security
- 26-1-8.1-301. Delivery of Security
- 26-1-8.1-302. Rights Acquired by Purchaser
- 26-1-8.1-303. "Protected Purchaser" Defined; Acquisition of Interest Free of Adverse Claims
- 26-1-8.1-304. Endorsement of Securities
- 26-1-8.1-305. Incomplete Instructions; Obligations Imposed on Person Initiating Instructions
- 26-1-8.1-306. Warranties by Guarantor
- 26-1-8.1-307. Duties of Transferor of Security
- 26-1-8.1-401. Issuer's Duty to Register Transfer
- 26-1-8.1-402. Issuer's Right to Assurances
- 26-1-8.1-403. Demand That Transfer Not Be Registered; Notice; Contents; Liability
- 26-1-8.1-404. Issuer Liability for Wrongful Registration of Transfer
- 26-1-8.1-405. Issuance of New Certificates; Protected Purchasers
- 26-1-8.1-406. Failure to Notify Issuer of Lost, Destroyed, or Wrongfully Taken Certificates
- 26-1-8.1-407. Obligations of Agents Acting on Behalf of Issuer
- 26-1-8.1-501. Acquisition of Security Entitlements
- 26-1-8.1-502. Adverse Claims Against Person Holding a Security Entitlement
- 26-1-8.1-503. Property Interests in Financial Assets; Enforcement of Property Rights; Purchasers for Value
- 26-1-8.1-504. Maintenance of Financial Assets by Securities Intermediary; Exempted Entity
- 26-1-8.1-505. Duty of Securities Intermediary to Obtain and Pay Distributions on Financial Assets
- 26-1-8.1-506. Duty of Securities Intermediary to Exercise Rights as Directed by Entitlement Holder
- 26-1-8.1-507. Duty of Securities Intermediary to Comply With Entitlement Order; Liability for Wrongful Transfer
- 26-1-8.1-508. Duty of Securities Intermediary to Act at Direction of Entitlement Holder
- 26-1-8.1-509. Standards for Performance of Duties by Securities Intermediary
- 26-1-8.1-510. Purchaser for Value of Financial Asset or Security Entitlement; Adverse Claims
- 26-1-8.1-511. Priority of Claims in Financial Asset
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