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2019 Indiana Code
Title 23. Business and Other Associations
Article 2.5. Loan Brokers
Chapter 7. Loan Broker Offices and Personnel
23-2.5-7-9. Principal manager; steps to prevent violation
Universal Citation:
IN Code § 23-2.5-7-9 (2019)
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IC 23-2.5-7-9 Principal manager; steps to prevent violation
Sec. 9. A principal manager who fails to take reasonable steps to prevent a violation of this article:
(1) by a mortgage loan originator who is supervised by the principal manager; or
(2) that occurs at a branch office that is supervised by the principal manager;
may subject the principal manager to discipline under IC 23-2.5-11.
As added by P.L.175-2019, SEC.2.
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